Hennion & Walsh Asset Management, Inc.

CIK 1861642 · latest 13F filed 13 October 2026 · Read the filing on EDGAR

Hennion & Walsh Asset Management, Inc. reported 969 US-listed holdings worth $3.42 billion in its 13F for the quarter ended 30 September 2026, filed 13 October 2026. Its largest: iShares Core S&P 500 ETF (4.4%), Wisdomtree Trust (2.0%) and BlackRock ETF Trust (1.8%). Against the quarter before, it opened 70 positions, added to 516, trimmed 360 and sold out of 56.

Reported holdings$3.42B-2.4% on Q2 2026

Positions969+14 on Q2 2026

The largest ten16.7%of its reported holdings

Latest 13FQ3 2026filed 13 October 2026

Where the money is

OpenedAdded toTrimmed

The 14 largest of its 969 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What it did on the quarter

Opened 70Added 516Held 23Trimmed 360Sold out 56

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 70

Neos ETF Trust SPYI$48.7 million
BlackRock Muniyield Quality MYI$22.1 million
Teva Pharmaceutical-Sp ADR TEVJF$13.8 million
ExxonMobil Holdings Corp. XOM$6.9 million
Invesco Exch Traded FD Trust II PWZ$2.9 million
Nuveen Dynamic Mun Opportuni NDMO$1.9 million
AMETEK Inc. AME$1.0 million
Grupo Cibest American Depositary S CIB$988,667

and 62 more in the table below

Added to 516

BlackRock ETF Trust DYNF+237,744 shares · +36%
CrowdStrike Holdings, Inc. CRWD+25,729 shares · +282%
JP Morgan ETFs JSCP+104,310 shares · +33%
iShares Core S&P 500 ETF IVV+4,867 shares · +3%
Taiwan Semiconductor Manufacturing Company Limited TSM+6,305 shares · +30%
Neuberger Berman Mun FD Inc. NBH+310,974 shares · +195%
Nuveen Quality Muncp Income NAD+271,237 shares · +20%
Nuveen Municipal Credit Opport NMCO+301,728 shares · +94%

and 508 more in the table below

Trimmed 360

ProShares Trust ISPY-1.0 million shares · -98%
BlackRock Muniyild Qult FD I MQY-2.0 million shares · -44%
Janus Detroit STR Trust JSML-170,533 shares · -35%
Palo Alto Networks Inc. PANW-7,318 shares · -13%
Alphabet Inc. GOOGL-7,256 shares · -8%
Analog Devices Inc. ADI-6,243 shares · -12%
Micron Technology Inc. MU-2,306 shares · -9%
Corcept Therapeutics Inc. CORT-20,928 shares · -46%

and 352 more in the table below

Sold out of 56

Teva Pharmaceutical Industries Ltd. TEVA$11.1 million last quarter
ExxonMobil Holdings Corp. XOM$6.5 million last quarter
Invesco Exch Traded FD Trust II IDMO$3.1 million last quarter
Abrdn Natl Mun Income FD VFL$2.8 million last quarter
Invesco Exchange Traded FD T PSI$1.3 million last quarter
Neurocrine Biosciences Inc. NBIX$989,132 last quarter
Invesco Exchange Traded FD T PPA$958,326 last quarter
Invesco Exchange Traded FD T PKB$885,274 last quarter

