B. Riley Wealth Advisors, Inc.

CIK 1464811 · latest 13F filed 13 October 2026 · Read the filing on EDGAR

B. Riley Wealth Advisors, Inc. reported 997 US-listed holdings worth $2.53 billion in its 13F for the quarter ended 30 September 2026, filed 13 October 2026. Its largest: NVIDIA Corp. (5.3%), Apple Inc. (4.4%) and Microsoft Corp. (2.3%). Against the quarter before, it opened 215 positions, added to 529, trimmed 215 and sold out of 49.

Reported holdings$2.53B+38.1% on Q2 2026

Positions997+166 on Q2 2026

The largest ten24.4%of its reported holdings

Latest 13FQ3 2026filed 13 October 2026

Where the money is

Added toTrimmed

The 14 largest of its 997 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What it did on the quarter

Opened 215Added 529Held 38Trimmed 215Sold out 49

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 215

ExxonMobil Holdings Corp. XOM$9.3 million
Fidelity Covington Trust FDMO$8.6 million
First Trust Exchange-Traded FD EMLP$8.6 million
Wisdomtree Trust XSOE$6.9 million
First Trust Exchng Traded FD Vi QSPT$5.8 million
FT Vest NASDAQ-100 Moderate Buffer ETF - May QMMY$5.1 million
John Hancock Exchange Traded JHSC$3.9 million
Axos Financial, Inc. AX$3.8 million

and 207 more in the table below

Added to 529

SPDR Ser Trust BIL+419,510 shares · +445%
Apple Inc. AAPL+108,669 shares · +48%
CrowdStrike Holdings, Inc. CRWD+79,541 shares · +326%
Fidelity Value Factor ETF FVAL+239,333 shares · +960%
Vanguard Growth ETF VUG+209,537 shares · +61%
NVIDIA Corp. NVDA+80,978 shares · +16%
Microsoft Corp. MSFT+33,226 shares · +41%
Lam Research Corp. LRCX+47,055 shares · +268%

and 521 more in the table below

Trimmed 215

Fidelity Covington Trust FELG-151,329 shares · -85%
iShares Trust MTUM-6,345 shares · -69%
Vanguard Whitehall FDS VYM-11,575 shares · -47%
Boeing Co. BA-7,960 shares · -23%
iShares Trust MBB-16,014 shares · -71%
iShares Trust ITOT-7,915 shares · -44%
PIMCO ETF Trust BOND-14,917 shares · -19%
Eaton Corp. plc ETN-2,813 shares · -13%

and 207 more in the table below

Sold out of 49

ExxonMobil Holdings Corp. XOM$6.3 million last quarter
AllianceBernstein Holding LP AB$2.7 million last quarter
iShares Trust Latn Amer 40 ETF ILF$1.5 million last quarter
ProShares Trust Short S&P 500 Ne SH$1.4 million last quarter
JP Morgan ETFs JPIE$1.1 million last quarter
Nextnrg Inc. NXXT$698,071 last quarter
Stifel Financial Corp. SF$602,647 last quarter
ONEOK Inc. OKE$487,033 last quarter

