Breakwater Capital Group
Breakwater Capital Group reported 389 US-listed holdings worth $843.1 million in its 13F for the quarter ended 30 September 2026, filed 9 October 2026. Its largest: J P Morgan Exchange Traded F (4.0%), Apple Inc. (3.2%) and Vanguard World FD (3.1%). Against the quarter before, it opened 30 positions, added to 170, trimmed 145 and sold out of 15.
Reported holdings$843.1M+1.2% on Q2 2026
Positions389+15 on Q2 2026
The largest ten26.4%of its reported holdings
Latest 13FQ3 2026filed 9 October 2026
Added toHeldTrimmed
The 14 largest of its 389 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.
What the fund reported holding at each quarter's end; hover a bar for the number of positions
What its reported holdings returned
Held through each quarter, the holdings it reported returned +21.7% over the 8 quarters to 30 September 2026, against +32.9% for the S&P 500.
Its reported holdingsThe S&P 500
Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.
What it did on the quarter
Opened 30Added 170Held 44Trimmed 145Sold out 15
Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held
Opened 30
- Palantir Technologies Inc. PLTR$1.8 million
- BlackRock Muniyild Qult FD I MQY$1.0 million
- Valued Advisers Trust MBSF$754,267
- PIMCO ETF Trust STPZ$692,860
- Alps ETF Trust REIT$637,539
- Honeywell International Inc. HON$579,663
- Sprott Physical Silver Trust PSLV$504,589
- Sprott Asset Management LP PHYS$455,479
and 22 more in the table below
Added to 170
- TCW ETF Trust FLXR+217,019 shares · +2592%
- Goldman Sachs ETF Trust GMUB+33,371 shares · +517%
- PIMCO ETF Trust PYLD+62,490 shares · +14%
- Angel Oak Funds Trust AOHY+134,274 shares · +120%
- SPDR Ser Trust SPIB+42,905 shares · +27%
- JP Morgan ETFs JPIE+30,848 shares · +236%
- Schwab Fundamental US Large Com FNDX+42,241 shares · +13%
- Fidelity Enhanced Small Cap ETF FESM+20,604 shares · +18%
and 162 more in the table below
Trimmed 145
- BlackRock ETF Trust II BINC-74,167 shares · -22%
- Simplify Exchange Traded Fun MTBA-80,296 shares · -84%
- iShares Trust IGEB-68,949 shares · -51%
- SPDR Ser Trust SPBO-86,818 shares · -62%
- Pgim ETF Trust PHYL-51,832 shares · -64%
- General Dynamics Corp. GD-4,741 shares · -70%
- iShares Trust MUB-11,622 shares · -63%
- Apple Inc. AAPL-3,116 shares · -4%
and 137 more in the table below
Sold out of 15
- ExxonMobil Holdings Corp. XOM$3.9 million last quarter
- Vanguard Mun BD FDS VSDM$679,248 last quarter
- Janus Detroit STR Trust JMBS$387,454 last quarter
- Carrier Global Corp. CARR$267,434 last quarter
- iShares Trust MBB$245,516 last quarter
- BlackRock Muniyield Pa Qlty MPA$237,826 last quarter
- American Electric Power Co. Inc. AEP$228,610 last quarter
- Capital GRP Fixed Incm ETF T CGCP$221,473 last quarter
What it holds
| Company | Shares | Value | Of its book | Change in shares |
|---|---|---|---|---|
| J P Morgan Exchange Traded F JQUA | 452.5K | $33.4 million | 3.96% | +8.4K |
