Saratoga Investment Corp. 13F holders
58 funds reported a position in Saratoga Investment Corp. in their 13F for the quarter ended 30 June 2026, together 1.9 million shares worth $43.2 million. Against the quarter before, 3 opened a position, 22 added, 20 trimmed and 8 sold out; together they sold a net 23,880 shares. The largest holders: Lido Advisors, LLC, Private Advisor Group, LLC and Legal & General Group Plc.
Funds holding58-5 on Q1 2026
Shares they held1.9Mworth $43.2 million
Net sold on the quarter23,880 sharesabout $532,939 at the funds' values
Funds buying to selling25 to 28opened or added, to cut or sold
Opened 3Added 22Held 13Trimmed 20Sold out 8
What each fund did in SAR against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in SAR in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
3,405 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 17 reported a position in Saratoga Investment Corp.: 1 opened one, 5 added, 4 trimmed and 3 sold out, a net 155,972 shares sold.
| Fund | Change in shares | Shares now | Status | Filing |
|---|---|---|---|---|
| International Assets Investment Management, LLC | -98,837 | 17,175 | trimmed | 13F |
| Hennion & Walsh Asset Management, Inc. | -37,554 | 89,486 | trimmed | 13F |
| Focus Financial Network, Inc. | +5,708 | 30,926 | added | 13F |
| BI Asset Management Fondsmaeglerselskab A/S | -4,743 | 241 | trimmed | 13F |
| D.a. Davidson & Co. | -3,032 | 11,863 | trimmed | 13F |
| Wealthcare Advisory Partners LLC | +2,264 | 51,405 | added | 13F |
| Triumph Capital Management | +725 | 3,675 | added | 13F |
| Register Financial Advisors LLC | +31 | 6,058 | added | 13F |
| Caitong International Asset Management Co., Ltd | +12 | 12 | new | 13F |
| West Financial Advisors, LLC | +3 | 60 | added | 13F |
| State of Alaska, Department of Revenue | -630 | 0 | sold out | 13F |
| VestGen Advisors, LLC | -9,719 | 0 | sold out | 13F |
| Wedbush Securities Inc. | -10,200 | 0 | sold out | 13F |
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 2 reported a position in Saratoga Investment Corp. in a 13F for the quarter ended 30 June 2026. The largest: Citadel Advisors, 50,507 shares worth $1.1 million, 0.0% of its reported book. In the quarter, 1 fund added or opened a position and 1 trimmed or sold out; together they sold a net 10,123 shares, about $225,844 at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| Citadel Advisors | 50,507 | $1.1 million | 0.0% | +27,204 | added | 30 June 2026 | 13F |
| Two Sigma Investments | 17,419 | $388,618 | 0.0% | -37,327 | trimmed | 30 June 2026 | 13F |
Value is what the fund reported.
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Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| Lido Advisors, LLC | 181,518 | 9.37% | $4.0 million | 0.01% | -17,620 | 13F |
| Private Advisor Group, LLC | 146,681 | 7.58% | $3.3 million | 0.01% | -18,458 | 13F |
| Legal & General Group Plc | 141,229 | 7.29% | $3.2 million | 0.00% | +18,288 | 13F |
| Hennion & Walsh Asset Management, Inc. | 127,040 | 6.56% | $2.8 million | 0.08% | -10,635 | 13F |
| Advisors Asset Management, Inc. | 121,635 | 6.28% | $2.7 million | 0.04% | +15,010 | 13F |
| International Assets Investment Management, LLC | 116,012 | 5.99% | $2.6 million | 0.16% | +33,605 | 13F |
| LPL Financial LLC | 111,909 | 5.78% | $2.5 million | 0.00% | -2,086 | 13F |
| Palogic Value Management, L.P. | 93,360 | 4.82% | $2.1 million | 0.37% | 13F | |
| Wells Fargo & Company | 85,079 | 4.39% | $1.9 million | 0.00% | -188 | 13F |
| Ethos Financial Group, LLC | 56,533 | 2.92% | $1.3 million | 0.08% | +3,687 | 13F |
| Janney Montgomery Scott LLC | 56,157 | 2.90% | $1.3 million | 0.00% | +45,901 | 13F |
| BlackRock, Inc. | 53,261 | 2.75% | $1.2 million | 0.00% | -1,335 | 13F |
| Citadel Advisors LLC | 50,507 | 2.61% | $1.1 million | 0.00% | +27,204 | 13F |
| Raymond James Financial Inc. | 49,143 | 2.54% | $1.1 million | 0.00% | +689 | 13F |
| Wealthcare Advisory Partners LLC | 49,141 | 2.54% | $1.1 million | 0.02% | -1,432 | 13F |
| Cambridge Investment Research Advisors, Inc. | 46,398 | 2.40% | $1.0 million | 0.00% | +22,422 | 13F |
| Next Level Private LLC | 43,527 | 2.25% | $971,087 | 0.19% | no change | 13F |