What it holds

Company	Shares	Value	Of its book	Change in shares
NVIDIA Corp. NVDA	582,603	$133.1 million	5.26%	+80,978
Apple Inc. AAPL	336,396	$112.0 million	4.43%	+108,669
Microsoft Corp. MSFT	115,004	$59.0 million	2.33%	+33,226
Amazon.com Inc. AMZN	212,968	$53.1 million	2.10%	+61,595
Vanguard Growth ETF VUG	555,179	$50.0 million	1.98%	+209,537
iShares Core S&P 500 ETF IVV	64,810	$49.6 million	1.96%	+5,166
Meta Platforms, Inc. META	66,288	$48.1 million	1.90%	+6,875
SPDR Ser Trust BIL	513,880	$47.1 million	1.86%	+419,510
SPDR S&P 500 SPY	45,385	$34.6 million	1.37%	+11,684
Alphabet Inc. GOOGL	88,512	$30.5 million	1.20%	+24,969
Palantir Technologies Inc. PLTR	155,587	$29.1 million	1.15%	-3,872
Eli Lilly & Co. LLY	25,044	$29.0 million	1.15%	+2,742
Invesco QQQ Trust QQQ	38,131	$28.2 million	1.12%	+8,861
CrowdStrike Holdings, Inc. CRWD	103,966	$27.5 million	1.09%	+79,541
Alphabet Inc. GOOG	80,681	$27.5 million	1.09%	+26,441
Broadcom Inc. AVGO	73,656	$25.9 million	1.02%	+16,191
Vanguard Value ETF VTV	116,706	$25.2 million	1.00%	+23,917
Trust for Professional Manag APUE	520,995	$24.5 million	0.97%	+10,026
Palo Alto Networks Inc. PANW	60,770	$24.1 million	0.95%	-411
Advanced Micro Devices Inc. AMD	37,785	$23.1 million	0.91%	+3,168
JPMorgan Chase & Co. JPM	66,961	$22.2 million	0.88%	+17,071
Fidelity Value Factor ETF FVAL	264,270	$21.3 million	0.84%	+239,333
Lam Research Corp. LRCX	64,609	$21.2 million	0.84%	+47,055
Vaneck ETF Trust SMH	33,981	$20.7 million	0.82%	+907
Technology Select Sector SPDR ETF XLK	104,810	$20.5 million	0.81%	+3,281
Micron Technology Inc. MU	18,529	$19.7 million	0.78%	+6,843
Berkshire Hathaway Inc. Class B BRKB	33,933	$16.9 million	0.67%	+9,210
ProShares Trust CSM	182,748	$15.9 million	0.63%	+19,903
Vanguard World FD VGT	125,064	$15.7 million	0.62%	+99,568
Capital Group Core Balanced CGBL	417,954	$15.4 million	0.61%	+63,532
Johnson & Johnson JNJ	56,915	$15.1 million	0.60%	+7,772
Vanguard S&P 500 VOO	20,809	$14.6 million	0.58%	+3,858
VG Totl STK Vprs VTI	36,967	$13.8 million	0.55%	+11,420
Netflix Inc. NFLX	187,572	$13.1 million	0.52%	+89,105
SPDR Gold Trust GLD	34,011	$13.0 million	0.51%	+11,201
Taiwan Semiconductor Manufacturing Company Limited TSM	27,025	$12.3 million	0.49%	+4,971
JP Morgan Ultra Short Income Et JPST	240,441	$12.1 million	0.48%	+120,151
Trust for Professional Manag APIE	287,611	$11.1 million	0.44%	+34,671
Tesla, Inc. TSLA	30,734	$10.9 million	0.43%	+3,980
Vanguard Ftse Developed Markets VEA	153,022	$10.8 million	0.43%	+9,378
Vanguard Specialized Funds VIG	45,742	$10.7 million	0.42%	+42,135
Walmart Inc. WMT	99,656	$10.4 million	0.41%	+26,574
AbbVie Inc. ABBV	39,372	$10.3 million	0.41%	+7,152
iShares Gold Trust IAU	126,977	$9.9 million	0.39%	+101,771
iShares S&P Growth Index FD IVW	68,444	$9.7 million	0.38%	+3,410
iShares Trust Conv BD ETF ICVT	84,954	$9.6 million	0.38%	+3,066
First Trust Mid Cap Core Alphad FNX	71,053	$9.6 million	0.38%	+66,348
