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Stock research / United States / Funds / Focused Alpha, LLC

Focused Alpha, LLC

CIK 2105062 · latest 13F filed 20 October 2026 · Read the filing on EDGAR

Focused Alpha, LLC reported 249 US-listed holdings worth $402.0 million in its 13F for the quarter ended 30 September 2026, filed 20 October 2026. Its largest: iShares Core S&P 500 ETF (5.9%), VG Totl STK Vprs (4.7%) and Microsoft Corp. (4.5%). Against the quarter before, it opened 26 positions, added to 142, trimmed 69 and sold out of 41.

Reported holdings$402.0M+3.0% on Q2 2026
Positions249-15 on Q2 2026
The largest ten33.3%of its reported holdings
Latest 13FQ3 2026filed 20 October 2026
Where the money is
OpenedAdded toTrimmed
IVV5.9%VTI4.7%MSFT4.5%GROZ2.9%GOOGL2.8%AAPL2.7%PULS2.7%SYFI2.5%AMZN2.4%VTV2.2%SEPI2.1%PAYR1.9%JHCP1.8%235 more59.1%

The 14 largest of its 249 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter
Q4 2025: $340.3 million in 243 positions$340MQ4 25Q1 2026: $323.7 million in 247 positions$324MQ1 26Q2 2026: $390.1 million in 264 positions$390MQ2 26Q3 2026: $402.0 million in 249 positions$402MQ3 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What its reported holdings returned

Held through each quarter, the holdings it reported returned +9.1% over the 3 quarters to 30 September 2026, against +11.8% for the S&P 500.

Its reported holdingsThe S&P 500
95100105110Q4 25Q1 26Q2 26Q3 26Its holdings +9.1%S&P 500 +11.8%

Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.

What it did on the quarter

Opened 26Added 142Held 12Trimmed 69Sold out 41
Opened: 26Added: 142Held: 12Trimmed: 69Sold out: 41

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 26

  1. Federated Hermes ETF Trust PAYR$7.7 million
  2. John Hancock Exchange Traded JHCP$7.4 million
  3. Columbia Trust I INEQ$4.4 million
  4. Palantir Technologies Inc. PLTR$785,984
  5. Thermo Fisher Scientific Inc. TMO$784,476
  6. Bank of America Corp. BAC$742,301
  7. ServiceNow, Inc. NOW$736,519
  8. SPDR Ser Trust BIL$721,024

and 18 more in the table below

Added to 142

  1. iShares Core S&P 500 ETF IVV+3,356 shares · +12%
  2. Pgim ETF Trust PULS+50,608 shares · +30%
  3. Zacks Trust GROZ+52,385 shares · +18%
  4. JPMorgan Chase & Co. JPM+4,663 shares · +37%
  5. Janus Detroit STR Trust JSMD+16,954 shares · +172%
  6. SCM Trust SEPI+46,299 shares · +18%
  7. First Trust Exchng Traded FD Vi UCON+47,842 shares · +23%
  8. VG Totl STK Vprs VTI+3,015 shares · +6%

and 134 more in the table below

Trimmed 69

  1. Federated Hermes ETF Trust FTRB-276,906 shares · -94%
  2. Federated Hermes ETF Trust FDV-173,748 shares · -95%
  3. Goldman Sachs ETF Trust GPIX-96,860 shares · -95%
  4. Meta Platforms, Inc. META-1,892 shares · -59%
  5. Goldman Sachs Group Inc. GS-1,481 shares · -69%
  6. Intel Corp. INTC-9,950 shares · -79%
  7. Applied Materials Inc. AMAT-2,268 shares · -79%
  8. Advanced Micro Devices Inc. AMD-1,791 shares · -65%

and 61 more in the table below

Sold out of 41

  1. Corning Inc. GLW$2.0 million last quarter
  2. Lam Research Corp. LRCX$1.3 million last quarter
  3. ExxonMobil Holdings Corp. XOM$876,258 last quarter
  4. Teradyne, Inc. TER$860,779 last quarter
  5. Freeport-McMoRan Inc. FCX$773,937 last quarter
  6. O'Reilly Automotive, Inc. ORLY$675,664 last quarter
  7. AppLovin Corp. APP$653,312 last quarter
  8. NextEra Energy Inc. NEE$615,964 last quarter