| Morgan Stanley | 41,713 | 2.15% | $930,617 | 0.00% | +13,427 | 13F |
| JB Capital Partners LP | 33,847 | 1.75% | $737,188 | 0.11% | no change | 13F |
| Focus Partners Wealth | 31,441 | 1.62% | $701,448 | 0.00% | +3,732 | 13F |
| Focus Financial Network, Inc. | 25,218 | 1.30% | $562,620 | 0.02% | +4,042 | 13F |
| XTX Topco Ltd | 24,939 | 1.29% | $556,389 | 0.01% | +14,860 | 13F |
| Cetera Investment Advisers | 23,001 | 1.19% | $513,146 | 0.00% | +700 | 13F |
| Osaic Holdings, Inc. | 22,747 | 1.17% | $507,484 | 0.00% | +53 | 13F |
| Greenwood Gearhart LLC | 21,500 | 1.11% | $479,665 | 0.02% | +3,700 | 13F |
| Virtus Investment Advisers, LLC | 20,757 | 1.07% | $463,089 | 0.11% | -4,995 | 13F |
| Royal Bank of Canada | 19,238 | 0.99% | $429,000 | 0.00% | +1,288 | 13F |
| Two Sigma Investments, LP | 17,419 | 0.90% | $388,618 | 0.00% | -37,327 | 13F |
| D.a. Davidson & Co. | 14,895 | 0.77% | $332,323 | 0.00% | -3,408 | 13F |
| Ameriprise Financial Inc. | 14,782 | 0.76% | $329,775 | 0.00% | -3,349 | 13F |
| Commonwealth Equity Services, LLC | 11,122 | 0.57% | $248,140 | 0.00% | -6,060 | 13F |
| Davidson Trust Co. | 11,000 | 0.57% | $245,410 | 0.10% | no change | 13F |
| Wedbush Securities Inc. | 10,200 | 0.53% | $228,000 | 0.01% | -500 | 13F |
| Steward Partners Investment Advisory, LLC | 9,851 | 0.51% | $219,776 | 0.00% | +2,374 | 13F |
| VestGen Advisors, LLC | 9,719 | 0.50% | $216,831 | 0.01% | -9,531 | 13F |
| Bank of America Corp. | 9,580 | 0.49% | $213,730 | 0.00% | -15,447 | 13F |
| JPMorgan Chase & Co. | 6,929 | 0.36% | $154,318 | 0.00% | -92 | 13F |
| UBS Group AG | 6,665 | 0.34% | $148,696 | 0.00% | -20,615 | 13F |
| Register Financial Advisors LLC | 6,027 | 0.31% | $134,472 | 0.04% | +24 | 13F |
| BI Asset Management Fondsmaeglerselskab A/S | 4,984 | 0.26% | $111,000 | 0.00% | -22,043 | 13F |
| Triumph Capital Management | 2,950 | 0.15% | $65,814 | 0.01% | +1,175 | 13F |
| Aquatic Capital Management LLC | 1,014 | 0.05% | $22,622 | 0.00% | -4,711 | 13F |
| IFG Advisory, LLC | 1,000 | 0.05% | $22,310 | 0.00% | 13F | |
| IFP Advisors, Inc | 1,000 | 0.05% | $22,310 | 0.00% | no change | 13F |
| BNP Paribas Financial Markets | 809 | 0.04% | $18,049 | 0.00% | +125 | 13F |
| Evolution Wealth Management Inc. | 701 | 0.04% | $15,636 | 0.01% | no change | 13F |
| State of Alaska, Department of Revenue | 630 | 0.03% | $14,000 | 0.00% | no change | 13F |
| PFS Partners, LLC | 503 | 0.03% | $11,222 | 0.01% | no change | 13F |
| Russell Investments Group, Ltd. | 285 | 0.01% | $6,358 | 0.00% | -43 | 13F |
| Avion Wealth | 218 | 0.01% | $4,000 | 0.00% | +7 | 13F |
The 50 largest of the 58 funds that reported a position in SAR in their 13F for the quarter ended 30 June 2026, by the value each reported.
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Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on SAR
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Calls | 19,400 | $432,814 | 30 June 2026 | 13F |
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
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They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
None in the last twelve months: no holder crossed 5%, changed materially, or filed an annual 13G in the window.
Fails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 31 August 2026 | 529 | $18.24 | SEC |
| 28 August 2026 | 3,312 | $18.33 | SEC |
| 26 August 2026 | 3,947 | $18.42 | SEC |
| 25 August 2026 | 2,417 | $18.49 | SEC |
| 21 August 2026 | 531 | $18.72 | SEC |
| 20 August 2026 | 2,318 | $18.80 | SEC |
| 17 August 2026 | 2,968 | $18.90 | SEC |
| 14 August 2026 | 3,508 | $19.55 | SEC |
| 6 August 2026 | 6,128 | $19.09 | SEC |
| 5 August 2026 | 23,979 | $19.77 | SEC |
| 4 August 2026 | 6,757 | $19.49 | SEC |
| 3 August 2026 | 11,412 | $19.10 | SEC |
| 31 July 2026 | 2,994 | $18.85 | SEC |
| 30 July 2026 | 2,909 | $18.97 | SEC |
| 29 July 2026 | 3,258 | $19.28 | SEC |
| 28 July 2026 | 4,071 | $19.37 | SEC |
| 27 July 2026 | 5,197 | $18.94 | SEC |
| 24 July 2026 | 2,363 | $18.99 | SEC |
| 23 July 2026 | 12,928 | $19.37 | SEC |
| 15 July 2026 | 467 | $19.20 | SEC |
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.