What it holds

Company	Shares	Value	Of its book	Change in shares
iShares Core S&P 500 ETF IVV	196,381	$150.4 million	4.40%	+4,867
Wisdomtree Trust DDWM	1,474,086	$67.3 million	1.97%	+40,339
BlackRock ETF Trust DYNF	901,754	$62.5 million	1.83%	+237,744
Columbia ETF Trust II XCEM	1,056,208	$54.3 million	1.59%	+47,468
Vanguard Value ETF VTV	251,274	$54.3 million	1.59%	+4,441
Neos ETF Trust SPYI	915,241	$48.7 million	1.42%	new
Goldman Sachs ActiveBeta US LgC GSLC	264,543	$38.4 million	1.12%	-7,455
iShares Trust IGEB	886,853	$37.9 million	1.11%	+25,612
Alphabet Inc. GOOGL	86,259	$29.7 million	0.87%	-7,256
NVIDIA Corp. NVDA	127,442	$29.1 million	0.85%	-10,019
Janus Detroit STR Trust JSML	312,068	$26.8 million	0.78%	-170,533
iShares Trust PFF	885,715	$26.1 million	0.76%	-9,899
Amplify ETF Trust AIVC	226,687	$26.1 million	0.76%	+17,146
Micron Technology Inc. MU	23,958	$25.5 million	0.75%	-2,306
Applied Materials Inc. AMAT	49,365	$25.2 million	0.74%	-1,452
BlackRock Muniyild Qult FD I MQY	2,507,219	$24.9 million	0.73%	-1,999,992
Nuveen Mun Value FD Inc. NUV	2,956,757	$24.5 million	0.72%	+94,454
BlackRock Muniholdings FD in MHD	2,339,514	$24.0 million	0.70%	+29,242
Nuveen Amt Free Mun CR Inc. F NVG	2,163,046	$22.9 million	0.67%	-47,500
Lam Research Corp. LRCX	68,449	$22.5 million	0.66%	-5,942
BlackRock Muniyield Quality MYI	2,295,761	$22.1 million	0.65%	new
Amazon.com Inc. AMZN	88,276	$22.0 million	0.64%	-3,671
iShares Trust HYGW	768,920	$21.7 million	0.64%	+1,731
Nuveen Mun High Income Opportu Com NMZ	2,345,860	$21.0 million	0.61%	+128,824
Apple Inc. AAPL	62,301	$20.7 million	0.61%	-5,752
Dell Technologies Inc. DELL	37,246	$20.0 million	0.59%	+3,750
Microsoft Corp. MSFT	38,270	$19.6 million	0.57%	-582
American Century ETF Trust AVDE	216,952	$19.5 million	0.57%	+13,185
Palo Alto Networks Inc. PANW	48,238	$19.2 million	0.56%	-7,318
JP Morgan ETFs JSCP	416,624	$19.2 million	0.56%	+104,310
Analog Devices Inc. ADI	47,856	$19.0 million	0.56%	-6,243
Broadcom Inc. AVGO	53,870	$18.9 million	0.55%	-4,613
Nuveen Municipal Credit Inc. NZF	1,714,876	$18.6 million	0.54%	+109,440
Eli Lilly & Co. LLY	16,042	$18.6 million	0.54%	+1,682
Nuveen Amt Free Qlty Mun Inc. NEA	1,842,345	$18.3 million	0.54%	+234,449
BlackRock Funds/Closed-End BTT	833,167	$18.2 million	0.53%	+49,485
General Electric Co. GE	55,128	$17.2 million	0.50%	+6,154
Visa Inc. V	47,517	$17.1 million	0.50%	-1,326
Nuveen Quality Muncp Income NAD	1,644,333	$16.6 million	0.49%	+271,237
Meta Platforms, Inc. META	22,612	$16.4 million	0.48%	+2,187
JPMorgan Nasdaq Equity Premium JEPQ	263,920	$16.2 million	0.47%	+9,171
KLA Corp. KLAC	82,808	$16.1 million	0.47%	-5,675