What it holds

CompanySharesValueOf its bookChange in shares
iShares Core S&P 500 ETF IVV30.8K$23.6 million5.87%+3.4K
VG Totl STK Vprs VTI50.0K$18.7 million4.66%+3.0K
Microsoft Corp. MSFT35.4K$18.2 million4.52%+874
Zacks Trust GROZ350.5K$11.9 million2.95%+52.4K
Alphabet Inc. GOOGL32.8K$11.3 million2.81%-2.9K
Apple Inc. AAPL32.8K$10.9 million2.71%-340
Pgim ETF Trust PULS218.6K$10.8 million2.69%+50.6K
AB Active SYFI291.3K$10.2 million2.53%+679
Amazon.com Inc. AMZN38.4K$9.6 million2.38%-1.1K
Vanguard Value ETF VTV40.4K$8.7 million2.17%+2.8K
SCM Trust SEPI300.8K$8.6 million2.15%+46.3K
Federated Hermes ETF Trust PAYR148.3K$7.7 million1.92%new
John Hancock Exchange Traded JHCP308.7K$7.4 million1.83%new
SPDR S&P 500 SPY9.1K$6.9 million1.72%+413
First Eagle Global A FEGE133.0K$6.7 million1.66%+11.9K
First Trust Exchng Traded FD Vi UCON257.8K$6.1 million1.52%+47.8K
Berkshire Hathaway Inc. Class B BRKB12.3K$6.1 million1.52%+64
NVIDIA Corp. NVDA26.1K$6.0 million1.48%-2.0K
Vaneck ETF Trust SMOT152.7K$5.7 million1.42%+14.9K
JPMorgan Chase & Co. JPM17.2K$5.7 million1.42%+4.7K
Principal Exchange Traded FD PREF298.0K$5.5 million1.36%+1.3K
Schwab Strategic Trust SCHD160.9K$5.2 million1.30%+11.8K
Mastercard Inc. MA8.8K$4.9 million1.21%+1.4K
Schwab Strategic Trust SCHG129.3K$4.6 million1.16%+6.1K
iShares Core Dividend Growth DGRO59.0K$4.4 million1.11%+1.5K
Columbia Trust I INEQ111.6K$4.4 million1.10%new
Alphabet Inc. GOOG12.0K$4.1 million1.01%-9
Visa Inc. V11.0K$3.9 million0.98%+350
Vanguard Whitehall FDS VYM21.6K$3.4 million0.84%+377
Vanguard Specialized Funds VIG13.2K$3.1 million0.77%+190
Cisco Systems, Inc. CSCO25.3K$2.7 million0.68%+5.8K
Costco Wholesale Corp. COST2.8K$2.5 million0.63%-110
Janus Detroit STR Trust JSMD26.8K$2.4 million0.60%+17.0K
First Trust Exchange-Traded FD EMLP57.8K$2.4 million0.59%+2.3K
iShares Inc. URTH11.4K$2.4 million0.59%no change
iShares S&P 500 Value ETF IVE10.1K$2.3 million0.57%-175
Berkshire Hathaway Inc. Del3$2.2 million0.56%no change
iShares Trust EFA21.5K$2.2 million0.56%no change
iShares S&P Growth Index FD IVW15.3K$2.2 million0.54%-2.1K
Zacks Trust SMIZ52.8K$2.2 million0.54%-1.1K
Invesco Exchange Traded FD T RSP10.3K$2.1 million0.53%+488
Vanguard Growth ETF VUG23.3K$2.1 million0.52%+156
Taiwan Semiconductor Manufacturing Company Limited TSM4.4K$2.0 million0.50%+219
iShares Russell 2000 ETF IWM7.2K$2.0 million0.50%+38
Global X FDS XYLD43.4K$1.8 million0.45%+21.1K