| Apple Inc. AAPL | 80.1K | $26.7 million | 3.17% | -3.1K |
| Vanguard World FD MGV | 164.6K | $26.5 million | 3.14% | +5.7K |
| iShares Trust IWF | 195.6K | $24.5 million | 2.91% | +6.5K |
| Invesco Exchange Traded FD T PRF | 440.3K | $24.0 million | 2.84% | -5.8K |
| Invesco Exchange Traded FD T RSP | 98.2K | $20.4 million | 2.42% | +147 |
| iShares Core S&P 500 ETF IVV | 25.6K | $19.6 million | 2.33% | +122 |
| Vanguard Value ETF VTV | 75.5K | $16.3 million | 1.94% | +62 |
| iShares Trust IQLT | 324.8K | $16.1 million | 1.91% | +17.9K |
| iShares Russell 1000 Value Inde IWD | 60.2K | $14.9 million | 1.77% | -1.3K |
| BlackRock ETF Trust II BINC | 259.4K | $13.2 million | 1.56% | -74.2K |
| PIMCO ETF Trust PYLD | 512.1K | $13.0 million | 1.54% | +62.5K |
| Microsoft Corp. MSFT | 23.5K | $12.1 million | 1.43% | +327 |
| Schwab Fundamental US Large Com FNDX | 368.4K | $11.6 million | 1.38% | +42.2K |
| Vanguard S&P 500 VOO | 16.0K | $11.2 million | 1.33% | -15 |
| SPDR S&P 500 Growth ETF SPYG | 89.9K | $11.1 million | 1.31% | +359 |
| Invesco Exch Traded FD Trust II PXF | 130.6K | $10.0 million | 1.18% | +11.9K |
| iShares ETFs FALN | 379.9K | $9.9 million | 1.17% | -5.9K |
| Schwab Fundamental International Small Equity ETF FNDC | 196.3K | $9.8 million | 1.16% | +5.3K |
| Invesco Exch Traded FD Trust II IPKW | 160.0K | $9.5 million | 1.13% | +11.0K |
| TCW ETF Trust FLXR | 225.4K | $8.5 million | 1.01% | +217.0K |
| iShares Trust IWB | 19.6K | $8.2 million | 0.97% | +290 |
| Columbia ETF Trust II XCEM | 158.3K | $8.1 million | 0.97% | +837 |
| Amazon.com Inc. AMZN | 29.7K | $7.4 million | 0.88% | +221 |
| Vanguard Shrt-Term Infl-Prot Se VTIP | 148.8K | $7.3 million | 0.87% | +5.5K |
| NVIDIA Corp. NVDA | 30.5K | $7.0 million | 0.83% | +75 |
| Dimensional ETF Trust DFEV | 159.8K | $6.8 million | 0.80% | +10.0K |
| iShares Edge MSCI USA Quality F QUAL | 29.5K | $6.6 million | 0.78% | -397 |
| SPDR Ser Trust SPIB | 201.6K | $6.5 million | 0.77% | +42.9K |
| American Century ETF Trust AVEM | 69.1K | $6.5 million | 0.77% | +7.2K |
| iShares Trust DIVB | 99.2K | $6.4 million | 0.76% | -1.5K |
| Invesco Exch Traded FD Trust II XSHQ | 140.1K | $6.3 million | 0.75% | +228 |
| Fidelity Enhanced Small Cap ETF FESM | 137.7K | $6.2 million | 0.73% | +20.6K |
| Dimensional ETF Trust DFAI | 146.4K | $6.1 million | 0.72% | +9.9K |
| Wisdomtree Trust EZM | 81.4K | $5.8 million | 0.69% | +3.6K |
| Trane Technologies plc TT | 12.8K | $5.8 million | 0.69% | +205 |
| Dimensional ETF Trust DFIV | 100.1K | $5.6 million | 0.66% | -240 |
| Alphabet Inc. GOOG | 16.1K | $5.5 million | 0.65% | -277 |
| Cambria ETF Trust SYLD | 66.5K | $5.4 million | 0.64% | -3.6K |
| iShares Trust EFG | 43.5K | $5.2 million | 0.62% | +2.1K |
| iShares Core S&P Mid-Cap ETF IJH | 71.4K | $5.1 million | 0.61% | +1.9K |
| Vanguard Mega Cap Growth ETF MGK | 54.8K | $5.1 million | 0.60% | +952 |