JPMorgan Chase & Co. JPM	45,885	$15.2 million	0.44%	-1,286
Iovance Biotherapeutics Inc. IOVA	992,194	$14.7 million	0.43%	+173,281
Arista Networks, Inc. ANET	70,889	$14.4 million	0.42%	+4,055
ASML Holding N.V. ASML	7,802	$14.1 million	0.41%	+1,431
Advanced Micro Devices Inc. AMD	22,590	$13.8 million	0.40%	-768
Teva Pharmaceutical-Sp ADR TEVJF	348,579	$13.8 million	0.40%	new
Goldman Sachs ETF Trust GSIE	277,404	$12.7 million	0.37%	-9,309
Indivior Pharmaceuticals, Inc. INDV	353,240	$12.7 million	0.37%	-7,005
Urogen Pharma Ltd URGN	309,584	$12.6 million	0.37%	+32,888
Taiwan Semiconductor Manufacturing Company Limited TSM	27,170	$12.4 million	0.36%	+6,305
PIMCO Mun Income FD II PML	1,826,576	$12.0 million	0.35%	+152,768
Invesco Value Mun Income Trust Com IIM	1,145,253	$12.0 million	0.35%	-17,742
iShares Trust IDV	281,038	$11.9 million	0.35%	+8,131
Jazz Pharmaceuticals plc JAZZ	50,640	$11.7 million	0.34%	+2,621
Quanta Services, Inc. PWR	18,189	$11.7 million	0.34%	-1,481
BlackRock Muniassets FD Inc. MUA	1,201,723	$11.5 million	0.34%	-10,233
Costco Wholesale Corp. COST	12,563	$11.4 million	0.33%	+2,038
Johnson & Johnson JNJ	43,048	$11.4 million	0.33%	-707
Janus Detroit STR Trust JAAA	224,215	$11.3 million	0.33%	+10,284
Travere Therapeutics Inc. TVTX	191,416	$11.3 million	0.33%	+19,946
Howmet Aerospace Inc. HWM	49,079	$11.1 million	0.32%	+6,574
Eaton Vance Mortgage Opp ETF EVMO	223,041	$10.7 million	0.31%	+14,894
Invesco Trust Invt Grade Muns VGM	1,234,470	$10.7 million	0.31%	-12,811
Invesco Mun Opportunity Trust Com VMO	1,272,539	$10.6 million	0.31%	-5,039
Merck & Co., Inc. MRK	72,747	$10.6 million	0.31%	+232
General Dynamics Corp. GD	31,625	$10.5 million	0.31%	+6,870
Nuveen Select Tax-Free Incom NXP	773,125	$10.4 million	0.30%	+104,929
Walmart Inc. WMT	99,315	$10.3 million	0.30%	-4,439
Vaneck ETF Trust MLN	608,311	$9.9 million	0.29%	+22,030
Nyli Mackay Definedterm Muni MMD	722,391	$9.8 million	0.29%	-6,571
Lockheed Martin Corp. LMT	19,165	$9.8 million	0.29%	+675
ProShares Trust ITWO	226,495	$9.7 million	0.29%	+5,845
Janus Detroit STR Trust JEMB	185,616	$9.5 million	0.28%	+11,609
Eaton Vance Mun BD FD EIM	1,042,356	$9.5 million	0.28%	-50,570
CrowdStrike Holdings, Inc. CRWD	34,848	$9.2 million	0.27%	+25,729
BNY Mellon Strategic Muns in LEO	1,655,797	$9.2 million	0.27%	-27,338
Targa Resources Corp. TRGP	33,578	$9.1 million	0.27%	+4,704
Ssga Active ETF Trust SRLN	224,312	$9.1 million	0.27%	+14,326
Ducommun Inc. Del DCO	50,971	$8.7 million	0.26%	+2,086
Nuveen New York Amt QLT Municp Com NRK	932,712	$8.6 million	0.25%	+102,289
Eaton Vance Muni Income Trus EVN	928,478	$8.6 million	0.25%	-7,300