Goldman Sachs Group Inc. GS	10,419	$9.4 million	0.37%	+1,444
Seagate Technology Holdings plc STX	10,078	$9.3 million	0.37%	-57
ExxonMobil Holdings Corp. XOM	57,085	$9.3 million	0.37%	new
ASML Holding N.V. ASML	5,064	$9.2 million	0.36%	+4,360
Fidelity Merrimack STR Trust FBND	211,305	$9.1 million	0.36%	+24,954
Procter & Gamble Co. PG	62,023	$9.0 million	0.36%	-691
Citigroup Inc. C	68,799	$8.9 million	0.35%	+37,363
iShares Core Total USD Bond Market ETF IUSB	200,845	$8.9 million	0.35%	+33,451
iShares Core Dividend Growth DGRO	116,621	$8.8 million	0.35%	-7,172
Fidelity Covington Trust FDMO	90,813	$8.6 million	0.34%	new
First Trust Exchange-Traded FD EMLP	208,816	$8.6 million	0.34%	new
Eaton Corp. plc ETN	19,560	$8.4 million	0.33%	-2,813
Intel Corp. INTC	69,693	$8.4 million	0.33%	+19,217
Costco Wholesale Corp. COST	9,008	$8.2 million	0.32%	+2,559
International Business Machines Corp. IBM	36,254	$8.0 million	0.32%	+4,127
Visa Inc. V	21,900	$7.9 million	0.31%	+4,544
Bluerock Private Real Es BPRE	609,920	$7.6 million	0.30%	+154,967
Capital One Financial Corp. COF	39,520	$7.6 million	0.30%	+479
Schwab Strategic Trust SCHG	208,608	$7.5 million	0.30%	+61,914
Invesco S&P MidCap Momentum ETF XMMO	50,685	$7.4 million	0.29%	-3,018
GE Vernova Inc. GEV	7,791	$7.4 million	0.29%	-985
iShares Inc. URTH	35,885	$7.4 million	0.29%	-878
Goldman Sachs ETF Trust GBIL	73,906	$7.4 million	0.29%	+1,683
Marvell Technology, Inc. MRVL	27,457	$7.3 million	0.29%	+10,573
Trust for Professional Manag APCB	255,619	$7.2 million	0.28%	+56,250
First Trust Exchng Traded FD Vi BUFR	186,002	$7.0 million	0.28%	+166,032
First Trust Exchange-Traded FD FBT	25,466	$6.9 million	0.27%	+22,037
Wisdomtree Trust XSOE	147,492	$6.9 million	0.27%	new
Hecla Mining Co. HL	404,196	$6.9 million	0.27%	-2,684
iShares Core MSCI Eafe ETF IEFA	69,904	$6.8 million	0.27%	+16,131
Home Depot, Inc. HD	23,655	$6.7 million	0.27%	+4,147
Chevron Corp. CVX	32,920	$6.7 million	0.27%	+6,627
iShares Trust STIP	66,577	$6.6 million	0.26%	+5,248
Cisco Systems, Inc. CSCO	61,455	$6.6 million	0.26%	+18,976
Wisdomtree Trust HYZD	292,660	$6.5 million	0.26%	+3,675
TJX Companies Inc. TJX	49,274	$6.5 million	0.26%	+2,942
Caterpillar Inc. CAT	7,927	$6.4 million	0.25%	+1,092
Uber Technologies, Inc. UBER	93,444	$6.4 million	0.25%	+9,872
Mastercard Inc. MA	11,463	$6.3 million	0.25%	+2,164
Vanguard Short-Term Corp. BD Idx VCSH	81,748	$6.3 million	0.25%	+31,707
Blackstone Inc. BX	56,328	$6.3 million	0.25%	+806
iShares S&P 500 Value ETF IVE	27,629	$6.3 million	0.25%	+2,364
SRH Total Return Fund Inc. STEW	359,766	$6.2 million	0.25%	-45,282
Bank of America Corp. BAC	114,118	$6.2 million	0.25%	+24,199
iShares Trust IWB	14,798	$6.2 million	0.24%	+790
J P Morgan Exchange Traded F JEPI	107,896	$6.1 million	0.24%	+26,153
First Trust NAS100 Eq Weighted QQEW	36,891	$6.0 million	0.24%	+5,826
iShares Trust EFG	49,613	$5.9 million	0.24%	-520
Vanguard Small Cap Growth ETF VBK	17,516	$5.9 million	0.23%	+2,848