| Invesco S&P MidCap Momentum ETF XMMO | 33.3K | $4.9 million | 0.58% | +4.3K |
| iShares Trust IUSV | 44.2K | $4.9 million | 0.58% | -720 |
| SPDR S&P MidCap 400 ETF MDY | 7.3K | $4.8 million | 0.57% | +42 |
| iShares S&P Growth Index FD IVW | 32.4K | $4.6 million | 0.55% | +1.6K |
| Janus Detroit STR Trust JAAA | 91.0K | $4.6 million | 0.54% | +10.3K |
| iShares Trust IGIB | 86.3K | $4.3 million | 0.52% | +3.1K |
| SPDR S&P 500 SPY | 5.7K | $4.3 million | 0.51% | +69 |
| JPMorgan Chase & Co. JPM | 12.8K | $4.2 million | 0.50% | -1.2K |
| Vanguard Intermediate-Term Corp. VCIT | 50.0K | $3.9 million | 0.46% | +3.5K |
| iShares Core S&P Small-Cap ETF IJR | 28.5K | $3.9 million | 0.46% | +320 |
| Dimensional ETF Trust DFAE | 94.9K | $3.7 million | 0.44% | +3.3K |
| Berkshire Hathaway Inc. Class B BRKB | 7.3K | $3.6 million | 0.43% | -223 |
| Vaneck ETF Trust ANGL | 130.2K | $3.6 million | 0.43% | +7.7K |
| Oracle Corp. ORCL | 26.0K | $3.6 million | 0.42% | -1.7K |
| SPDR Portfolio Small Cap ETF SPSM | 66.1K | $3.5 million | 0.41% | +355 |
| SPDR Ser Trust SPMD | 54.8K | $3.5 million | 0.41% | +4.6K |
| Alphabet Inc. GOOGL | 9.7K | $3.3 million | 0.40% | -144 |
| iShares Trust STIP | 33.2K | $3.3 million | 0.39% | +452 |
| Schwab Strategic Trust FNDA | 93.7K | $3.3 million | 0.39% | +6.7K |
| SPDR Ser Trust XBI | 20.2K | $3.2 million | 0.38% | +501 |
| Janus Detroit STR Trust JSMD | 34.8K | $3.1 million | 0.37% | +845 |
| Eli Lilly & Co. LLY | 2.7K | $3.1 million | 0.37% | -58 |
| Invesco Exchange Traded FD T PRFZ | 59.0K | $3.1 million | 0.37% | +94 |
| BlackRock Munihldgs NJ Qlty MUJ | 271.0K | $3.1 million | 0.36% | +31.0K |
| Pgim ETF Trust PAAA | 57.0K | $2.9 million | 0.35% | +8.8K |
| Invesco Exchange Traded FD T PKW | 20.4K | $2.9 million | 0.35% | -503 |
| iShares Trust SCZ | 33.9K | $2.9 million | 0.34% | +1.0K |
| iShares Trust IGEB | 66.9K | $2.9 million | 0.34% | -68.9K |
| Putnam ETF Trust PVAL | 54.4K | $2.9 million | 0.34% | +9.1K |
| Invesco QQQ Trust QQQ | 3.8K | $2.8 million | 0.33% | +616 |
| Invesco S&P International Developed High Quality ETF IDHQ | 64.4K | $2.8 million | 0.33% | -1.0K |
| SPDR Ser Trust SPYV | 45.2K | $2.8 million | 0.33% | -1.4K |
| Invesco Exchange Traded FD T SPGP | 23.1K | $2.7 million | 0.33% | -1.0K |
| Vanguard Intl Div Apprec ETF VIGI | 29.0K | $2.7 million | 0.32% | +82 |
| Angel Oak Funds Trust AOHY | 246.5K | $2.6 million | 0.31% | +134.3K |
| Fidelity Covington Trust FENI | 63.9K | $2.5 million | 0.30% | +3.7K |
| Meta Platforms, Inc. META | 3.5K | $2.5 million | 0.30% | +270 |
| iShares Inc. EWJ | 25.8K | $2.5 million | 0.30% | +3.6K |
| Vaneck ETF Trust CLOI | 45.5K | $2.4 million | 0.29% | +6.8K |
| iShares Trust EFV | 29.9K | $2.4 million | 0.28% | -61 |
| iShares S&P Midcap 400 Value in IJJ | 16.5K | $2.3 million | 0.27% | +175 |
| Marvell Technology, Inc. MRVL | 8.5K | $2.2 million | 0.27% | -355 |
| J P Morgan Exchange Traded F JMUB | 46.7K | $2.2 million | 0.26% | -1.1K |
