Novem Group
Novem Group reported 429 US-listed holdings worth $1.01 billion in its 13F for the quarter ended 30 September 2026, filed 19 October 2026. Its largest: Schwab Strategic Trust (4.2%), PIMCO ETF Trust (3.8%) and SPDR Ser Trust (3.0%). Against the quarter before, it opened 24 positions, added to 219, trimmed 141 and sold out of 32.
Reported holdings$1.01B+1.9% on Q2 2026
Positions429-8 on Q2 2026
The largest ten26.0%of its reported holdings
Latest 13FQ3 2026filed 19 October 2026
Added toTrimmed
The 14 largest of its 429 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.
What the fund reported holding at each quarter's end; hover a bar for the number of positions
What it did on the quarter
Opened 24Added 219Held 45Trimmed 141Sold out 32
Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held
Opened 24
- iShares Trust IBMR$8.4 million
- ExxonMobil Holdings Corp. XOM$2.7 million
- BlackRock ETF Trust CORO$2.4 million
- BlackRock ETF Trust II GGOV$1.5 million
- iShares Trust TLH$934,758
- Space Exploration Techn Corp. Class A Com STK SPCX$895,470
- SPDR Gold MiniShares GLDM$427,040
- Carrier Global Corp. CARR$386,246
and 16 more in the table below
Added to 219
- PIMCO ETF Trust MINT+202,205 shares · +115%
- BlackRock ETF Trust DYNF+57,249 shares · +56%
- Johnson & Johnson JNJ+14,842 shares · +188%
- Vanguard Ftse Developed Markets VEA+43,757 shares · +115%
- iShares S&P Growth Index FD IVW+20,103 shares · +34%
- BlackRock ETF Trust BLCR+45,105 shares · +466%
- iShares Trust GOVT+79,836 shares · +49%
- Capital Group Dividend Value CGDV+35,563 shares · +20%
and 211 more in the table below
Trimmed 141
- PIMCO ETF Trust PYLD-796,390 shares · -51%
- Amgen Inc. AMGN-10,773 shares · -72%
- J P Morgan Exchange Traded F JPEF-51,183 shares · -40%
- Capital GRP Fixed Incm ETF T CGMS-73,508 shares · -51%
- iShares Trust IBDT-60,235 shares · -11%
- iShares Trust IBDS-61,552 shares · -10%
- iShares Trust MTUM-3,931 shares · -43%
- SPDR Portfolio Developed World SPDW-22,111 shares · -14%
and 133 more in the table below
Sold out of 32
- ExxonMobil Holdings Corp. XOM$2.2 million last quarter
- SPDR Ser Trust KRE$1.9 million last quarter
- Select Sector SPDR Trust XLV$978,889 last quarter
- Diageo plc DEO$804,424 last quarter
- Jack in the Box Inc. JACK$556,512 last quarter
- World Kinect Corporation$389,317 last quarter
- First Trust Exchange-Traded FD FMF$383,554 last quarter
- iShares Inc. EMGF$368,281 last quarter
What it holds
| Company | Shares | Value | Of its book | Change in shares |
|---|---|---|---|---|
| Schwab Strategic Trust SCHG | 1,187,559 | $42.7 million | 4.24% | -4,815 |
| PIMCO ETF Trust MINT | 378,478 | $38.1 million | 3.79% | +202,205 |
| SPDR Ser Trust SPYM | 332,952 | $29.9 million | 2.97% | +11,175 |
| Fidelity Covington Trust FFLC | 467,937 | $27.6 million | 2.75% | +2,599 |
| PIMCO ETF Trust BOND | 262,442 | $22.8 million | 2.27% | +16,890 |
| Schwab Strategic Trust SCHO | 865,926 | $20.7 million | 2.06% | +39,724 |
| Apple Inc. AAPL | 62,022 | $20.7 million | 2.05% | +128 |