First Trust Exchng Traded FD Vi QSPT	157,555	$5.8 million	0.23%	new
iShares Trust IWF	45,311	$5.7 million	0.22%	-7,360
PIMCO ETF Trust BOND	64,564	$5.6 million	0.22%	-14,917
Vanguard Charlotte FDS BNDX	119,577	$5.6 million	0.22%	+4,602
Stryker Corp. SYK	19,406	$5.3 million	0.21%	+1,236
iShares Core MSCI Emerging Mark IEMG	64,235	$5.2 million	0.21%	-8,125
First Trust Exchange Traded FD SKYY	31,482	$5.2 million	0.20%	+28,582
Applied Materials Inc. AMAT	10,075	$5.2 million	0.20%	+3,370
FT Vest NASDAQ-100 Moderate Buffer ETF - May QMMY	190,015	$5.1 million	0.20%	new
Merck & Co., Inc. MRK	35,238	$5.1 million	0.20%	+6,012
UnitedHealth Group Inc. UNH	13,941	$5.1 million	0.20%	+2,122
Vaneck ETF Trust OIH	13,360	$5.1 million	0.20%	-2,234
Boeing Co. BA	26,970	$5.0 million	0.20%	-7,960
Select Sector SPDR Trust XLE	81,478	$5.0 million	0.20%	+56,861
Financial Select Sector SPDR ETF XLF	93,739	$5.0 million	0.20%	+40,061
Oracle Corp. ORCL	35,599	$4.9 million	0.19%	+1,209
Agnico Eagle Mines Ltd AEM	26,033	$4.8 million	0.19%	+3,612
Morgan Stanley MS	25,253	$4.7 million	0.19%	+888
Invesco Exchange Traded FD T RSP	22,774	$4.7 million	0.19%	+3,067
SPDR Blmbg Barclays Convert Secs ETF CWB	46,635	$4.7 million	0.19%	+8,470
Vanguard Small Cap ETF VB	16,471	$4.7 million	0.19%	+5,073
RBB FD Inc. TBIL	91,436	$4.6 million	0.18%	+81,436
iShares Trust AGG	47,671	$4.5 million	0.18%	+36,846
Deere & Co. DE	6,678	$4.5 million	0.18%	+69
BlackRock ETF Trust DYNF	63,741	$4.4 million	0.17%	+1,530
Gladstone Capital Corp. GLAD	225,027	$4.3 million	0.17%	+89,446
RTX Corp. RTX	23,202	$4.3 million	0.17%	+1,649
Vanguard World FD VIS	13,392	$4.3 million	0.17%	+3,241
Pgim ETF Trust PULS	86,523	$4.3 million	0.17%	+62,422
iShares Trust EEM	63,079	$4.2 million	0.17%	+51,429
Verizon Communications Inc. VZ	91,522	$4.2 million	0.17%	+24,739
iShares Dyn Act ETF BDYN	150,238	$4.2 million	0.17%	+54,482
Space Exploration Techn Corp. Class A Com STK SPCX	27,615	$4.2 million	0.16%	+22,702
Coeur Mining, Inc. CDE	232,078	$4.1 million	0.16%	+701
iShares Trust IGM	23,997	$4.1 million	0.16%	-512
iShares Trust SOXX	7,031	$4.0 million	0.16%	+6,495
John Hancock Exchange Traded JHSC	86,764	$3.9 million	0.16%	new
iShares Core S&P Mid-Cap ETF IJH	53,771	$3.9 million	0.15%	+10,701
Axos Financial, Inc. AX	43,475	$3.8 million	0.15%	new
Invesco Actvely Mngd Etc FD PDBC	194,074	$3.7 million	0.15%	+4,702
Bristol-Myers Squibb Co. BMY	59,696	$3.7 million	0.15%	+3,346
Texas Instruments Inc. TXN	13,248	$3.7 million	0.15%	+668
Invesco ETFs PDP	26,909	$3.7 million	0.15%	+2,198
Dell Technologies Inc. DELL	6,834	$3.7 million	0.15%	-207
Vanguard Ftse Emerging Markets VWO	61,694	$3.7 million	0.14%	-10,293
New York Life Investments Et MNA	97,693	$3.6 million	0.14%	-20,795
Capital GRP Fixed Incm ETF T CGMS	136,642	$3.6 million	0.14%	+79,570
Select Sector SPDR Trust XLU	90,738	$3.6 million	0.14%	+19,174
Vanguard BD Index FDS BSV	46,813	$3.6 million	0.14%	-724
Alamos Gold Inc. New AGI	109,784	$3.6 million	0.14%	-9,015