Constellation Energy Corp. CEG	33,583	$8.5 million	0.25%	-907
Invesco Municipal Trust VKQ	986,211	$8.4 million	0.24%	+46,143
Northrop Grumman Corp. NOC	16,613	$8.0 million	0.23%	+1,356
McKesson Corp. MCK	9,300	$7.9 million	0.23%	-1,824
American Electric Power Co. Inc. AEP	65,267	$7.7 million	0.23%	+9,214
Hewlett Packard Enterprise Co. HPE	120,625	$7.7 million	0.23%	-743
MFS Mun Income Trust MFM	1,576,341	$7.6 million	0.22%	+551,772
Bank of New York Mellon Corp. BNY	52,481	$7.6 million	0.22%	+5,989
BNY Mellon Strategic Mun BD DSM	1,453,764	$7.6 million	0.22%	-22,448
iShares Trust SGOV	75,164	$7.6 million	0.22%	+2,789
Invesco Muni Income Opp Trst OIA	1,310,011	$7.5 million	0.22%	+50,824
Mastercard Inc. MA	13,541	$7.5 million	0.22%	-1,274
Celcuity Inc. CELC	93,210	$7.4 million	0.22%	-7,158
BlackRock Munihldngs Cali QL MUC	759,597	$7.4 million	0.22%	+50,295
Invesco Advantage Mun Income VKI	981,341	$7.3 million	0.21%	-8,148
ATI Inc. ATI	38,741	$7.3 million	0.21%	+1,912
Flaherty & Crumrine PFD Secs FFC	487,782	$7.3 million	0.21%	+15,430
Syndax Pharmaceuticals Inc. SNDX	386,364	$7.3 million	0.21%	+43,481
iShares ETFs IGLB	158,224	$7.2 million	0.21%	-1,965
Ecolab Inc. ECL	26,105	$7.2 million	0.21%	-1,736
Vanguard Scottsdale FDS VGLT	142,572	$7.1 million	0.21%	-775
Comfort Systems USA Inc. FIX	4,301	$7.1 million	0.21%	-793
RTX Corp. RTX	38,271	$7.1 million	0.21%	+4,040
Trane Technologies plc TT	15,686	$7.1 million	0.21%	+626
UnitedHealth Group Inc. UNH	19,276	$7.1 million	0.21%	+4,623
S&P Global Inc. SPGI	17,867	$7.0 million	0.21%	+1,521
Kura Oncology Inc. KURA	656,094	$7.0 million	0.21%	+87,249
Coca-Cola Co. KO	81,582	$7.0 million	0.21%	+1,894
Adams Express Company ADX	271,552	$7.0 million	0.20%	-4,198
TJX Companies Inc. TJX	52,495	$6.9 million	0.20%	+906
Zai Lab Limited ZLAB	263,097	$6.9 million	0.20%	+32,679
ExxonMobil Holdings Corp. XOM	42,361	$6.9 million	0.20%	new
Western Asset Managed Muns F MMU	768,088	$6.9 million	0.20%	+153,841
State Street Corp. STT	38,968	$6.8 million	0.20%	+6,259
Sterling Infrastructure, Inc. STRL	13,819	$6.8 million	0.20%	+1,880
AllianceBernstein Natl Mun I AFB	710,957	$6.8 million	0.20%	+111,288
Nuveen New York QLT Mun Inc. NAN	687,311	$6.7 million	0.20%	+85,962
Parker-Hannifin Corp. PH	7,053	$6.7 million	0.20%	+6
Rocket Lab Corp. RKLB	96,015	$6.7 million	0.20%	+2,429
Vanguard World FD VGT	52,700	$6.6 million	0.19%	+1,062
Philip Morris International Inc. PM	34,609	$6.6 million	0.19%	-2,403
Invesco Exch Traded FD Trust II PZT	319,267	$6.6 million	0.19%	-34,387
AbbVie Inc. ABBV	25,002	$6.5 million	0.19%	+1,170
Goldman Sachs Group Inc. GS	7,250	$6.5 million	0.19%	+1,419