iShares Core MSCI Eafe ETF IEFA17.4K$1.7 million0.42%+1.9K
Amgen Inc. AMGN3.9K$1.6 million0.40%+290
Bio-Rad Laboratories, Inc. BIO4.2K$1.6 million0.40%no change
General Electric Co. GE5.0K$1.6 million0.39%+1.2K
Invesco QQQ Trust QQQ2.1K$1.5 million0.38%-128
ProShares Trust TQQQ18.5K$1.4 million0.36%-1.5K
Gilead Sciences, Inc. GILD9.4K$1.4 million0.35%+402
Broadcom Inc. AVGO3.8K$1.3 million0.33%-1.3K
Vanguard World FD MGV7.9K$1.3 million0.32%+1.6K
Invesco Exch Traded FD Trust II SPMO8.1K$1.2 million0.30%-20
AbbVie Inc. ABBV4.7K$1.2 million0.30%+2.4K
iShares Trust IBHH52.0K$1.2 million0.30%+5.1K
Pacer ETFs QDPL26.1K$1.2 million0.30%-677
iShares Trust IBHG53.2K$1.2 million0.29%+5.4K
Eli Lilly & Co. LLY983$1.1 million0.28%+577
BlackRock ETF Trust II CLOA21.7K$1.1 million0.28%+2.3K
Valero Energy Corp. VLO2.9K$1.1 million0.28%-76
Vanguard S&P 500 VOO1.6K$1.1 million0.28%+108
iShares Trust IWY3.7K$1.1 million0.27%+325
Chevron Corp. CVX5.3K$1.1 million0.27%-3.1K
Thornburg ETF Trust TXUE31.3K$1.1 million0.27%+5.2K
Seagate Technology Holdings plc STX1.2K$1.1 million0.27%+369
Janus Detroit STR Trust JAAA21.3K$1.1 million0.27%+2.4K
Texas Instruments Inc. TXN3.7K$1.0 million0.26%-1.9K
Blackstone Inc. BX9.2K$1.0 million0.26%-157
RTX Corp. RTX5.6K$1.0 million0.26%+2.1K
Invesco Exchange Traded FD T SPHQ12.2K$1.0 million0.26%-2.9K
iShares Trust IBHI44.8K$1.0 million0.25%+5.6K
Invesco Exch Traded FD Trust II QQQM3.3K$1.0 million0.25%+367
Nuveen Quality Muncp Income NAD98.5K$997,0450.25%+16.3K
Citigroup Inc. C7.5K$966,2010.24%-5.9K
Meta Platforms, Inc. META1.3K$965,4480.24%-1.9K
iShares Trust IYH13.2K$942,1590.23%-30
iShares Trust IBHF41.6K$936,2400.23%-3.4K
iShares Trust IWR8.7K$929,2630.23%+521
Morgan Stanley MS4.8K$911,4200.23%-579
Vanguard Mid Cap Index ETF VO11.5K$899,7110.22%+523
iShares Core MSCI Emerging Mark IEMG11.0K$890,0090.22%+3.2K
NetApp, Inc. NTAP4.2K$886,8300.22%-203
Coca-Cola Co. KO10.3K$886,6640.22%+7.3K
International Business Machines Corp. IBM4.0K$883,4600.22%-73
United Microelectronics Corporation UMC36.0K$882,4720.22%-330
State Street Corp. STT5.0K$869,6060.22%+142
Natera Inc Com NTRA2.1K$866,2980.22%+358
Johnson & Johnson JNJ3.3K$865,8470.22%-55
Vanguard Star FDS VXUS10.1K$859,8080.21%+4.1K
Wisdomtree Trust DGRW8.8K$854,1760.21%+23
Merck & Co., Inc. MRK5.9K$853,4570.21%-136
iShares Trust IBDT33.7K$842,1660.21%+1.1K
Global X FDS RYLD54.1K$836,9920.21%+14.9K