| Vanguard Growth ETF VUG | 221,596 | $20.0 million | 1.99% | -6,386 |
| PIMCO ETF Trust PYLD | 776,835 | $19.7 million | 1.96% | -796,390 |
| iShares ETFs FALN | 726,067 | $18.8 million | 1.87% | +39,022 |
| SPDR Ser Trust SPYV | 304,149 | $18.6 million | 1.85% | +3,554 |
| Vanguard Value ETF VTV | 84,151 | $18.2 million | 1.81% | -962 |
| iShares Core S&P 500 ETF IVV | 21,748 | $16.7 million | 1.66% | +874 |
| PIMCO ETF Trust CORP | 166,620 | $15.3 million | 1.52% | +9,781 |
| Vanguard Whitehall FDS VYM | 98,352 | $15.3 million | 1.52% | -886 |
| Vanguard Specialized Funds VIG | 60,415 | $14.1 million | 1.40% | +1,953 |
| iShares Trust IBDS | 526,736 | $12.7 million | 1.26% | -61,552 |
| iShares Trust IBDT | 503,223 | $12.6 million | 1.25% | -60,235 |
| iShares S&P Growth Index FD IVW | 78,482 | $11.2 million | 1.11% | +20,103 |
| BlackRock ETF Trust DYNF | 158,721 | $11.0 million | 1.09% | +57,249 |
| Capital Group Dividend Value CGDV | 216,288 | $10.6 million | 1.05% | +35,563 |
| Pgim ETF Trust PTRB | 253,283 | $10.0 million | 0.99% | -669 |
| Capital Group GBL Growth Eqt CGGO | 236,224 | $9.4 million | 0.93% | +2,797 |
| Broadcom Inc. AVGO | 25,210 | $8.9 million | 0.88% | +1,232 |
| First Eagle Global A FEGE | 168,521 | $8.5 million | 0.84% | +1,025 |
| iShares Trust IBMR | 371,342 | $8.4 million | 0.84% | new |
| Schwab Fundamental US Large Com FNDX | 267,276 | $8.4 million | 0.84% | -2,670 |
| Merck & Co., Inc. MRK | 55,203 | $8.0 million | 0.80% | -813 |
| Microsoft Corp. MSFT | 15,392 | $7.9 million | 0.79% | -1,941 |
| NVIDIA Corp. NVDA | 34,248 | $7.8 million | 0.78% | +829 |
| Fidelity Fundamental Small-Mid Cap ETF FFSM | 228,927 | $7.7 million | 0.77% | +1,653 |
| JPMorgan Chase & Co. JPM | 21,737 | $7.2 million | 0.72% | +830 |
| ConocoPhillips COP | 56,502 | $7.1 million | 0.70% | +2,470 |
| Walmart Inc. WMT | 67,036 | $7.0 million | 0.69% | +2,945 |
| SPDR Portfolio Developed World SPDW | 131,264 | $6.6 million | 0.66% | -22,111 |
| iShares Russell 2000 ETF IWM | 22,870 | $6.4 million | 0.63% | +452 |
| iShares S&P Midcap 400 Value in IJJ | 46,091 | $6.3 million | 0.63% | +2,724 |
| J P Morgan Exchange Traded F JPEF | 77,778 | $6.3 million | 0.63% | -51,183 |
| Invesco Exch Traded FD Trust II QQQM | 19,953 | $6.1 million | 0.60% | +401 |
| Johnson & Johnson JNJ | 22,748 | $6.0 million | 0.60% | +14,842 |
| FT Vest U.s. Equity Dual Directional Buffer ETF - February DLFE | 179,410 | $5.8 million | 0.58% | -385 |
| Vanguard Ftse Developed Markets VEA | 81,876 | $5.8 million | 0.58% | +43,757 |
| Global X FDS AIQ | 86,989 | $5.7 million | 0.56% | +1,795 |
| iShares Trust GOVT | 244,056 | $5.3 million | 0.53% | +79,836 |
| Defiance Quantum ETF QTUM | 34,738 | $5.3 million | 0.52% | +930 |
| Prologis, Inc. PLD | 36,662 | $4.8 million | 0.47% | +1,790 |
| Allstate Corp. ALL | 21,137 | $4.7 million | 0.47% | -991 |
| iShares Core S&P Mid-Cap ETF IJH | 65,173 | $4.7 million | 0.47% | +383 |
| SPDR Index SHS FDS CWI | 115,610 | $4.7 million | 0.46% | +6,038 |
| Berkshire Hathaway Inc. Class B BRKB | 9,373 | $4.7 million | 0.46% | +145 |