| Dimensional ETF Trust DFEM | 55.6K | $2.2 million | 0.26% | +742 |
| iShares Trust IVLU | 51.0K | $2.2 million | 0.26% | +947 |
| American Century ETF Trust AVDV | 19.9K | $2.2 million | 0.26% | +1.0K |
| Citigroup Inc. C | 16.8K | $2.2 million | 0.26% | -5 |
| General Electric Co. GE | 6.9K | $2.1 million | 0.25% | -662 |
| ProShares Trust NOBL | 39.5K | $2.1 million | 0.25% | +826 |
| Vanguard Growth ETF VUG | 23.5K | $2.1 million | 0.25% | -3 |
| Vanguard Ftse Developed Markets VEA | 29.9K | $2.1 million | 0.25% | -1 |
| Wisdomtree Trust DNL | 47.0K | $2.1 million | 0.25% | +756 |
| Vanguard Intermed Term Bond ETF BIV | 28.3K | $2.1 million | 0.24% | -355 |
| Bank of America Corp. BAC | 37.6K | $2.0 million | 0.24% | -1.0K |
| Invesco Exchange Traded FD T RPV | 17.6K | $2.0 million | 0.24% | -437 |
| JP Morgan ETFs JPIE | 43.9K | $2.0 million | 0.23% | +30.8K |
| Vanguard Small Cap Value ETF VBR | 8.5K | $2.0 million | 0.23% | -48 |
| Invesco Exch TRD SLF Idx FD IUS | 28.9K | $2.0 million | 0.23% | +3.8K |
| Visa Inc. V | 5.4K | $1.9 million | 0.23% | +84 |
| VG Totl STK Vprs VTI | 5.2K | $1.9 million | 0.23% | -1 |
| Goldman Sachs ETF Trust GMUB | 39.8K | $1.9 million | 0.23% | +33.4K |
| iShares Trust ISCF | 43.4K | $1.9 million | 0.23% | +2.5K |
| Vanguard Admiral FDS Inc. VIOO | 15.2K | $1.9 million | 0.23% | +521 |
| Palantir Technologies Inc. PLTR | 9.9K | $1.8 million | 0.22% | new |
| Schwab Strategic Trust FNDE | 42.4K | $1.8 million | 0.21% | +2.2K |
| iShares Trust EFAV | 18.9K | $1.7 million | 0.20% | -173 |
| WisdomTree ETFs DTH | 30.4K | $1.7 million | 0.20% | +306 |
| iShares Trust IWL | 8.9K | $1.7 million | 0.20% | +2.4K |
| Micron Technology Inc. MU | 1.6K | $1.7 million | 0.20% | +40 |
| Eaton Corp. plc ETN | 3.9K | $1.7 million | 0.20% | -21 |
| Johnson & Johnson JNJ | 6.3K | $1.7 million | 0.20% | +249 |
| Caterpillar Inc. CAT | 2.0K | $1.7 million | 0.20% | +92 |
| Walmart Inc. WMT | 15.8K | $1.6 million | 0.19% | +38 |
| iShares Total Return Active ETF BRTR | 33.7K | $1.6 million | 0.19% | -9.6K |
| iShares U.s. Fixed Income Balanced Risk Systematic ETF SYSB | 18.8K | $1.6 million | 0.19% | +7.0K |
| Fidelity Covington Trust FQAL | 18.9K | $1.6 million | 0.19% | +3.6K |
| AbbVie Inc. ABBV | 6.0K | $1.6 million | 0.19% | -2 |
| Invesco Exchange Traded FD T SPHQ | 18.1K | $1.5 million | 0.18% | -24 |
| Wells Fargo & Company WFC | 19.0K | $1.5 million | 0.18% | -242 |
| GE Vernova Inc. GEV | 1.6K | $1.5 million | 0.18% | -153 |
| American Century ETF Trust AVDE | 16.7K | $1.5 million | 0.18% | no change |
| Pfizer Inc. PFE | 52.1K | $1.5 million | 0.18% | -14.8K |
| Dimensional ETF Trust DIHP | 43.8K | $1.5 million | 0.18% | +546 |
| SPDR Ser Trust SPBO | 53.4K | $1.5 million | 0.17% | -86.8K |
| Merck & Co., Inc. MRK | 10.1K | $1.5 million | 0.17% | -560 |
| Home Depot, Inc. HD | 5.1K | $1.5 million | 0.17% | +103 |