Monolithic Power Systems, Inc. MPWR	4,842	$6.5 million	0.19%	+494
Putnam Managed Mun Income Trust PMM	1,184,453	$6.4 million	0.19%	-7,210
Iron Mountain Inc. IRM	57,044	$6.3 million	0.19%	+740
iShares Trust IGIB	125,349	$6.3 million	0.18%	-2,772
Abrdn Total Dynamic Dividend AOD	620,166	$6.3 million	0.18%	+53,396
Altria Group, Inc. MO	93,036	$6.3 million	0.18%	+11,043
Banco Bilbao Vizcaya Argentaria, S.A. BBVA	224,445	$6.3 million	0.18%	-26,380
Procter & Gamble Co. PG	43,049	$6.3 million	0.18%	+690
BlackRock Muniyield N Y Qual MYN	713,731	$6.3 million	0.18%	-213,146
Lattice Semiconductor Corp. LSCC	48,921	$6.1 million	0.18%	-13,554
DoorDash, Inc. DASH	32,286	$5.9 million	0.17%	+2,801
Pacira BioSciences, Inc. PCRX	236,038	$5.9 million	0.17%	+32,518
Nuveen Ca Qualty Mun Income NAC	575,568	$5.9 million	0.17%	+57,282
Vaneck ETF Trust HYEM	302,496	$5.9 million	0.17%	+23,202
Vanguard Scottsdale FDS VGIT	103,148	$5.8 million	0.17%	+4,322
Incyte Corp. INCY	48,034	$5.8 million	0.17%	+9,459
Boeing Co. BA	31,255	$5.8 million	0.17%	+2,549
Modine Manufacturing Co MOD	30,636	$5.7 million	0.17%	+1,091
Vertiv Holdings Co. VRT	23,737	$5.7 million	0.17%	-1,928
Invesco Calif Value Mun Inco VCV	634,411	$5.7 million	0.17%	+64,026
Nuveen S&P 500 Dynamic Overw SPXX	307,675	$5.7 million	0.17%	+53,498
Astronics Corp. ATRO	83,989	$5.7 million	0.17%	+4,300
Verastem Inc. VSTM	699,828	$5.6 million	0.16%	+130,633
United Rentals, Inc. URI	5,628	$5.6 million	0.16%	-296
Cisco Systems, Inc. CSCO	51,762	$5.6 million	0.16%	-13,011
Nuveen Municipal Credit Opport NMCO	622,117	$5.5 million	0.16%	+301,728
Antero Midstream Corp. AM	273,994	$5.5 million	0.16%	+19,434
Columbia Management Investment Advisers LLC TY	159,167	$5.5 million	0.16%	+2,617
Flex Ltd. FLEX	49,256	$5.4 million	0.16%	+7,702
DBX ETF Trust RVNU	232,492	$5.4 million	0.16%	+5,901
Gilead Sciences, Inc. GILD	36,312	$5.4 million	0.16%	+7,805
Chevron Corp. CVX	26,484	$5.4 million	0.16%	-2,668
Compass Pathways PLC CMPS	432,743	$5.4 million	0.16%	+14,910
Western Asset Diversified in WDI	450,014	$5.3 million	0.16%	-25,959
Seagate Technology Holdings plc STX	5,765	$5.3 million	0.16%	-2,183
Fortinet, Inc. FTNT	29,718	$5.3 million	0.16%	-5,416
SPDR S&P 500 SPY	6,958	$5.3 million	0.16%	+10
Sysco Corp. SYY	67,843	$5.3 million	0.15%	-770
Viridian Therapeutics Inc. VRDN	254,765	$5.2 million	0.15%	+45,673
NextEra Energy Inc. NEE	69,111	$5.2 million	0.15%	-8,912
Trinity Cap Inc. TRIN	297,707	$5.2 million	0.15%	-48,485
Raymond James Financial Inc. RJF	32,988	$5.2 million	0.15%	+556
Nuveen Amt-Free Mun Value FD NUW	390,845	$5.2 million	0.15%	-34,104