| Johnson Controls International plc JCI | 31,030 | $4.6 million | 0.46% | +1,402 |
| First Trust Exchng Traded FD Vi FDEC | 81,798 | $4.6 million | 0.46% | -555 |
| Emerson Electric Co. EMR | 29,188 | $4.5 million | 0.45% | +1,882 |
| AstraZeneca PLC AZN | 27,594 | $4.5 million | 0.44% | +2,617 |
| Qualcomm Inc. QCOM | 23,848 | $4.4 million | 0.44% | -2,972 |
| Vanguard Intermediate-Term Corp. VCIT | 55,980 | $4.4 million | 0.44% | +3,297 |
| iShares A.i. Innovation and Tech Active ETF BAI | 92,860 | $4.4 million | 0.44% | +22,678 |
| PNC Financial Services Group, Inc. PNC | 19,172 | $4.3 million | 0.42% | +183 |
| Bristol-Myers Squibb Co. BMY | 68,020 | $4.2 million | 0.42% | +4,018 |
| SPDR S&P Dividend ETF SDY | 28,497 | $4.2 million | 0.42% | -276 |
| iShares Trust SMLF | 47,785 | $4.0 million | 0.40% | +863 |
| First Trust Exchng Traded FD Vi BUFR | 105,779 | $4.0 million | 0.39% | +1 |
| SPDR S&P 500 SPY | 5,138 | $3.9 million | 0.39% | -508 |
| iShares Trust IGSB | 75,083 | $3.8 million | 0.38% | +6,502 |
| First Trust Exchange-Traded FD TDIV | 32,814 | $3.7 million | 0.37% | +1,622 |
| PepsiCo Inc. PEP | 29,022 | $3.7 million | 0.37% | +2,776 |
| NXP Semiconductors N.V. NXPI | 15,361 | $3.6 million | 0.36% | -165 |
| Schwab Fundamental Internationa FNDF | 67,368 | $3.6 million | 0.36% | -9,460 |
| VG Totl STK Vprs VTI | 9,671 | $3.6 million | 0.36% | -326 |
| Capital GRP Fixed Incm ETF T CGMU | 137,310 | $3.6 million | 0.35% | +41,391 |
| Wisdomtree Trust USFR | 70,590 | $3.6 million | 0.35% | -2,501 |
| Bunge Global SA BG | 33,102 | $3.5 million | 0.35% | +4,419 |
| Vanguard S&P 500 VOO | 5,039 | $3.5 million | 0.35% | +101 |
| JP Morgan Ultra Short Income Et JPST | 66,907 | $3.4 million | 0.34% | +1,891 |
| Amazon.com Inc. AMZN | 13,364 | $3.3 million | 0.33% | -260 |
| Meta Platforms, Inc. META | 4,481 | $3.2 million | 0.32% | -122 |
| Visa Inc. V | 8,724 | $3.1 million | 0.31% | -12 |
| SPDR Index SHS FDS SPEM | 57,253 | $3.0 million | 0.29% | +21,969 |
| Alphabet Inc. GOOGL | 8,333 | $2.9 million | 0.29% | +75 |
| Vanguard Real Estate ETF VNQ | 31,882 | $2.9 million | 0.28% | +2,733 |
| Fidelity Covington Trust FSMD | 57,090 | $2.8 million | 0.28% | -606 |
| iShares Core S&P Small-Cap ETF IJR | 20,449 | $2.8 million | 0.28% | -33 |
| J P Morgan Exchange Traded F JQUA | 36,982 | $2.7 million | 0.27% | -8,746 |
| ExxonMobil Holdings Corp. XOM | 16,635 | $2.7 million | 0.27% | new |
| BlackRock ETF Trust BLCR | 54,782 | $2.7 million | 0.27% | +45,105 |
| Invesco Nasdaq Next Gen 100 ETF QQQJ | 60,650 | $2.7 million | 0.26% | -3,000 |
| BlackRock ETF Trust II INMU | 114,630 | $2.6 million | 0.26% | +52,553 |
| Applied Materials Inc. AMAT | 5,086 | $2.6 million | 0.26% | +142 |
| International Business Machines Corp. IBM | 11,797 | $2.6 million | 0.26% | +153 |
| Taiwan Semiconductor Manufacturing Company Limited TSM | 5,637 | $2.6 million | 0.26% | +358 |
| General Electric Co. GE | 8,174 | $2.6 million | 0.25% | +1,125 |
| Alphabet Inc. GOOG | 7,328 | $2.5 million | 0.25% | -88 |
