Prospect Capital Corp. 13F holders
205 funds reported a position in Prospect Capital Corp. in their 13F for the quarter ended 30 June 2026, together 89.9 million shares worth $207.7 million. Against the quarter before, 23 opened a position, 82 added, 50 trimmed and 39 sold out; together they bought a net 4.4 million shares. The largest holders: Private Management Group Inc., Two Sigma Investments, LP and Van Eck Associates Corp.
Funds holding205-14 on Q1 2026
Shares they held89.9Mworth $207.7 million
Net bought on the quarter4.4M sharesabout $10.2 million at the funds' values
Funds buying to selling105 to 89opened or added, to cut or sold
Opened 23Added 82Held 48Trimmed 50Sold out 39
What each fund did in PSEC against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in PSEC in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
3,241 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 67 reported a position in Prospect Capital Corp.: 14 opened one, 17 added, 13 trimmed and 7 sold out, a net 163,807 shares sold.
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 2 reported a position in Prospect Capital Corp. in a 13F for the quarter ended 30 June 2026. The largest: Two Sigma Investments, 14.1 million shares worth $32.5 million, 0.0% of its reported book. Sold out: Millennium Management. In the quarter, 1 fund added or opened a position and 2 trimmed or sold out; together they sold a net 2.0 million shares, about $4.6 million at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| Two Sigma Investments | 14,082,619 | $32.5 million | 0.0% | -1,766,788 | trimmed | 30 June 2026 | 13F |
| Citadel Advisors | 13,139 | $30,351 | 0.0% | +935 | added | 30 June 2026 | 13F |
| Millennium Management | 0 | $0 | 0.0% | -221,708 | exited | 30 June 2026 | 13F |
Value is what the fund reported.
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Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| Private Management Group Inc. | 20,534,804 | 22.85% | $47.4 million | 1.25% | +6,999,513 | 13F |
| Two Sigma Investments, LP | 14,082,619 | 15.67% | $32.5 million | 0.03% | -1,766,788 | 13F |
| Van Eck Associates Corp. | 9,685,724 | 10.78% | $22.4 million | 0.01% | +2,388,990 | 13F |
| UBS Group AG | 6,633,748 | 7.38% | $15.3 million | 0.00% | +1,160,380 | 13F |
| Legal & General Group Plc | 4,032,811 | 4.49% | $9.3 million | 0.00% | +392,146 | 13F |
| Gendell Jeffrey L | 4,009,902 | 4.46% | $9.3 million | 0.08% | no change | 13F |
| Marshall Wace, LLP | 3,067,650 | 3.41% | $7.1 million | 0.01% | -1,683,570 | 13F |
| Morgan Stanley | 2,686,736 | 2.99% | $6.2 million | 0.00% | +234,820 | 13F |
| Independent Financial Group, LLC | 2,485,356 | 2.77% | $5.7 million | 0.11% | -974,995 | 13F |
| Susquehanna International Group, LLP | 2,246,915 | 2.50% | $5.2 million | 0.01% | +545,146 | 13F |
| BlackRock, Inc. | 1,441,035 | 1.60% | $3.3 million | 0.00% | -131,437 | 13F |
| GraniteShares Advisors LLC | 1,094,360 | 1.22% | $2.5 million | 1.63% | +143,250 | 13F |
| LPL Financial LLC | 919,558 | 1.02% | $2.1 million | 0.00% | -32,004 | 13F |
| Commonwealth Equity Services, LLC | 762,756 | 0.85% | $1.8 million | 0.00% | -37,554 | 13F |
| Cambridge Investment Research Advisors, Inc. | 732,596 | 0.82% | $1.7 million | 0.00% | +307,463 | 13F |
| Tudor Investment Corp. Et Al | 709,303 | 0.79% | $1.6 million | 0.01% | -747,567 | 13F |
| Naviter Wealth, LLC | 656,528 | 0.73% | $1.5 million | 0.14% | +85,743 | 13F |
| Caxton Associates LLP | 592,554 | 0.66% | $1.4 million | 0.03% | +459,031 | 13F |
| Tactive Advisors, LLC | 585,111 | 0.65% | $1.4 million | 0.33% | +3,117 | 13F |
| 180 Wealth Advisors, LLC | 580,986 | 0.65% | $1.3 million | 0.14% | +180,465 | 13F |
| Raymond James Financial Inc. | 509,901 | 0.57% | $1.2 million | 0.00% | +10,141 | 13F |
| Kovack Advisors, Inc. | 491,576 | 0.55% | $1.1 million | 0.06% | +23,035 | 13F |
| Canada LIFE Assurance Co | 437,595 | 0.49% | $1.0 million | 0.00% | +58,758 | 13F |
| GatePass Capital, LLC | 434,050 | 0.48% | $1.0 million | 0.38% | +197,150 | 13F |
| Virtus Investment Advisers, LLC | 428,612 | 0.48% | $990,094 | 0.23% | +90,666 | 13F |
| Concorde Asset Management, LLC | 357,400 | 0.40% | $838,012 | 0.48% | -2,560 | 13F |
| Brevan Howard Capital Management LP | 356,327 | 0.40% | $823,115 | 0.01% | +110,240 | 13F |
| TCFG Investment Advisors, LLC | 330,236 | 0.37% | $762,844 | 0.26% | +52,322 | 13F |