| Morgan Stanley MS | 7.5K | $1.4 million | 0.17% | -83 |
| 2023 ETF Series Trust II QLTY | 32.7K | $1.4 million | 0.17% | +4.1K |
| iShares Trust IXUS | 14.7K | $1.4 million | 0.17% | -56 |
| Technology Select Sector SPDR ETF XLK | 7.0K | $1.4 million | 0.16% | +149 |
| NextEra Energy Inc. NEE | 18.1K | $1.4 million | 0.16% | +991 |
| Deere & Co. DE | 2.0K | $1.3 million | 0.16% | -27 |
| Financial Select Sector SPDR ETF XLF | 24.3K | $1.3 million | 0.15% | -408 |
| PIMCO ETF Trust MUNI | 25.9K | $1.3 million | 0.15% | -14.0K |
| Quest Diagnostics Inc. DGX | 5.4K | $1.3 million | 0.15% | -50 |
| iShares Inc. EMXC | 12.7K | $1.3 million | 0.15% | +34 |
| Invesco Exchange Traded FD T XMVM | 18.0K | $1.3 million | 0.15% | +210 |
| Cisco Systems, Inc. CSCO | 11.6K | $1.2 million | 0.15% | +326 |
| iShares Trust HYDB | 27.7K | $1.2 million | 0.15% | +18.1K |
| iShares Core MSCI Eafe ETF IEFA | 12.8K | $1.2 million | 0.15% | -155 |
| BlackRock ETF Trust II CLOA | 23.8K | $1.2 million | 0.15% | +12.4K |
| Fidelity Enhanced High Yield ETF FDHY | 25.7K | $1.2 million | 0.14% | +10.8K |
| Nuveen Amt Free Qlty Mun Inc. NEA | 122.0K | $1.2 million | 0.14% | -16.8K |
| Nuveen Quality Muncp Income NAD | 119.9K | $1.2 million | 0.14% | -5.5K |
| Intel Corp. INTC | 10.0K | $1.2 million | 0.14% | +38 |
| Vaneck ETF Trust SHYD | 53.9K | $1.2 million | 0.14% | +650 |
| iShares Trust GARP | 13.7K | $1.2 million | 0.14% | +2.0K |
| Invesco Exch Traded FD Trust II PFIG | 50.6K | $1.2 million | 0.14% | +9.1K |
| AT&T Inc. T | 47.5K | $1.2 million | 0.14% | -3.3K |
| Ingersoll Rand Inc. IR | 15.2K | $1.1 million | 0.14% | -100 |
| TJX Companies Inc. TJX | 8.6K | $1.1 million | 0.14% | -98 |
| Invesco Exch Traded FD Trust II EQAL | 19.6K | $1.1 million | 0.13% | +1.1K |
| iShares Trust EFA | 10.8K | $1.1 million | 0.13% | no change |
| Freeport-McMoRan Inc. FCX | 15.9K | $1.1 million | 0.13% | +160 |
| Invesco Exchange Traded FD T XSMO | 13.6K | $1.1 million | 0.13% | +558 |
| PNC Financial Services Group, Inc. PNC | 4.9K | $1.1 million | 0.13% | +155 |
| Broadcom Inc. AVGO | 3.0K | $1.1 million | 0.13% | -85 |
| iShares Trust IJK | 9.7K | $1.1 million | 0.13% | +194 |
| iShares Trust IWR | 9.9K | $1.1 million | 0.13% | no change |
| Vertex Pharmaceuticals Inc. VRTX | 2.0K | $1.1 million | 0.13% | +36 |
| Qualcomm Inc. QCOM | 5.7K | $1.1 million | 0.13% | -9 |
| Chevron Corp. CVX | 5.1K | $1.0 million | 0.12% | -368 |
| BlackRock Muniyild Qult FD I MQY | 104.5K | $1.0 million | 0.12% | new |
| Nuveen Mun Value FD Inc. NUV | 124.1K | $1.0 million | 0.12% | -65.8K |
| Arista Networks, Inc. ANET | 5.0K | $1.0 million | 0.12% | +437 |
| Vanguard Large Cap ETF VV | 2.9K | $1.0 million | 0.12% | -2 |
| Vanguard Mid Cap Index ETF VO | 12.9K | $1.0 million | 0.12% | +9 |
| Nuveen Mun High Income Opportu Com NMZ | 112.0K | $1.0 million | 0.12% | +1.2K |
| iShares Russell 2000 ETF IWM | 3.6K | $987,810 | 0.12% | +11 |