| Mastercard Inc. MA | 4,481 | $2.5 million | 0.25% | -199 |
| Invesco QQQ Trust QQQ | 3,336 | $2.5 million | 0.25% | -353 |
| Cisco Systems, Inc. CSCO | 22,465 | $2.4 million | 0.24% | -1,335 |
| BlackRock ETF Trust CORO | 65,749 | $2.4 million | 0.24% | new |
| Fortinet, Inc. FTNT | 12,486 | $2.2 million | 0.22% | -1,688 |
| iShares Gold Trust IAU | 26,850 | $2.1 million | 0.21% | +9,128 |
| KLA Corp. KLAC | 10,479 | $2.0 million | 0.20% | -900 |
| Amphenol Corp. APH | 24,034 | $2.0 million | 0.20% | +12,456 |
| Arista Networks, Inc. ANET | 9,862 | $2.0 million | 0.20% | -199 |
| Eli Lilly & Co. LLY | 1,696 | $2.0 million | 0.20% | +24 |
| Vanguard Scottsdale FDS VTWO | 17,279 | $1.9 million | 0.19% | -1,380 |
| Capital GRP Fixed Incm ETF T CGMS | 71,548 | $1.9 million | 0.19% | -73,508 |
| RTX Corp. RTX | 10,053 | $1.9 million | 0.19% | +173 |
| SPDR Ser Trust SPTM | 20,227 | $1.9 million | 0.19% | -1,272 |
| Netflix Inc. NFLX | 25,704 | $1.8 million | 0.18% | +2,272 |
| Vanguard ETF VYMI | 17,664 | $1.8 million | 0.18% | +269 |
| Lam Research Corp. LRCX | 5,393 | $1.8 million | 0.18% | -636 |
| Amgen Inc. AMGN | 4,128 | $1.7 million | 0.17% | -10,773 |
| Global X FDS SHLD | 28,741 | $1.7 million | 0.17% | +19,528 |
| ASML Holding N.V. ASML | 941 | $1.7 million | 0.17% | -9 |
| Vanguard Star FDS VXUS | 20,060 | $1.7 million | 0.17% | +25 |
| iShares Trust MTUM | 5,218 | $1.7 million | 0.16% | -3,931 |
| First Trust Exchange-Traded FD RDVY | 21,105 | $1.7 million | 0.16% | +437 |
| Corning Inc. GLW | 10,675 | $1.6 million | 0.16% | +3,927 |
| Vanguard Charlotte FDS BNDX | 33,910 | $1.6 million | 0.16% | +1,100 |
| Garmin Ltd. GRMN | 5,524 | $1.6 million | 0.16% | +246 |
| BlackRock ETF Trust II GGOV | 30,579 | $1.5 million | 0.15% | new |
| Vanguard Ftse Emerging Markets VWO | 25,565 | $1.5 million | 0.15% | -9 |
| Victory Capital Holdings, Inc. VCTR | 13,638 | $1.5 million | 0.15% | -644 |
| Vanguard FTSE All-World ex-US ETF VEU | 18,152 | $1.5 million | 0.15% | +1 |
| iShares Trust FLOT | 29,482 | $1.5 million | 0.15% | +12,688 |
| Invesco Exch Traded FD Trust II PZA | 69,500 | $1.5 million | 0.15% | +44,741 |
| Cintas Corp. CTAS | 7,388 | $1.4 million | 0.14% | +199 |
| iShares Trust MUB | 14,095 | $1.4 million | 0.14% | +2,354 |
| SPDR Ser Trust SPLB | 69,723 | $1.4 million | 0.14% | +4,960 |
| Interactive Brokers Group, Inc. IBKR | 16,483 | $1.4 million | 0.14% | +287 |
| JP Morgan ETFs JPIE | 31,237 | $1.4 million | 0.14% | +8,944 |
| AbbVie Inc. ABBV | 5,356 | $1.4 million | 0.14% | -3,428 |
| Tesla, Inc. TSLA | 3,912 | $1.4 million | 0.14% | -125 |
| F5, Inc. FFIV | 3,095 | $1.4 million | 0.14% | -70 |
| Waters Corp. WAT | 3,104 | $1.4 million | 0.14% | -1 |
| Financial Select Sector SPDR ETF XLF | 25,433 | $1.4 million | 0.14% | +1,682 |
| Exelixis, Inc. EXEL | 23,005 | $1.3 million | 0.13% | -240 |
| Banco Bilbao Vizcaya Argentaria, S.A. BBVA | 48,146 | $1.3 million | 0.13% | +32 |
| Nordson Corp. NDSN | 4,051 | $1.3 million | 0.13% | +92 |
