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Saratoga Investment Corp. SEC filings

Saratoga Investment filed 23 documents with the SEC in the last twelve months, the latest report being the 10-Q of 6 October 2026. The latest filing, on 9 October 2026, was an 8-K: material agreement, new financial obligation.

Filings in twelve months2317 of them 8-K news
Latest report10-Qfiled 6 Oct 2026
Latest filing8-K9 Oct 2026
Last results, two-day move-10.3%results filed 6 Oct 2026
New to this? How to read this page
  1. Companies file with the SEC when something happens. 10-Q and 10-K are the quarterly and annual reports; 8-K is news that cannot wait for the next report.
  2. An 8-K says which items it covers, such as results, a change at the top or a big contract. A foreign company files a 6-K instead.
  3. The results release is usually an 8-K filed the day results come out, before the 10-Q or 10-K.
  4. Every filing links to the original on EDGAR, the SEC's own site.

Twelve months of filings

by kind

Most of the filings were other company news (13). Results came out 4 times.

Each mark is one filing on the day it was filed, in rows by kind. Hover or tap a mark for the form and what it was about.

The share price around each results release

close before to close after

Over the last 4 releases the share price moved 8.3% on average in the two days around results, the most on 7 Jul 2026 (-16.1%).

7 Jan 2026-1.1%$23.19 to $22.94
5 May 2026-5.8%$23.89 to $22.50
7 Jul 2026-16.1%$21.42 to $17.98
6 Oct 2026-10.3%$16.60 to $14.89
Daily closeResults filed

Each ring marks a results filing. The move runs from the last close before the filing to the first close after it, so it covers results released before the open or after the close. Hover the line for any day's close.

What the company told investors on 8-K

17 filings

Saratoga Investment's 17 news filings (8-K) were mostly about material agreement (10) and new financial obligation (9).

  • Material agreementA large contract or deal was signed
    10 · latest 9 Oct 2026
  • New financial obligationNew debt or a borrowing
    9 · latest 9 Oct 2026
  • Results of operationsThe quarterly results release
    4 · latest 6 Oct 2026
  • Officer or director changeSomeone joined, left or changed role at the top
    2 · latest 18 Sep 2026
  • Other eventsNews the company chose to file
    2 · latest 19 Aug 2026
  • Shareholder voteResults of a vote at a shareholder meeting
    1 · latest 23 Sep 2026
  • Termination of a material agreementA large contract ended
    1 · latest 7 Nov 2025

Each line is one kind of news, with what it means in plain words. Each square is one filing; a filing can carry more than one kind, so the squares can add up to more than the filings. The date opens the latest one on EDGAR.

How it compares

every company on the site

    The bar ranks every company on the site from the lowest on the left to the highest on the right, in three equal thirds; the small figures under it are the values where each third starts, and the black tick is the middle company. The orange dot is this company; the grey ticks are the other companies in its industry (hover or tap for names). A hatched block is companies tied at none.

    Every filing as a table

    In the last twelve months Saratoga Investment Corp. filed 23 documents with the SEC of the kinds listed here: 17 current reports (8-K), about 10 material agreement; 9 new financial obligation; 4 results of operations; 2 officer or director change; 2 other events; 3 quarterly reports (10-Q), 1 exchange notice removing a listed security, usually a note or a class of shares (25-NSE), 1 proxy statement (DEF 14A), 1 annual report (10-K). The latest, filed 9 October 2026: 8-K, material agreement, new financial obligation. The 10-K, the 10-Qs and the proxy statement themselves, each with a link to open it, are on the documents page.

    FiledFormWhat it was aboutPeriod or event dateFiling
    9 October 20268-KMaterial agreement, New financial obligation8 October 2026EDGAR
    6 October 20268-KResults of operations6 October 2026EDGAR
    6 October 202610-Qquarterly report31 August 2026EDGAR
    24 September 20268-KMaterial agreement, New financial obligation23 September 2026EDGAR
    23 September 20268-KShareholder vote22 September 2026EDGAR
    18 September 20268-KOfficer or director change16 September 2026EDGAR
    18 September 202625-NSEexchange notice removing a listed security, usually a note or a class of sharesEDGAR
    26 August 20268-KMaterial agreement, New financial obligation26 August 2026EDGAR
    19 August 20268-KMaterial agreement, New financial obligation, Other events18 August 2026EDGAR
    6 August 20268-KOfficer or director change5 August 2026EDGAR
    5 August 2026DEF 14Aproxy statement22 September 2026EDGAR
    7 July 20268-KResults of operations7 July 2026EDGAR
    7 July 202610-Qquarterly report31 May 2026EDGAR
    5 May 20268-KResults of operations5 May 2026EDGAR
    5 May 202610-Kannual report28 February 2026EDGAR
    14 April 20268-KMaterial agreement, New financial obligation10 April 2026EDGAR
    13 March 20268-KMaterial agreement13 March 2026EDGAR
    6 February 20268-KMaterial agreement, New financial obligation6 February 2026EDGAR
    30 January 20268-KMaterial agreement, New financial obligation29 January 2026EDGAR
    27 January 20268-KMaterial agreement, New financial obligation, Other events23 January 2026EDGAR
    7 January 20268-KResults of operations7 January 2026EDGAR
    7 January 202610-Qquarterly report30 November 2025EDGAR
    7 November 20258-KMaterial agreement, Termination of a material agreement, New financial obligation6 November 2025EDGAR
    An 8-K is what a company files within four business days of a material event; the SEC numbers the events, and the words here are the SEC's own headings, shortened.
    Read moreForm 4, Form 144, 13F and Schedule 13D and 13G have their own pages. Prospectus supplements and correspondence are not listed.