Micron Technology Inc. MU785$835,7740.21%-577
Eaton Vance Mun Income 2028 ETX46.9K$822,3080.20%+206
Avnet Inc. AVT8.2K$817,2060.20%-162
Palantir Technologies Inc. PLTR4.2K$785,9840.20%new
Thermo Fisher Scientific Inc. TMO1.2K$784,4760.20%new
iShares Trust EEM11.5K$764,8890.19%-4
Ishares Ibonds 2030 Term High Yield And Income Etf IBHJ29.5K$756,1960.19%+5.2K
Bank of America Corp. BAC13.6K$742,3010.18%new
ServiceNow, Inc. NOW5.5K$736,5190.18%new
U.S. Bancorp USB12.7K$734,4760.18%+9.3K
SPDR Ser Trust BIL7.9K$721,0240.18%new
iShares Silver Trust SLV13.2K$719,3730.18%-354
Quest Diagnostics Inc. DGX3.0K$709,5330.18%+50
iShares Trust IBDX29.0K$697,4830.17%+998
Invesco Actvely Mngd Etc FD PDBC36.0K$695,4440.17%+9.5K
Philip Morris International Inc. PM3.6K$684,5230.17%new
iShares Trust IBDS27.9K$672,9060.17%-4.2K
Archer-Daniels-Midland Co. ADM8.4K$670,4280.17%+20
Capital One Financial Corp. COF3.4K$662,4190.16%+161
Deere & Co. DE968$650,1100.16%-95
Bank of New York Mellon Corp. BNY4.5K$647,6470.16%-840
Williams Sonoma Inc. WSM2.8K$647,4200.16%+55
Reliance, Inc. RS1.7K$645,5030.16%+10
Cardinal Health Inc. CAH2.9K$645,2940.16%+175
Bristol-Myers Squibb Co. BMY10.2K$635,1050.16%-75
ProShares Trust QLD6.6K$630,2210.16%-247
Mondelez International, Inc. MDLZ10.9K$628,1340.16%-84
Shell plc SHEL6.5K$618,9750.15%-230
iShares Trust IBDU27.3K$618,7560.15%+2.2K
Technology Select Sector SPDR ETF XLK3.1K$612,2430.15%+51
Pfizer Inc. PFE21.3K$607,7740.15%+87
Atmos Energy Corp. ATO3.9K$606,5670.15%+4
Vanguard Total Bond Market ETF BND8.6K$603,7470.15%+2.1K
BHP Group Limited BHP7.1K$599,8900.15%-96
Goldman Sachs Group Inc. GS665$599,0200.15%-1.5K
Nuveen Municipal Credit Opport NMCO66.8K$593,9230.15%+24.1K
Tesla, Inc. TSLA1.7K$592,6740.15%-2.9K
Union Pacific Corp. UNP2.1K$583,8970.15%new
Advanced Micro Devices Inc. AMD953$582,7940.14%-1.8K
Exchange Listed FDS Trust AMOM9.5K$581,7940.14%+2.8K
FedEx Corp. FDX2.0K$580,4590.14%+615
Grupo Cibest American Depositary S CIB6.2K$571,0610.14%+74
UnitedHealth Group Inc. UNH1.6K$570,8250.14%new
Walmart Inc. WMT5.4K$560,9000.14%+178
iShares High Yield Muni Income Active ETF SHYM25.9K$553,8640.14%-797
Albertsons Companies, Inc. ACI47.5K$551,9860.14%new
United Therapeutics Corp. UTHR992$537,5550.13%new
Snap-on Inc. SNA1.5K$532,2580.13%+24
Nokia Corporation NOK52.5K$532,1650.13%+491
Aflac Inc. AFL4.8K$531,1520.13%+224
3M Co. MMM3.2K$528,3090.13%+31
Calamos ETF Trust CAIE19.8K$526,0300.13%+5.4K