L3Harris Technologies, Inc. LHX	21,691	$5.1 million	0.15%	+1,807
Nasdaq, Inc. NDAQ	55,755	$5.1 million	0.15%	-9,110
iShares New York Muni Bond ETF NYF	101,245	$5.1 million	0.15%	-8,087
First Trust Exch Traded FD III FMNY	205,444	$5.1 million	0.15%	+4,867
Everpure, Inc. P	39,044	$5.1 million	0.15%	+1,940
Global X FDS QYLD	274,695	$5.1 million	0.15%	+25,566
Duke Energy Corp. DUK	44,648	$5.1 million	0.15%	+1,962
Nuveen California NKX	483,245	$5.1 million	0.15%	+55,614
International Business Machines Corp. IBM	22,882	$5.0 million	0.15%	-1,396
AAR Corp. AIR	49,411	$5.0 million	0.15%	+3,217
Zevra Therapeutics Inc. ZVRA	456,795	$5.0 million	0.15%	+73,089
Invesco Quality Mun Income T IQI	570,256	$4.9 million	0.14%	+202,752
A10 Networks, Inc. ATEN	181,287	$4.9 million	0.14%	+39,309
Amphenol Corp. APH	58,229	$4.9 million	0.14%	+27,779
Woodward, Inc. WWD	14,928	$4.9 million	0.14%	+1,062
American Express Co. AXP	16,122	$4.9 million	0.14%	+522
Digi International Inc. DGII	64,126	$4.9 million	0.14%	+4,295
Eaton Vance Management EOT	317,759	$4.9 million	0.14%	+68,581
ING Groep N.V. ING	136,010	$4.8 million	0.14%	-8,736
Arcturus Therapeutics Hldgs ARCT	349,102	$4.8 million	0.14%	+2,895
Meiragtx Holdings PLC MGTX	433,504	$4.8 million	0.14%	+11,525
DTE Energy Co. DTE	38,362	$4.7 million	0.14%	+4,631
Ardelyx Inc. ARDX	1,338,849	$4.6 million	0.13%	+127,159
Curtiss Wright Corp. CW	8,398	$4.6 million	0.13%	+1,208
Invesco Trust Invt Grade New Yo VTN	487,470	$4.6 million	0.13%	-22,713
Putnam Mun Opportunities Trust SH Ben Int PMO	496,370	$4.5 million	0.13%	-54,146
BlackRock, Inc. BLK	4,272	$4.5 million	0.13%	-28
Prologis, Inc. PLD	34,784	$4.5 million	0.13%	+3,300
Nisource Inc. NI	115,302	$4.5 million	0.13%	+5,791
Heico Corp. New HEI	14,770	$4.5 million	0.13%	+2,833
Morgan Stanley Direct Lendin MSDL	326,802	$4.5 million	0.13%	+11,001
Xcel Energy Inc. XEL	63,104	$4.4 million	0.13%	+4,623
Nuveen Churchill Direct Lend NCDL	394,847	$4.4 million	0.13%	-47,833
Travelers Companies, Inc. TRV	12,366	$4.4 million	0.13%	+450
Rigel Pharmaceuticals Inc. RIGL	90,824	$4.4 million	0.13%	+2,980
Williams Companies, Inc. WMB	64,171	$4.4 million	0.13%	-13,953
WEC Energy Group, Inc. WEC	43,106	$4.3 million	0.13%	+3,793
Grifols S.a. GRFS	591,486	$4.3 million	0.13%	-687
Cadence Design Systems Inc. CDNS	13,032	$4.3 million	0.13%	+1,190
Neuberger Berman Mun FD Inc. NBH	470,577	$4.3 million	0.13%	+310,974
Uniqure NV QURE	175,557	$4.2 million	0.12%	+33,444
Madrigal Pharmaceuticals Inc. MDGL	8,394	$4.2 million	0.12%	-290
Immunovant Inc. IMVT	124,782	$4.2 million	0.12%	+4,096
Eaton Corp. plc ETN	9,780	$4.2 million	0.12%	+2,355
Moog Inc. MOGA	10,971	$4.2 million	0.12%	+1,002