| Clear Harbor Asset Management, LLC | 325,525 | 0.36% | $751,963 | 0.05% | +260,025 | 13F |
| DNB Asset Management AS | 285,456 | 0.32% | $659,403 | 0.00% | -116,203 | 13F |
| Engineers Gate Manager LP | 282,483 | 0.31% | $652,536 | 0.01% | -21,260 | 13F |
| Osaic Holdings, Inc. | 262,607 | 0.29% | $606,622 | 0.00% | +78,396 | 13F |
| LSV Asset Management | 253,535 | 0.28% | $586,000 | 0.00% | -282,300 | 13F |
| Cetera Investment Advisers | 248,996 | 0.28% | $575,181 | 0.00% | -67,708 | 13F |
| Family Wealth Partners, LLC | 241,586 | 0.27% | $558,064 | 0.17% | +28,769 | 13F |
| LeClair Wealth Partners LLC | 239,061 | 0.27% | $552,231 | 0.29% | new | 13F |
| Focus Partners Advisor Solutions, LLC | 229,694 | 0.26% | $530,594 | 0.00% | +23,841 | 13F |
| Kingswood Wealth Advisors, LLC | 228,091 | 0.25% | $526,891 | 0.02% | new | 13F |
| Guggenheim Capital LLC | 220,616 | 0.25% | $509,623 | 0.00% | +19,839 | 13F |
| Bank of America Corp. | 201,228 | 0.22% | $464,838 | 0.00% | -41,910 | 13F |
| Royal Bank of Canada | 199,998 | 0.22% | $462,000 | 0.00% | +118,982 | 13F |
| Kestra Private Wealth Services, LLC | 194,761 | 0.22% | $449,897 | 0.01% | -5,629 | 13F |
| Claro Advisors Inc. | 192,700 | 0.21% | $445,137 | 0.05% | -4,705 | 13F |
| Squarepoint Ops LLC | 190,138 | 0.21% | $439,219 | 0.00% | -196,557 | 13F |
| Stifel Financial Corp. | 188,788 | 0.21% | $436,109 | 0.00% | +960 | 13F |
| Kestra Advisory Services, LLC | 163,473 | 0.18% | $377,623 | 0.00% | +85,300 | 13F |
| International Assets Investment Management, LLC | 156,345 | 0.17% | $362,721 | 0.02% | +31,321 | 13F |
| Truist Financial Corp. | 153,940 | 0.17% | $355,601 | 0.00% | no change | 13F |
| Tower Research Capital LLC (TRC) | 122,601 | 0.14% | $283,208 | 0.01% | +85,780 | 13F |
| Bfsg, LLC | 117,381 | 0.13% | $271,151 | 0.02% | +44,537 | 13F |
The 50 largest of the 205 funds that reported a position in PSEC in their 13F for the quarter ended 30 June 2026, by the value each reported.
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Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on PSEC
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Puts | 250,000 | $577,500 | 30 June 2026 | 13F |
| Citadel Advisors | Calls | 135,600 | $313,236 | 30 June 2026 | 13F |
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
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They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
| Filed | Schedule | Who | Holding | Of the class | Event date | Rule or purpose | Filing |
|---|---|---|---|---|---|---|---|
| 20 October 2026 | 13D/A | Barry John F and 1 other | 134.7 million | 25.2% | 16 October 2026 | EDGAR | |
| 21 May 2026 | 13D/A | Barry John F and 1 other | 130.6 million | 26.1% | 19 May 2026 | EDGAR | |
| 3 March 2026 | 13D/A | John & Daria Barry Foundation and 1 other | 130.3 million | 26.9% | 27 February 2026 | EDGAR |
A Schedule 13D is filed by anyone who crosses 5% of a class with intent to influence; a 13G by a passive holder.
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Amendments (/A) report a change, including an exit to zero. Holding and percentage are as the filer stated them on the cover page; the purpose is the filer's own words, cut short. 13D and 13GFails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 29 September 2026 | 356 | $2.13 | SEC |
| 28 September 2026 | 548,504 | $2.19 | SEC |
| 25 September 2026 | 104,467 | $2.18 | SEC |
| 24 September 2026 | 1,181 | $2.17 | SEC |
| 22 September 2026 | 29,944 | $2.20 | SEC |
| 21 September 2026 | 38,421 | $2.18 | SEC |
| 17 September 2026 | 13,002 | $2.20 | SEC |
| 16 September 2026 | 1,000 | $2.22 | SEC |
| 14 September 2026 | 24 | $2.22 | SEC |
| 11 September 2026 | 13,945 | $2.18 | SEC |
| 10 September 2026 | 34,725 | $2.18 | SEC |
| 9 September 2026 | 452,774 | $2.19 | SEC |
| 8 September 2026 | 467,888 | $2.23 | SEC |
| 4 September 2026 | 30,644 | $2.19 | SEC |
| 3 September 2026 | 191 | $2.23 | SEC |
| 2 September 2026 | 23,108 | $2.21 | SEC |
| 1 September 2026 | 629 | $2.28 | SEC |
| 31 August 2026 | 756 | $2.25 | SEC |
| 28 August 2026 | 474 | $2.28 | SEC |
| 27 August 2026 | 56,676 | $2.31 | SEC |
| 25 August 2026 | 928 | $2.32 | SEC |
| 24 August 2026 | 6,912 | $2.33 | SEC |
| 19 August 2026 | 66 | $2.25 | SEC |
| 18 August 2026 | 83 | $2.21 | SEC |
| 17 August 2026 | 22,965 | $2.30 | SEC |
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.