| Taiwan Semiconductor Manufacturing Company Limited TSM | 2.1K | $978,528 | 0.12% | +25 |
| Goldman Sachs ETF Trust GSEW | 10.5K | $973,139 | 0.12% | +7.1K |
| Pgim ETF Trust PHYL | 28.9K | $966,097 | 0.11% | -51.8K |
| Advanced Micro Devices Inc. AMD | 1.6K | $961,687 | 0.11% | +130 |
| American Centy ETF Trust AVES | 14.7K | $957,715 | 0.11% | +318 |
| iShares Trust EWJV | 19.5K | $947,010 | 0.11% | +1.0K |
| Goldman Sachs Group Inc. GS | 1.0K | $941,777 | 0.11% | +100 |
| RTX Corp. RTX | 5.1K | $941,617 | 0.11% | +20 |
| J P Morgan Exchange Traded F HELO | 13.6K | $938,932 | 0.11% | +657 |
| Snowflake Inc. SNOW | 2.7K | $931,208 | 0.11% | -346 |
| Invesco Exchange Traded FD T XMHQ | 8.2K | $916,827 | 0.11% | -93 |
| Amgen Inc. AMGN | 2.2K | $914,677 | 0.11% | +15 |
| American Centy ETF Trust AVDS | 11.6K | $908,948 | 0.11% | +2.5K |
| Tesla, Inc. TSLA | 2.5K | $898,379 | 0.11% | -28 |
| Invesco Exchange Traded FD T PID | 41.8K | $892,540 | 0.11% | +1.0K |
| Costco Wholesale Corp. COST | 978 | $890,313 | 0.11% | -28 |
| International Business Machines Corp. IBM | 4.0K | $872,242 | 0.10% | -303 |
| Shopify Inc. SHOP | 5.8K | $860,905 | 0.10% | +294 |
| ASML Holding N.V. ASML | 473 | $856,920 | 0.10% | -3 |
| UnitedHealth Group Inc. UNH | 2.2K | $818,221 | 0.10% | +284 |
| Salesforce, Inc. CRM | 3.5K | $815,013 | 0.10% | +93 |
| Invesco FTSE RAFI Emerging Markets ETF PXH | 28.0K | $814,838 | 0.10% | +1.7K |
| Dimensional ETF Trust DISV | 18.8K | $814,784 | 0.10% | +4.2K |
| Vanguard Wellington FD VFMO | 3.6K | $814,673 | 0.10% | +476 |
| Schwab Strategic Trust SCHD | 24.9K | $809,581 | 0.10% | -501 |
| Vanguard Intl Equity Index F VSS | 5.2K | $809,558 | 0.10% | +52 |
| iShares Trust VLUE | 4.1K | $807,247 | 0.10% | -965 |
| Applied Materials Inc. AMAT | 1.5K | $782,923 | 0.09% | -32 |
| Nuveen Amt-Free Mun Value FD NUW | 58.2K | $770,978 | 0.09% | -5.0K |
| Vanguard Mun BD FDS VTEB | 16.3K | $770,642 | 0.09% | -6.5K |
| Boeing Co. BA | 4.1K | $756,293 | 0.09% | +771 |
| Valued Advisers Trust MBSF | 29.7K | $754,267 | 0.09% | new |
| Consolidated Edison Inc. ED | 7.3K | $743,144 | 0.09% | -415 |
| Barclays BK PLC ATMP | 20.7K | $706,491 | 0.08% | no change |
| Simplify Exchange Traded Fun MTBA | 15.1K | $705,827 | 0.08% | -80.3K |
| Fidelity Covington Trust FSMD | 14.3K | $701,366 | 0.08% | +151 |
| Southern Co. SO | 8.4K | $696,074 | 0.08% | -925 |
| PIMCO ETF Trust STPZ | 13.4K | $692,860 | 0.08% | new |
| iShares Trust MUB | 6.8K | $682,525 | 0.08% | -11.6K |
| Ford Motor Co. F | 56.3K | $679,412 | 0.08% | -288 |
| General Dynamics Corp. GD | 2.0K | $676,601 | 0.08% | -4.7K |
| Nuveen New York QLT Mun Inc. NAN | 68.8K | $676,024 | 0.08% | +55.7K |
| iShares Core MSCI Emerging Mark IEMG | 8.2K | $668,402 | 0.08% | +72 |
| BHP Group Limited BHP | 7.8K | $664,637 | 0.08% | +207 |
| Verizon Communications Inc. VZ | 14.4K | $660,592 | 0.08% | -2.3K |
| Alps ETF Trust REIT | 22.5K | $637,539 | 0.08% | new |