Salesforce, Inc. CRM2.3K$525,2560.13%new
CVS Health Corp. CVS6.1K$521,5780.13%-6.8K
T. Rowe Price Group, Inc. TROW5.0K$520,4750.13%+159
General Motors Co. GM6.7K$519,3110.13%-1.1K
Simon Property Group Inc. SPG2.6K$519,1940.13%new
ExxonMobil Holdings Corp. XOM3.2K$518,6760.13%new
Invesco S&P MidCap Momentum ETF XMMO3.5K$516,8360.13%-68
Cognex Corp. CGNX8.5K$512,6150.13%+2.5K
Southern Co. SO6.2K$512,2380.13%-317
iShares Trust IBHK20.8K$512,1880.13%+3.0K
Public Storage PSA1.8K$501,8570.12%-59
TE Connectivity plc TEL2.3K$494,5230.12%-136
iShares Trust IJT3.0K$487,3490.12%+1.3K
Bondbloxx ETF Trust PCMM9.6K$481,8080.12%+1.6K
SPDR Ser Trust SPYM5.4K$481,5750.12%+2.0K
Eastgroup Properties Inc. EGP2.4K$479,3270.12%+101
Vanguard Ftse Developed Markets VEA6.7K$471,4020.12%+206
Sysco Corp. SYY6.0K$470,4110.12%new
Ea Series Trust IMOM11.5K$464,3580.12%+3.2K
iShares Trust IJS3.6K$462,8400.12%-66
Federated Hermes ETF Trust FTRB18.8K$449,2510.11%-276.9K
Equinor ASA EQNR10.7K$446,8560.11%+76
Hartford Insurance Group, Inc. HIG3.6K$441,9680.11%+145
Vertiv Holdings Co. VRT1.8K$441,6080.11%+449
DBX ETF Trust HDEF13.6K$439,4240.11%+92
iShares Core S&P Mid-Cap ETF IJH6.1K$436,6370.11%+184
GE Vernova Inc. GEV459$436,2930.11%-884
Imax Corp. IMAX7.9K$433,4130.11%new
UBS Group AG UBS8.9K$427,9720.11%no change
Darden Restaurants Inc. DRI2.2K$423,7900.11%-175
New York Times Co. NYT6.6K$422,3700.11%+478
Vodafone Group Public Limited Company VOD26.0K$420,4040.10%+533
Rio Tinto plc RIO4.4K$418,8540.10%+105
National Fuel Gas Co. NFG5.5K$415,6490.10%-2.5K
Petroleo Brasileiro SA Petro PBRA21.8K$414,5330.10%+531
SPDR Gold MiniShares GLDM5.0K$413,4610.10%+217
HSBC Holdings plc HSBC4.1K$405,3560.10%+57
Harbor ETF Trust HGER11.4K$400,4660.10%+106
Banco De Chile BCH9.5K$381,0130.09%+227
Home Depot, Inc. HD1.3K$380,2110.09%-263
Banco Santander Chile New BSAC11.4K$379,7770.09%+267
iShares Trust IBDV18.0K$379,6860.09%+2.3K
ASML Holding N.V. ASML207$375,5360.09%-19
iShares Trust IWF3.0K$374,5150.09%-259
Southern Copper Corp. SCCO1.8K$373,5400.09%+21
McDonald's Corp. MCD1.6K$363,9250.09%+9
iShares Trust IBDY14.7K$359,5130.09%new
Columbia ETF Trust I NJNK18.5K$357,5880.09%no change
Carpenter Technology Corp. CRS914$355,3930.09%new
Capital Group GBL Growth Eqt CGGO8.9K$354,1820.09%+1.2K
Takeda Pharmaceutical Company Limited TAK19.5K$353,9840.09%+563
Vale S.A. VALE26.1K$349,5920.09%+1.3K