Vanguard ETF VYMI	34,955	$3.5 million	0.14%	new
Pfizer Inc. PFE	123,196	$3.5 million	0.14%	+32,698
iShares Trust GARP	41,022	$3.5 million	0.14%	new
iShares Russell Mid-Cap Growth ETF IWP	25,038	$3.4 million	0.14%	-3,931
Janus Detroit STR Trust JAAA	67,570	$3.4 million	0.13%	+21,189
Global X FDS BUG	73,801	$3.4 million	0.13%	+30,785
Fidelity Enhanced Large Cap Core ETF FELC	78,585	$3.4 million	0.13%	-4,437
Qualcomm Inc. QCOM	18,227	$3.4 million	0.13%	+3,238
iShares Silver Trust SLV	60,051	$3.3 million	0.13%	+7,635
Coca-Cola Co. KO	37,473	$3.2 million	0.13%	+5,415
iShares Trust EFA	30,989	$3.2 million	0.13%	-1,629
Intuitive Surgical Inc. ISRG	7,875	$3.2 million	0.13%	+1,754
Goldman Sachs ETF Trust GBND	65,523	$3.2 million	0.12%	+3,208
Global X FDS DTCR	115,889	$3.1 million	0.12%	+19,563
General Electric Co. GE	10,003	$3.1 million	0.12%	+1,554
ServiceNow, Inc. NOW	23,051	$3.1 million	0.12%	+6,178
Profesionally Managed Portfo CAFX	128,469	$3.1 million	0.12%	+711
Schwab Strategic Trust SCHD	94,061	$3.1 million	0.12%	+23,814
BlackRock ETF Trust BFLX	118,752	$3.0 million	0.12%	+91,242
Annaly Capital Management Inc. NLY	161,005	$3.0 million	0.12%	+144,339
Invesco Exchange Traded FD T RSPT	45,220	$3.0 million	0.12%	+35,253
KLA Corp. KLAC	15,252	$3.0 million	0.12%	+7,790
AT&T Inc. T	119,552	$2.9 million	0.12%	+11,372
Innovator Etfs Trust DDTO	121,133	$2.9 million	0.11%	new
Vanguard Real Estate ETF VNQ	30,936	$2.8 million	0.11%	+2,855
Johnson Controls International plc JCI	18,414	$2.7 million	0.11%	+1,808
iShares Core S&P Small-Cap ETF IJR	19,916	$2.7 million	0.11%	+1,643
iShares Trust IYW	10,218	$2.7 million	0.11%	-68
Salesforce, Inc. CRM	11,575	$2.7 million	0.11%	+3,338
Ea Bridgeway Select Small-Cap Value ETF BRSV	62,312	$2.7 million	0.10%	new
First Trust Exchng Traded FD Vi	86,204	$2.7 million	0.10%	new
Amphenol Corp. APH	30,640	$2.6 million	0.10%	+21,331
Fidelity Covington Trust FDVV	42,386	$2.6 million	0.10%	+10,439
Wells Fargo & Company WFC	32,090	$2.6 million	0.10%	+2,566
First Trust Exchange-Traded FD FTSM	42,943	$2.6 million	0.10%	+4,862
Select Sector SPDR Trust XLY	23,344	$2.5 million	0.10%	-212
First Trust Exchange-Traded FD FTCS	27,055	$2.5 million	0.10%	-493
Invesco DB Multi-Sector Comm DBO	106,641	$2.5 million	0.10%	+92,841
Trust for Professional Manag APMU	104,657	$2.5 million	0.10%	+7,072
Select Sector SPDR Trust XLC	22,560	$2.5 million	0.10%	+5,746
BlackRock ETF Trust CORO	67,696	$2.5 million	0.10%	+32,574
DBX ETF Trust DBEF	44,713	$2.5 million	0.10%	+7,635
Thermo Fisher Scientific Inc. TMO	3,630	$2.5 million	0.10%	+747
DBX ETF Trust DBEM	62,593	$2.4 million	0.10%	+32,187
Sandisk Corp. SNDK	1,389	$2.4 million	0.10%	+7
First Trust Exchange-Traded FD FTSL	53,932	$2.4 million	0.10%	+9,397
Enterprise Products Partners LP EPD	67,263	$2.4 million	0.09%	+5,990
Fidelity Merrimack STR Trust FLTB	48,698	$2.4 million	0.09%	+5,767
JPMorgan Active Growth ETF JGRO	24,669	$2.4 million	0.09%	new