| Medpace Holdings, Inc. MEDP | 2,127 | $1.3 million | 0.13% | +22 |
| Monster Beverage Corp. MNST | 31,857 | $1.3 million | 0.13% | +15,610 |
| United Rentals, Inc. URI | 1,325 | $1.3 million | 0.13% | -45 |
| Simon Property Group Inc. SPG | 6,453 | $1.3 million | 0.13% | +114 |
| Mplx LP MPLX | 23,000 | $1.3 million | 0.13% | +3,000 |
| Caterpillar Inc. CAT | 1,575 | $1.3 million | 0.13% | -76 |
| BHP Group Limited BHP | 14,918 | $1.3 million | 0.13% | +493 |
| Micron Technology Inc. MU | 1,181 | $1.3 million | 0.13% | +71 |
| Southern Copper Corp. SCCO | 6,188 | $1.3 million | 0.12% | +311 |
| Novartis AG NVS | 8,638 | $1.2 million | 0.12% | -89 |
| Laureate Education, Inc. LAUR | 32,224 | $1.2 million | 0.12% | -35 |
| First Trust NAS100 Eq Weighted QQEW | 7,500 | $1.2 million | 0.12% | no change |
| Parker-Hannifin Corp. PH | 1,269 | $1.2 million | 0.12% | +39 |
| HCI Group, Inc. HCI | 6,955 | $1.2 million | 0.12% | +13 |
| Rio Tinto plc RIO | 12,811 | $1.2 million | 0.12% | +855 |
| Schwab Strategic Trust SCHD | 36,210 | $1.2 million | 0.12% | +364 |
| Motorola Solutions, Inc. MSI | 2,636 | $1.2 million | 0.12% | +84 |
| Crane Co. CR | 5,746 | $1.2 million | 0.12% | +96 |
| Ferrari N.V. RACE | 2,969 | $1.2 million | 0.12% | +79 |
| Federated Hermes, Inc. FHI | 20,668 | $1.2 million | 0.12% | +437 |
| Harmony Gold Mining Co. Ltd HMY | 65,717 | $1.2 million | 0.12% | +3,152 |
| Philip Morris International Inc. PM | 6,040 | $1.2 million | 0.11% | -85 |
| iShares Core Dividend Growth DGRO | 15,285 | $1.2 million | 0.11% | +641 |
| iShares Core MSCI Emerging Mark IEMG | 14,088 | $1.1 million | 0.11% | +1,688 |
| Resmed Inc. RMD | 5,154 | $1.1 million | 0.11% | +218 |
| Fidelity Covington Trust FCOM | 15,751 | $1.1 million | 0.11% | +1,550 |
| Ameriprise Financial Inc. AMP | 2,303 | $1.1 million | 0.11% | +21 |
| Vanguard Mid Cap Index ETF VO | 14,421 | $1.1 million | 0.11% | -4,762 |
| Graco Inc. GGG | 14,550 | $1.1 million | 0.11% | +715 |
| Delek Logistics Partners LP DKL | 21,000 | $1.1 million | 0.11% | -1,819 |
| Mueller Industries Inc. MLI | 18,402 | $1.1 million | 0.11% | +9,697 |
| Banco De Chile BCH | 27,700 | $1.1 million | 0.11% | +676 |
| JPMorgan Nasdaq Equity Premium JEPQ | 18,085 | $1.1 million | 0.11% | -86 |
| United Therapeutics Corp. UTHR | 2,035 | $1.1 million | 0.11% | +69 |
| Marsh & McLennan Companies, Inc. MRSH | 6,447 | $1.1 million | 0.11% | +155 |
| Cincinnati Financial Corp. CINF | 6,872 | $1.1 million | 0.11% | +134 |
| Snap-on Inc. SNA | 3,010 | $1.1 million | 0.11% | +74 |
| Arch Capital Group Ltd. ACGL | 11,834 | $1.1 million | 0.11% | +183 |
| Banco Santander Chile New BSAC | 32,669 | $1.1 million | 0.11% | +896 |
| Moody's Corp. MCO | 2,394 | $1.1 million | 0.11% | +56 |
| InterDigital, Inc. IDCC | 3,308 | $1.1 million | 0.11% | +267 |
| American Express Co. AXP | 3,516 | $1.1 million | 0.11% | +102 |
| Blackstone Inc. BX | 9,508 | $1.1 million | 0.11% | +485 |
| Pacer FDS Trust GCOW | 23,747 | $1.1 million | 0.11% | -5,982 |
| Armstrong World Industries Inc. AWI | 6,446 | $1.0 million | 0.10% | +386 |