Fidelity National Financial, Inc. FNF8.9K$345,0510.09%+405
Canadian Natl Ry Co. CNI2.9K$344,1220.09%+51
Pinnacle West Capital Corp. PNW3.7K$340,2470.08%no change
Unilever plc UL5.5K$334,1620.08%+70
Ecopetrol S A EC20.3K$334,0870.08%new
iShares Trust EFV4.2K$332,8970.08%+150
iShares Trust EFG2.8K$332,8130.08%+100
Telefonaktiebolaget LM Ericsson ERIC36.3K$331,9440.08%+1.3K
Ambev S.A. ABEV112.1K$327,4340.08%+3.9K
GSK plc GSK6.8K$325,8280.08%+242
JPMorgan Nasdaq Equity Premium JEPQ5.3K$325,8160.08%-305
iShares Trust IBDW16.2K$324,9500.08%+2.4K
Honda Motor Co. Ltd. HMC10.2K$323,2810.08%+292
British American Tobacco p.l.c. BTI5.9K$323,0960.08%-62
Intel Corp. INTC2.7K$321,8880.08%-9.9K
Caterpillar Inc. CAT393$318,3090.08%-740
McKesson Corp. MCK370$315,9100.08%+3
Palo Alto Networks Inc. PANW783$310,9860.08%+18
Applied Materials Inc. AMAT600$306,8660.08%-2.3K
National Grid plc NGG4.0K$303,3600.08%+161
Global X CLIP3.0K$302,2240.08%no change
iShares Trust SMLF3.6K$302,1710.08%+1.2K
iShares Bitcoin Trust ETF IBIT6.3K$300,4680.07%new
iShares Trust IBDR12.3K$299,2670.07%-16.1K
First Trust High Yield Opprt 20 FTHY22.3K$287,1080.07%-2.6K
LCI Industries LCII3.4K$285,1700.07%+340
Sanofi SNY6.6K$270,1750.07%+281
Federated Hermes ETF Trust FDV8.6K$269,3760.07%-173.7K
Goldman Sachs ETF Trust GPIX4.8K$267,0120.07%-96.9K
Wells Fargo & Company WFC3.3K$266,8070.07%+451
Ceco Environmental Corp. Com CECO3.7K$256,4140.06%new
Vanguard Real Estate ETF VNQ2.9K$255,9650.06%+17
Algonquin PWR Utils Corp. AQN50.5K$254,1910.06%+2.3K
Vaneck ETF Trust HYD5.2K$251,7620.06%+44
Goldman Sachs ETF Trust GSST4.9K$245,3870.06%-3
First Trust ETFs HYLS6.1K$240,3600.06%-1.0K
Space Exploration Techn Corp. Class A Com STK SPCX1.6K$239,1130.06%+370
iShares Trust IAGG4.8K$236,0430.06%+124
Capital Group New Geography CGNG6.4K$232,5130.06%+543
iShares Trust IBHL9.5K$232,1790.06%new
Procter & Gamble Co. PG1.5K$223,9480.06%new
Novartis AG NVS1.6K$221,8170.06%+72
Litman Gregory FDS Trust DBMF6.8K$220,0210.05%+228
Putnam ETF Trust PBDC8.1K$219,2700.05%-889
Pacer FDS Trust PTNQ2.2K$200,4100.05%-3.9K
Vanguard Ftse Emerging Markets VWO3.4K$200,0000.05%no change
Telus Corporation TU21.5K$180,1630.04%+1.5K
Eaton Vance Tax-Managed Glob EXG10.1K$95,0370.02%+95
Putnam ETF Trust FTNY11.1K$81,3170.02%+283
Nuveen Mun CR Opportunities NMCORT59.8K$1,4950.00%new
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 41 it sold out of are in the box above.