Nuveen California Muni Vlu F NCA	491,625	$4.2 million	0.12%	+29,520
Equinix Inc. EQIX	4,090	$4.1 million	0.12%	+393
Cormedix Inc. CRMD	536,909	$4.1 million	0.12%	+98,280
Ameren Corp. AEE	41,452	$4.1 million	0.12%	+3,481
BNY Mellon High Yield Strategy Fund DHF	1,855,569	$4.1 million	0.12%	-17,275
Emcor Group, Inc. EME	5,389	$4.1 million	0.12%	+1,181
Cogent Biosciences Inc. COGT	126,973	$4.1 million	0.12%	-4,802
Flaherty & Crumrine Dynamic PF SHS DFP	214,298	$4.0 million	0.12%	-4,391
Flaherty & Crumrine Total Retu Com FLC	254,749	$4.0 million	0.12%	+13,281
Waste Management Inc. WM	19,544	$4.0 million	0.12%	-5,408
Charles Schwab Corp. SCHW	40,725	$4.0 million	0.12%	-16,740
Huntington Ingalls Industries, Inc. HII	14,759	$3.9 million	0.12%	+2,007
CMS Energy Corp. CMS	62,158	$3.9 million	0.11%	+8,787
PIMCO Calif Mun Income FD Com PCQ	505,534	$3.9 million	0.11%	-33,187
Supernus Pharmaceuticals, Inc. SUPN	90,191	$3.9 million	0.11%	-22
Immunitybio Inc. IBRX	409,749	$3.9 million	0.11%	+5,839
Verizon Communications Inc. VZ	84,118	$3.9 million	0.11%	+6,713
Banco De Chile BCH	95,377	$3.8 million	0.11%	+25,895
Oracle Corp. ORCL	27,679	$3.8 million	0.11%	-9,419
Snowflake Inc. SNOW	11,136	$3.8 million	0.11%	+5,706
Kinder Morgan, Inc. KMI	123,045	$3.7 million	0.11%	+3,382
CareTrust Reit, Inc. CTRE	101,203	$3.7 million	0.11%	+19,120
Alliant Energy Corp. LNT	58,393	$3.7 million	0.11%	+4,116
Gabelli Funds/Closed-end GDV	130,448	$3.7 million	0.11%	+3,845
Kroger Co. KR	62,953	$3.7 million	0.11%	-2,049
BWX Technologies, Inc. BWXT	26,931	$3.7 million	0.11%	+3,109
Eaton Vance Funds/Closed-end/U EFT	344,080	$3.7 million	0.11%	+43,494
Marvell Technology, Inc. MRVL	13,892	$3.7 million	0.11%	+5,974
Uber Technologies, Inc. UBER	53,228	$3.6 million	0.11%	+22,565
Golub Cap BDC Inc. GBDC	288,189	$3.6 million	0.11%	-35,026
Olema Pharmaceuticals Inc. OLMA	421,061	$3.6 million	0.11%	+850
Bain Cap Specialty Fin Inc. BCSF	327,753	$3.6 million	0.11%	-42,388
Expedia Group, Inc. EXPE	13,628	$3.6 million	0.11%	+8,336
V2X, Inc. VVX	50,614	$3.6 million	0.10%	-1,201
Abrdn Global Dynamic Dividen AGD	304,543	$3.6 million	0.10%	-5,628
Mercury Systems Inc. MRCY	42,919	$3.6 million	0.10%	-983
Atmos Energy Corp. ATO	22,338	$3.5 million	0.10%	+6,777
Goldman Sachs ETF Trust GMNY	73,178	$3.5 million	0.10%	+16,198
Ocugen Inc. OCGN	3,385,645	$3.5 million	0.10%	+555,248
Truist Financial Corp. TFC	74,875	$3.5 million	0.10%	+3,793
Cardinal Health Inc. CAH	15,559	$3.5 million	0.10%	+4,041
Digital Realty Trust, Inc. DLR	19,715	$3.5 million	0.10%	+2,024
Tat Technologies Ltd TATT	98,587	$3.5 million	0.10%	-2,277