| Alps ETF Trust AMLP | 19,715 | $1.0 million | 0.10% | +34 |
| Public Storage PSA | 3,581 | $1.0 million | 0.10% | +75 |
| Kinsale Capital Group, Inc. KNSL | 3,119 | $1.0 million | 0.10% | +90 |
| Grupo Aeroportuario Del Pacifi PAC | 4,887 | $1.0 million | 0.10% | +219 |
| Rambus Inc. RMBS | 9,358 | $999,071 | 0.10% | +769 |
| Allison Transmission Holdings Inc. ALSN | 8,770 | $993,321 | 0.10% | +570 |
| First Trust Exchng Traded FD Vi BUFG | 32,991 | $986,431 | 0.10% | no change |
| iShares Edge MSCI USA Quality F QUAL | 4,432 | $985,075 | 0.10% | +239 |
| First Trust Exchange Traded FD FTGS | 25,944 | $983,812 | 0.10% | -722 |
| Grupo Aeroportuario Del Cent OMAB | 10,183 | $983,797 | 0.10% | +476 |
| Gold Fields Ltd GFI | 27,065 | $977,578 | 0.10% | +2,285 |
| First Solar, Inc. FSLR | 5,574 | $976,330 | 0.10% | +104 |
| Hubbell Inc. HUBB | 2,130 | $966,217 | 0.10% | +149 |
| Aon plc AON | 3,460 | $957,612 | 0.10% | +35 |
| Moelis & Co. MC | 16,548 | $951,862 | 0.09% | +690 |
| CarGurus, Inc. CARG | 30,458 | $949,065 | 0.09% | +1,451 |
| Vanguard Total Bond Market ETF BND | 13,485 | $945,966 | 0.09% | -65 |
| iShares U S ETF Trust NEAR | 18,962 | $945,452 | 0.09% | +967 |
| Gaming & Leisure Properties, Inc. GLPI | 24,853 | $943,671 | 0.09% | +1,514 |
| GE Vernova Inc. GEV | 984 | $935,346 | 0.09% | +12 |
| iShares Trust TLH | 10,142 | $934,758 | 0.09% | new |
| Constellation Brands, Inc. STZ | 8,265 | $934,458 | 0.09% | +1,863 |
| Advanced Drainage Systems, Inc. WMS | 7,361 | $932,791 | 0.09% | +374 |
| Space Exploration Techn Corp. Class A Com STK SPCX | 5,936 | $895,470 | 0.09% | new |
| Vanguard Short-Term Corp. BD Idx VCSH | 11,522 | $890,054 | 0.09% | -132 |
| CVS Health Corp. CVS | 10,181 | $872,378 | 0.09% | -141 |
| First Trust Exchng Traded FD Vi BUFQ | 21,063 | $853,467 | 0.08% | -202 |
| SPDR Ser Trust SPHY | 37,730 | $852,313 | 0.08% | -1,040 |
| J P Morgan Exchange Traded F JEPI | 15,126 | $850,403 | 0.08% | -10,232 |
| FT Vest NASDAQ-100 Buffer ETF - March QMAR | 21,973 | $844,422 | 0.08% | no change |
| Palo Alto Networks Inc. PANW | 2,106 | $836,735 | 0.08% | -96 |
| Deckers Outdoor Corp. DECK | 10,705 | $836,457 | 0.08% | +633 |
| Verizon Communications Inc. VZ | 18,147 | $832,383 | 0.08% | +297 |
| First Trust Exchange-Traded FD FTCB | 41,314 | $815,546 | 0.08% | +6,950 |
| Cirrus Logic, Inc. CRUS | 6,766 | $811,670 | 0.08% | +553 |
| Enterprise Products Partners LP EPD | 22,635 | $806,032 | 0.08% | -37 |
| Lennox International Inc. LII | 2,261 | $802,926 | 0.08% | +90 |
| Evercore Inc. EVR | 3,089 | $795,518 | 0.08% | +201 |
| Loews Corp. L | 7,616 | $795,376 | 0.08% | -329 |
| First Trust Exchng Traded FD Vi FNOV | 13,072 | $786,412 | 0.08% | no change |
| iShares Trust IGRO | 8,767 | $778,108 | 0.08% | +1,188 |
| iShares U.s. Fixed Income Balanced Risk Systematic ETF SYSB | 9,088 | $765,898 | 0.08% | -1,065 |
| BlackRock ETF Trust II BINC | 14,751 | $749,194 | 0.07% | +6,725 |
| First Trust Advisors LP QTEC | 2,267 | $747,633 | 0.07% | -239 |
| Vanguard World FD VIS | 2,330 | $746,898 | 0.07% | +153 |