iShares Edge MSCI USA Quality F QUAL	10,700	$2.4 million	0.09%	+1,037
iShares Trust EFV	29,729	$2.4 million	0.09%	+1,835
iShares Trust OEF	5,952	$2.3 million	0.09%	+2,260
McKesson Corp. MCK	2,651	$2.3 million	0.09%	+1,686
McDonald's Corp. MCD	9,786	$2.3 million	0.09%	+2,496
Select Sector SPDR Trust XLI	13,457	$2.2 million	0.09%	-4,838
Grayscale Bitcoin Mini Trust Et BTC	60,734	$2.2 million	0.09%	new
Celestica Inc. CLS	6,133	$2.2 million	0.09%	new
iShares Trust SGOV	21,924	$2.2 million	0.09%	-4,362
Autozone Inc. AZO	776	$2.2 million	0.09%	+33
iShares DV Equity Active ETF BDVL	83,390	$2.2 million	0.09%	+25,593
Corning Inc. GLW	14,046	$2.2 million	0.09%	+3,714
SPDR Dow Jones Indl Average DIA	4,236	$2.2 million	0.09%	+530
American Express Co. AXP	7,067	$2.1 million	0.08%	+556
SPDR S&P 500 Growth ETF SPYG	17,454	$2.1 million	0.08%	-6,004
iShares A.i. Innovation and Tech Active ETF BAI	44,940	$2.1 million	0.08%	-3,043
Roundhill ETF Trust DRAM	35,049	$2.1 million	0.08%	-5,517
Vanguard Small Cap Value ETF VBR	9,123	$2.1 million	0.08%	+1,183
J P Morgan Exchange Traded JPUS	15,513	$2.1 million	0.08%	new
Phillips 66 PSX	8,224	$2.1 million	0.08%	+1,575
iShares Trust IWR	19,596	$2.1 million	0.08%	+1,657
ConocoPhillips COP	16,575	$2.1 million	0.08%	+6,782
iShares Trust SHY	25,459	$2.1 million	0.08%	+6,257
Quanta Services, Inc. PWR	3,206	$2.1 million	0.08%	+1,853
iShares Trust IHI	40,098	$2.1 million	0.08%	-4,164
Invesco Multi DBA	72,872	$2.1 million	0.08%	new
BlackRock ETF Trust BLCR	41,395	$2.0 million	0.08%	+13,449
Vanguard Whitehall FDS VYM	12,988	$2.0 million	0.08%	-11,575
Chubb Ltd. CB	6,177	$2.0 million	0.08%	-43
FedEx Corp. FDX	6,995	$2.0 million	0.08%	+645
Walt Disney Co. DIS	18,861	$2.0 million	0.08%	+4,951
Vanguard Large Cap ETF VV	5,616	$2.0 million	0.08%	+158
Schwab US Large Cap SCHX	65,847	$2.0 million	0.08%	+26,491
iShares Trust ACWX	25,949	$2.0 million	0.08%	new
Altria Group, Inc. MO	29,108	$2.0 million	0.08%	+10,276
Pacer FDS Trust COWZ	29,281	$2.0 million	0.08%	-1,617
Energy Transfer LP ET	98,853	$2.0 million	0.08%	+452
iShares Russell 1000 Value Inde IWD	7,864	$1.9 million	0.08%	+4,373
iShares Russell 2000 ETF IWM	6,997	$1.9 million	0.08%	-300
Philip Morris International Inc. PM	10,173	$1.9 million	0.08%	+1,952
First Trust Exchange Traded FD CIBR	18,747	$1.9 million	0.08%	+13,626
American Centy ETF Trust AVUV	16,331	$1.9 million	0.08%	new
Vanguard Mid Cap Index ETF VO	24,400	$1.9 million	0.08%	+5,244
J P Morgan Exchange Traded F JVAL	32,643	$1.9 million	0.07%	new
First Trust Exchange-Traded FD AIRR	18,080	$1.9 million	0.07%	+2,381
iShares Trust USIG	38,119	$1.9 million	0.07%	+11,923
Applied Digital Corp. APLD	75,349	$1.8 million	0.07%	+415
Innovator Etfs Trust DDFS	81,300	$1.8 million	0.07%	new
Ea Series Trust BUXX	89,774	$1.8 million	0.07%	+1,047
Endeavour Silver Corp. EXK	210,750	$1.8 million	0.07%	no change
First Trust Value Line Divid in FVD	38,518	$1.8 million	0.07%	+245