| Mastercard Inc. MA | 1.1K | $628,682 | 0.07% | +8 |
| Coca-Cola Co. KO | 7.3K | $627,283 | 0.07% | +11 |
| Walt Disney Co. DIS | 6.0K | $626,077 | 0.07% | -1.3K |
| Vanguard Specialized Funds VIG | 2.7K | $622,837 | 0.07% | +236 |
| Kimberly Clark Corp. KMB | 6.2K | $607,341 | 0.07% | +1.1K |
| iShares Trust IJS | 4.7K | $602,618 | 0.07% | -12 |
| Select Sector SPDR Trust XLI | 3.5K | $584,096 | 0.07% | -4 |
| Honeywell International Inc. HON | 2.7K | $579,663 | 0.07% | new |
| Phillips 66 PSX | 2.3K | $575,711 | 0.07% | -147 |
| iShares Select Dividend ETF DVY | 3.8K | $575,433 | 0.07% | +7 |
| iShares Core Dividend Growth DGRO | 7.6K | $575,263 | 0.07% | -92 |
| American Express Co. AXP | 1.9K | $567,755 | 0.07% | -2 |
| Stryker Corp. SYK | 2.0K | $557,665 | 0.07% | no change |
| IQVIA Holdings Inc. IQV | 2.1K | $555,175 | 0.07% | -8 |
| iShares Trust MTUM | 1.7K | $546,581 | 0.06% | +53 |
| Schwab Municipal Bond ETF SCMB | 22.3K | $538,085 | 0.06% | +11.0K |
| Vanguard Star FDS VXUS | 6.2K | $530,094 | 0.06% | +220 |
| Vanguard Index FDS VXF | 2.3K | $526,506 | 0.06% | +36 |
| American Centy ETF Trust AVUV | 4.4K | $520,628 | 0.06% | +253 |
| Quanta Services, Inc. PWR | 809 | $519,791 | 0.06% | +39 |
| Uber Technologies, Inc. UBER | 7.6K | $517,936 | 0.06% | +591 |
| Vanguard Intl Equity Index F VGK | 5.8K | $507,002 | 0.06% | +105 |
| Lowe's Companies Inc. LOW | 2.7K | $505,399 | 0.06% | -949 |
| Sprott Physical Silver Trust PSLV | 26.1K | $504,589 | 0.06% | new |
| Lockheed Martin Corp. LMT | 988 | $503,139 | 0.06% | no change |
| Netflix Inc. NFLX | 7.2K | $497,914 | 0.06% | -534 |
| Nuveen New York Amt QLT Municp Com NRK | 53.8K | $497,380 | 0.06% | +9.7K |
| Analog Devices Inc. ADI | 1.3K | $496,284 | 0.06% | no change |
| Public Service Enterprise Group Inc. PEG | 7.4K | $496,161 | 0.06% | +10 |
| BlackRock Muniyield N Y Qual MYN | 56.4K | $493,966 | 0.06% | -59.9K |
| iShares Trust USIG | 10.1K | $491,986 | 0.06% | -456 |
| iShares Trust IWS | 3.0K | $489,317 | 0.06% | +5 |
| Wisdomtree Trust DWMF | 14.7K | $487,195 | 0.06% | -272 |
| Bank of New York Mellon Corp. BNY | 3.4K | $485,089 | 0.06% | no change |
| Fidelity Covington Trust FMDE | 11.9K | $482,549 | 0.06% | -37 |
| McKesson Corp. MCK | 558 | $476,426 | 0.06% | +3 |
| iShares Trust IJT | 3.0K | $475,598 | 0.06% | +8 |
| Fifth Third Bancorp FITB | 9.3K | $468,962 | 0.06% | -400 |
| Lam Research Corp. LRCX | 1.4K | $468,455 | 0.06% | +10 |
| AstraZeneca PLC AZN | 2.9K | $467,617 | 0.06% | +30 |
| Linde plc LIN | 973 | $461,834 | 0.05% | no change |
| PepsiCo Inc. PEP | 3.6K | $461,148 | 0.05% | -321 |
| Vanguard Mid Cap Value ETF VOE | 2.3K | $458,950 | 0.05% | -11 |
| Sprott Asset Management LP PHYS | 14.6K | $455,479 | 0.05% | new |
| Altria Group, Inc. MO | 6.8K | $455,353 | 0.05% | -50 |
| SPDR Ser Trust HYMB | 19.3K | $452,206 | 0.05% | -37.8K |
| Fidelity Covington Trust FNCL | 6.0K | $451,821 | 0.05% | +1 |