| Western Midstream Partners L WES | 16,825 | $746,513 | 0.07% | +982 |
| Vanguard World FD VCR | 2,031 | $740,599 | 0.07% | +134 |
| Dell Technologies Inc. DELL | 1,360 | $731,388 | 0.07% | -33 |
| Vanguard Small Cap ETF VB | 2,568 | $730,549 | 0.07% | -208 |
| First Trust ETFs RDVI | 25,889 | $721,793 | 0.07% | -51 |
| First Trust Exchng Traded FD Vi FHDG | 19,349 | $720,127 | 0.07% | +558 |
| Pentair plc PNR | 13,378 | $708,926 | 0.07% | +1,242 |
| Costco Wholesale Corp. COST | 777 | $707,334 | 0.07% | -43 |
| Deere & Co. DE | 1,038 | $696,740 | 0.07% | +20 |
| Biohaven Ltd BHVN | 52,000 | $694,200 | 0.07% | no change |
| First Trust Exchng Traded FD Vi FIXD | 16,817 | $694,053 | 0.07% | +3,414 |
| SPDR Gold Trust GLD | 1,778 | $677,134 | 0.07% | -102 |
| First Trust Exchng Traded FD Vi FJAN | 11,905 | $673,466 | 0.07% | no change |
| Quanta Services, Inc. PWR | 1,045 | $671,423 | 0.07% | -40 |
| First Trust Exchng Traded FD Vi QDEC | 18,194 | $671,359 | 0.07% | no change |
| Charles Schwab Corp. SCHW | 6,838 | $668,362 | 0.07% | -287 |
| First Trust Exchange-Traded FD FTCS | 6,918 | $649,277 | 0.06% | +183 |
| Victory Portfolios II UITB | 14,458 | $645,470 | 0.06% | -1,792 |
| First Trust Exchng Traded FD Vi QSPT | 17,248 | $630,414 | 0.06% | no change |
| Kinder Morgan, Inc. KMI | 20,706 | $624,299 | 0.06% | -462 |
| Advanced Micro Devices Inc. AMD | 1,006 | $615,431 | 0.06% | +36 |
| iShares Trust IUSG | 3,167 | $613,694 | 0.06% | +3 |
| Kimberly Clark Corp. KMB | 6,278 | $611,621 | 0.06% | -3 |
| BlackRock Fund Advisors AGZ | 5,726 | $610,069 | 0.06% | +260 |
| First Trust LRG CP VL Alphadex FTA | 6,368 | $606,854 | 0.06% | -81 |
| First Trust Exchange-Traded FD FDN | 2,088 | $602,312 | 0.06% | +82 |
| McDonald's Corp. MCD | 2,606 | $601,754 | 0.06% | -466 |
| First Trust Value Line Divid in FVD | 12,783 | $599,639 | 0.06% | +163 |
| Medtronic plc MDT | 6,828 | $589,227 | 0.06% | -832 |
| First Trust Exchange-Traded FD KNG | 12,216 | $588,097 | 0.06% | +15 |
| iShares Trust IWF | 4,689 | $587,393 | 0.06% | -58 |
| iShares Trust EFV | 7,273 | $575,620 | 0.06% | +800 |
| FT Vest NASDAQ-100 Buffer ETF - June QJUN | 16,500 | $565,754 | 0.06% | no change |
| First Trust Exchange-Traded FD FIIG | 28,637 | $562,147 | 0.06% | +4,596 |
| Energy Transfer LP ET | 28,338 | $560,242 | 0.06% | -2,964 |
| First Trust Exchng Traded FD Vi RSDE | 23,836 | $559,202 | 0.06% | -600 |
| Home Depot, Inc. HD | 1,964 | $558,841 | 0.06% | -63 |
| Vanguard World FD VHT | 1,757 | $555,498 | 0.06% | +98 |
| Pacer FDS Trust COWZ | 8,312 | $554,914 | 0.06% | -322 |
| Coca-Cola Co. KO | 6,420 | $552,612 | 0.05% | -135 |
| Palantir Technologies Inc. PLTR | 2,910 | $544,315 | 0.05% | -364 |
| AT&T Inc. T | 22,264 | $543,245 | 0.05% | -86 |
| First Trust ETFs FTHI | 23,028 | $543,242 | 0.05% | -22 |
| Omega Healthcare Investors Inc. OHI | 11,638 | $538,956 | 0.05% | -785 |
| General Mills Inc. GIS | 16,530 | $531,605 | 0.05% | no change |
| First Trust Exchange-Traded FD FTQI | 23,832 | $528,113 | 0.05% | -30 |