Boston Scientific Corp. BSX	78,604	$3.4 million	0.10%	-14,417
Abrdn Global Infra Income Fu ASGI	177,263	$3.4 million	0.10%	+34,626
Kratos Defense & Security Solutions, Inc. KTOS	80,115	$3.4 million	0.10%	+7,455
Microchip Technology Inc. MCHP	43,840	$3.4 million	0.10%	+13,106
Qualcomm Inc. QCOM	18,494	$3.4 million	0.10%	-6,836
Innovative Solutions &amp Suppo IA	182,901	$3.4 million	0.10%	-3,952
Royce & Associates LLC RVT	195,780	$3.4 million	0.10%	+18,104
Fabrinet FN	7,824	$3.3 million	0.10%	-413
Ralph Lauren Corp. RL	9,337	$3.3 million	0.10%	+2,983
Intellia Therapeutics Inc. NTLA	266,169	$3.2 million	0.09%	+45,646
Amgen Inc. AMGN	7,596	$3.2 million	0.09%	-69
Pinnacle West Capital Corp. PNW	34,338	$3.2 million	0.09%	+1,559
SAP SE SAP	14,844	$3.1 million	0.09%	+702
Monster Beverage Corp. MNST	74,173	$3.1 million	0.09%	+26,072
BNY Mellon Mun BD Infrastruc DMB	325,299	$3.1 million	0.09%	+78,211
ROSS Stores, Inc. ROST	13,111	$3.1 million	0.09%	+3,533
Blue Owl Capital Corporation OBDC	288,709	$3.0 million	0.09%	-64,879
Deere & Co. DE	4,466	$3.0 million	0.09%	+244
Prokidney Corp. PROK	1,806,553	$3.0 million	0.09%	-41,196
Axsome Therapeutics Inc. AXSM	16,256	$3.0 million	0.09%	-1,249
Mirum Pharmaceuticals Inc. MIRM	34,819	$3.0 million	0.09%	-2,673
Invesco Exch Traded FD Trust II PWZ	132,064	$2.9 million	0.09%	new
Thermo Fisher Scientific Inc. TMO	4,350	$2.9 million	0.09%	-1,199
AeroVironment Inc. AVAV	20,597	$2.9 million	0.09%	+2,482
Caterpillar Inc. CAT	3,585	$2.9 million	0.09%	+806
Fluent Inc RDVT	36,742	$2.9 million	0.08%	-614
BlackRock 2037 Municipal Tar BMN	131,313	$2.9 million	0.08%	-751
Clearway Energy, Inc. CWEN	98,216	$2.9 million	0.08%	+849
International Seaways, Inc. INSW	26,061	$2.9 million	0.08%	+12,959
Phathom Pharmaceuticals Inc. PHAT	392,392	$2.9 million	0.08%	+65,114
First Trust Advisors LP FPF	178,423	$2.9 million	0.08%	+71,365
Nuveen N Y Mun Value FD NNY	364,645	$2.8 million	0.08%	-50,046
Intel Corp. INTC	23,533	$2.8 million	0.08%	-699
Entergy Corp. ETR	28,489	$2.8 million	0.08%	+3,290
Synopsys Inc. SNPS	6,497	$2.8 million	0.08%	-948
Corcept Therapeutics Inc. CORT	24,501	$2.8 million	0.08%	-20,928
OGE Energy Corp. OGE	62,099	$2.8 million	0.08%	+1,939
EOG Resources Inc. EOG	20,328	$2.8 million	0.08%	+4,450
Western Asset Invt Grade Def IGI	175,969	$2.8 million	0.08%	+67,593
T-Mobile US, Inc. TMUS	17,065	$2.8 million	0.08%	+1,074
Alkermes plc. ALKS	68,033	$2.8 million	0.08%	+20,716
PPL Corp. PPL	83,799	$2.8 million	0.08%	+1,771

Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported; the largest 300 here.

Change is shares against its 13F for the quarter before; the 56 it sold out of are in the box above.