| Doubleline ETF Trust DABS | 9.1K | $450,677 | 0.05% | -1.4K |
| Duke Energy Corp. DUK | 3.9K | $448,857 | 0.05% | -107 |
| M&T Bank Corp. MTB | 2.1K | $448,474 | 0.05% | no change |
| Vanguard Whitehall FDS VYM | 2.9K | $447,286 | 0.05% | +7 |
| Valero Energy Corp. VLO | 1.1K | $442,871 | 0.05% | -48 |
| Matson, Inc. MATX | 2.0K | $439,280 | 0.05% | no change |
| Procter & Gamble Co. PG | 3.0K | $438,653 | 0.05% | -264 |
| Vanguard ETF VPLS | 5.9K | $438,039 | 0.05% | -1.2K |
| Shell plc SHEL | 4.6K | $437,779 | 0.05% | -42 |
| Union Pacific Corp. UNP | 1.6K | $426,156 | 0.05% | -22 |
| PIMCO Municipal Income Opportunities Active Exchange-Traded Fund MINO | 10.0K | $423,992 | 0.05% | -1.8K |
| Nuveen Select Tax-Free Incom NXP | 31.4K | $421,272 | 0.05% | -19.0K |
| Constellation Energy Corp. CEG | 1.6K | $418,625 | 0.05% | -166 |
| Morgan Stanley ETF Trust EVTR | 8.7K | $417,238 | 0.05% | -197 |
| Fidelity Merrimack STR Trust FBND | 9.2K | $398,614 | 0.05% | -670 |
| Unilever plc UL | 6.5K | $397,721 | 0.05% | -34 |
| iShares S&P 500 Value ETF IVE | 1.7K | $397,658 | 0.05% | +11 |
| J P Morgan Exchange Traded F JMEE | 5.3K | $389,480 | 0.05% | +1.2K |
| T-Mobile US, Inc. TMUS | 2.4K | $385,684 | 0.05% | -6 |
| James Hardie Industries Plc - US ADR JHX | 15.1K | $383,067 | 0.05% | +4.7K |
| Corning Inc. GLW | 2.5K | $381,479 | 0.05% | -288 |
| Capital One Financial Corp. COF | 2.0K | $380,873 | 0.05% | no change |
| iShares Trust IMTM | 7.2K | $377,958 | 0.04% | +3.2K |
| Chubb Ltd. CB | 1.2K | $375,989 | 0.04% | no change |
| Thermo Fisher Scientific Inc. TMO | 557 | $375,790 | 0.04% | -13 |
| Alnylam Pharmaceuticals Inc ALNY | 1.5K | $374,305 | 0.04% | +510 |
| Allegion plc ALLE | 2.4K | $371,355 | 0.04% | no change |
| Intercontinental Exchange, Inc. ICE | 2.4K | $371,257 | 0.04% | no change |
| Firstenergy Corp. FE | 8.6K | $371,198 | 0.04% | -280 |
| American Centy ETF Trust AVNV | 4.4K | $369,549 | 0.04% | +377 |
| BlackRock, Inc. BLK | 347 | $367,227 | 0.04% | -20 |
| iShares Russell Mid-Cap Growth ETF IWP | 2.6K | $364,397 | 0.04% | +54 |
| iShares Trust SOXX | 632 | $359,295 | 0.04% | -2 |
| Vanguard Small Cap ETF VB | 1.3K | $358,725 | 0.04% | +7 |
| iShares Broad Usd High Yld Corp. USHY | 9.9K | $354,078 | 0.04% | new |
| Danaher Corp. DHR | 1.6K | $351,378 | 0.04% | -17 |
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported; the largest 300 here.
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Change is shares against its 13F for the quarter before; the 15 it sold out of are in the box above.Options it reported
| Company | Option | Shares under the options | Value of those shares |
|---|---|---|---|
| NVIDIA Corp. NVDA | Puts | 2.0K | $456,760 |
| Microsoft Corp. MSFT | Puts | 600 | $307,740 |
| Apple Inc. AAPL | Puts | 800 | $266,416 |
3 option lines. A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost; they are not counted in the holdings above.