Starbucks Corp. SBUX	19,014	$1.8 million	0.07%	+1,410
First Majestic Silver Corp. AG	100,232	$1.8 million	0.07%	+313
iShares SHV	15,923	$1.8 million	0.07%	new
Vertex Pharmaceuticals Inc. VRTX	3,359	$1.8 million	0.07%	+956
Select Sector SPDR Trust XLV	10,369	$1.7 million	0.07%	+3,064
SPDR S&P MidCap 400 ETF MDY	2,578	$1.7 million	0.07%	+612
Lumentum Holdings Inc. LITE	1,742	$1.7 million	0.07%	+164
iShares Trust GOVT	77,355	$1.7 million	0.07%	+2,995
Invesco Exchange Traded FD T PSI	11,075	$1.7 million	0.07%	-125
iShares Trust ITOT	10,152	$1.7 million	0.07%	-7,915
NextEra Energy Inc. NEE	22,261	$1.7 million	0.07%	+6,929
Arm Holdings plc ARM	5,813	$1.7 million	0.07%	+278
Vanguard Intermed Term Bond ETF BIV	22,566	$1.6 million	0.07%	-785
Charles Schwab Corp. SCHW	16,715	$1.6 million	0.06%	+1,923
Main STR Cap Corp. MAIN	29,544	$1.6 million	0.06%	+2,631
Amplify ETF Trust HACK	13,406	$1.6 million	0.06%	+10,948
BlackRock, Inc. BLK	1,535	$1.6 million	0.06%	+288
iShares Trust TLH	17,572	$1.6 million	0.06%	+1,126
Capital Group Growth ETF CGGR	33,765	$1.6 million	0.06%	+4,905
Valero Energy Corp. VLO	4,109	$1.6 million	0.06%	+2,362
Equinix Inc. EQIX	1,552	$1.6 million	0.06%	+47
Freeport-McMoRan Inc. FCX	22,370	$1.6 million	0.06%	+2,198
ProShares Trust OILK	26,908	$1.6 million	0.06%	+269
iShares Trust IYK	22,014	$1.6 million	0.06%	-372
First Trust Exchange-Traded FD FDN	5,380	$1.6 million	0.06%	-34
Capital Southwest Corp. CSWC	67,058	$1.6 million	0.06%	-2,717
Comfort Systems USA Inc. FIX	937	$1.5 million	0.06%	new
iShares Trust PFF	52,436	$1.5 million	0.06%	+15,202
Vanguard Scottsdale FDS VMBS	34,815	$1.5 million	0.06%	-542
Vanguard Index FDS VXF	6,669	$1.5 million	0.06%	-5,140
3M Co. MMM	9,409	$1.5 million	0.06%	+555
Western Digital Corp. WDC	3,376	$1.5 million	0.06%	+1,170
BP plc BP	34,605	$1.5 million	0.06%	-1,743
Arista Networks, Inc. ANET	7,462	$1.5 million	0.06%	+1,943
Vanguard Intl Equity Index F VT	9,611	$1.5 million	0.06%	new
PepsiCo Inc. PEP	11,928	$1.5 million	0.06%	+1,461
iShares Trust IDEV	16,870	$1.5 million	0.06%	+4,005
iShares Trust IWY	5,110	$1.5 million	0.06%	new
AstraZeneca PLC AZN	9,241	$1.5 million	0.06%	+4,647
Wisdomtree Trust WCBR	32,581	$1.5 million	0.06%	new
TE Connectivity plc TEL	6,976	$1.5 million	0.06%	+697
Brookfield Real Assets Incom RA	127,091	$1.5 million	0.06%	-6,454
Amgen Inc. AMGN	3,478	$1.5 million	0.06%	-176
iShares Trust IWX	13,343	$1.5 million	0.06%	new
Vanguard BD Index FDS BLV	23,251	$1.5 million	0.06%	-1,656
iShares Trust ITA	7,021	$1.5 million	0.06%	-68
Goldman Sachs ETF Trust GSST	28,630	$1.4 million	0.06%	+11,930
Invesco ETFs BSCR	73,900	$1.4 million	0.06%	new
Vertiv Holdings Co. VRT	5,984	$1.4 million	0.06%	+353
iShares Trust IMCG	15,314	$1.4 million	0.06%	new
First Trust Morningstar Divid L FDL	29,255	$1.4 million	0.06%	+274
CSX Corp. CSX	30,881	$1.4 million	0.06%	+4,188
Union Pacific Corp. UNP	5,277	$1.4 million	0.06%	+791
Kayne Anderson/Closed-end KYN	105,076	$1.4 million	0.06%	+19,869

Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported; the largest 300 here.

Change is shares against its 13F for the quarter before; the 49 it sold out of are in the box above.

Options it reported

Company	Option	Shares under the options	Value of those shares
NVIDIA Corp. NVDA	Calls	59,380	$13.6 million
NVIDIA Corp. NVDA	Puts	54,080	$12.4 million
Dell Technologies Inc. DELL	Calls	2,301	$1.2 million
Marvell Technology, Inc. MRVL	Calls	4,400	$1.2 million
Micron Technology Inc. MU	Calls	900	$958,599
Rocket Lab Corp. RKLB	Calls	8,600	$599,248
Palantir Technologies Inc. PLTR	Calls	2,900	$542,445
CrowdStrike Holdings, Inc. CRWD	Calls	2,000	$529,500
Meta Platforms, Inc. META	Calls	600	$435,108
Lumentum Holdings Inc. LITE	Calls	400	$388,504
Applied Materials Inc. AMAT	Calls	700	$357,966
Blackstone Inc. BX	Calls	2,850	$319,457
Microsoft Corp. MSFT	Calls	600	$307,951
Space Exploration Techn Corp. Class A Com STK SPCX	Calls	1,900	$286,634
Broadcom Inc. AVGO	Calls	800	$280,952
International Business Machines Corp. IBM	Calls	1,200	$263,916
Oracle Corp. ORCL	Calls	1,800	$247,140
ExxonMobil Holdings Corp. XOM	Calls	1,505	$244,939
Advanced Micro Devices Inc. AMD	Calls	400	$244,704
Eli Lilly & Co. LLY	Calls	200	$231,416
Honeywell Aerospace Inc. Com HONA	Calls	1,400	$216,958
Graniteshares ETF Trust MULL	Calls	8,000	$205,040
Dick'S Sporting Goods, Inc. DKS	Calls	1,500	$201,435
Hewlett Packard Enterprise Co. HPE	Calls	3,000	$191,670
Nova Ltd NVMI	Calls	485	$186,822
Lowe's Companies Inc. LOW	Calls	1,000	$184,290
RTX Corp. RTX	Calls	900	$167,085
Bloom Energy Corp. BE	Calls	600	$166,188
McDonald's Corp. MCD	Calls	675	$155,885
Sprott FDS Trust SLVR	Calls	2,800	$152,432
Amazon.com Inc. AMZN	Calls	600	$149,490
iShares Trust IGV	Calls	1,400	$149,072
Procter & Gamble Co. PG	Calls	1,000	$145,280
Freeport-McMoRan Inc. FCX	Calls	2,000	$140,000
Super Micro Computer, Inc. SMCI	Calls	3,000	$123,210
Kimberly Clark Corp. KMB	Calls	1,200	$116,916
PepsiCo Inc. PEP	Calls	900	$114,048
Corning Inc. GLW	Calls	700	$107,632
JPMorgan Chase & Co. JPM	Calls	300	$99,249
Intel Corp. INTC	Puts	800	$96,184
Bristol-Myers Squibb Co. BMY	Calls	1,500	$93,600
Goldman Sachs Group Inc. GS	Calls	100	$90,036
Newmont Corp. NEM	Calls	750	$86,505
Cisco Systems, Inc. CSCO	Calls	800	$86,104
Home Depot, Inc. HD	Calls	300	$85,347
Centrus Energy Corp. LEU	Calls	600	$83,694
Devon Energy Corp. DVN	Calls	1,800	$82,872
SPDR Gold Trust GLD	Calls	200	$76,168
Deere & Co. DE	Calls	100	$67,155
ServiceNow, Inc. NOW	Calls	500	$67,005
Cadence Design Systems Inc. CDNS	Calls	200	$66,037
Target Corp. TGT	Calls	400	$62,676
Forgent Power Solutions Inc FPS	Calls	1,600	$59,904
Kroger Co. KR	Calls	1,000	$58,620
Vistra Corp. VST	Calls	400	$55,340
iShares Silver Trust SLV	Calls	1,000	$54,510
Axt Inc. AXTI	Calls	700	$54,187
Johnson & Johnson JNJ	Calls	200	$52,948
Honeywell International Inc. HON	Calls	250	$52,735
AbbVie Inc. ABBV	Calls	200	$52,318
Vertex Pharmaceuticals Inc. VRTX	Calls	100	$52,281
PPG Industries Inc. PPG	Calls	500	$52,165
Alibaba Group Holding Limited BABA	Calls	400	$43,016
CVS Health Corp. CVS	Calls	500	$42,845
iShares Trust ITA	Calls	200	$41,436
Bitmine Immersion Tecnologie BMNR	Calls	1,500	$39,645
Alphabet Inc. GOOGL	Puts	100	$34,408
Alphabet Inc. GOOG	Calls	100	$34,074
Prudential Financial Inc. PRU	Calls	300	$34,074
Amphenol Corp. APH	Calls	400	$33,720
Lam Research Corp. LRCX	Calls	100	$32,851
3M Co. MMM	Calls	200	$32,830
Novo Nordisk A/S NVO	Calls	800	$30,328
Tyson Foods, Inc. TSN	Calls	600	$30,318
Coca-Cola Co. KO	Calls	330	$28,406
Boeing Co. BA	Calls	150	$27,908
Kenvue Inc. KVUE	Calls	1,500	$26,490
BP plc BP	Calls	600	$26,394
AT&T Inc. T	Calls	1,000	$24,400
Boston Scientific Corp. BSX	Calls	500	$21,825
Bigbear Ai Hldgs Inc. BBAI	Puts	8,140	$21,572
Kratos Defense & Security Solutions, Inc. KTOS	Calls	400	$17,076
American Tower Corp. AMT	Calls	100	$16,369
Honeywell Aerospace Inc. Com HONA	Puts	100	$15,497
Tyson Foods, Inc. TSN	Puts	300	$15,159
Pfizer Inc. PFE	Calls	525	$14,973
Sunoco Lp/sunoco Fin Corp. SUN	Calls	200	$14,574
Dow Inc. DOW	Calls	500	$13,770
Verizon Communications Inc. VZ	Calls	300	$13,761
Ford Motor Co. F	Calls	1,000	$12,060
LyondellBasell Industries N.V. LYB	Calls	200	$11,494
Comcast Corp. CMCSA	Calls	500	$10,880
Starwood Property Trust, Inc. STWD	Calls	500	$6,750
Vodafone Group Public Limited Company VOD	Calls	300	$4,845
Applied Digital Corp. APLD	Puts	3	$73

95 option lines. A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost; they are not counted in the holdings above.