| First Trust Exchng Traded FD Vi FSEP | 9,125 | $521,311 | 0.05% | no change |
| Fidelity National Information Services, Inc. FIS | 15,630 | $514,227 | 0.05% | +73 |
| First Trust ETFs FDT | 5,463 | $511,847 | 0.05% | +198 |
| iShares Trust SUB | 4,891 | $511,355 | 0.05% | -23 |
| Wells Fargo & Company WFC | 6,342 | $507,703 | 0.05% | +1,476 |
| CVR Partners LP UAN | 4,000 | $495,120 | 0.05% | -400 |
| iShares Inc. EMXC | 4,980 | $493,406 | 0.05% | -3,213 |
| First Trust Exchng Traded FD Vi Vest U S Equity RSJN | 13,100 | $484,768 | 0.05% | -250 |
| Oracle Corp. ORCL | 3,507 | $481,564 | 0.05% | +47 |
| Goldman Sachs Group Inc. GS | 533 | $480,097 | 0.05% | +1 |
| First Trust Exchng Traded FD Vi FFEB | 7,620 | $476,978 | 0.05% | no change |
| Booking Holdings Inc. BKNG | 2,923 | $476,198 | 0.05% | +41 |
| Invesco Ai and Next Gen Software ETF IGPT | 4,653 | $473,197 | 0.05% | -199 |
| Chevron Corp. CVX | 2,275 | $464,600 | 0.05% | -30 |
| Comcast Corp. CMCSA | 20,969 | $456,295 | 0.05% | +369 |
| General Dynamics Corp. GD | 1,374 | $455,983 | 0.05% | -41 |
| Fidelity Covington Trust FDVV | 7,479 | $454,205 | 0.05% | +990 |
| Select Sector SPDR Trust XLE | 7,347 | $451,901 | 0.04% | +222 |
| Vanguard Intl Equity Index F VSS | 2,904 | $450,915 | 0.04% | +135 |
| Sherwin Williams Co. SHW | 1,384 | $447,427 | 0.04% | +22 |
| SPDR Ser Trust SLYV | 4,332 | $442,537 | 0.04% | +115 |
| Wisdomtree Trust DGS | 6,988 | $441,551 | 0.04% | +298 |
| Pfizer Inc. PFE | 15,420 | $439,777 | 0.04% | +1,018 |
| L3Harris Technologies, Inc. LHX | 1,842 | $436,148 | 0.04% | no change |
| J P Morgan Exchange Traded F JMST | 8,595 | $434,563 | 0.04% | no change |
| Procter & Gamble Co. PG | 2,980 | $433,005 | 0.04% | -62 |
| Unilever plc UL | 7,083 | $430,156 | 0.04% | -57 |
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported; the largest 300 here.
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Change is shares against its 13F for the quarter before; the 32 it sold out of are in the box above.Options it reported
| Company | Option | Shares under the options | Value of those shares |
|---|---|---|---|
| SPDR S&P 500 SPY | Puts | 700 | $533,841 |
| NVIDIA Corp. NVDA | Calls | 2,000 | $456,760 |
| Berkshire Hathaway Inc. Class B BRKB | Calls | 400 | $199,180 |
| ASML Holding N.V. ASML | Calls | 100 | $181,167 |
| Union Pacific Corp. UNP | Calls | 500 | $136,065 |
| Eli Lilly & Co. LLY | Puts | 100 | $115,708 |
| Boston Scientific Corp. BSX | Calls | 2,000 | $87,300 |
| Wells Fargo & Company WFC | Calls | 1,000 | $80,050 |
| Meta Platforms, Inc. META | Calls | 100 | $72,518 |
| Tesla, Inc. TSLA | Calls | 200 | $70,962 |
| Applied Materials Inc. AMAT | Calls | 100 | $51,138 |
| Amazon.com Inc. AMZN | Calls | 200 | $49,830 |
| Space Exploration Techn Corp. Class A Com STK SPCX | Calls | 100 | $15,086 |
| Newmont Corp. NEM | Calls | 100 | $11,534 |
| Mueller Industries Inc. MLI | Calls | 100 | $6,061 |
15 option lines. A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost; they are not counted in the holdings above.