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Prospect Capital Corp. SEC filings

Prospect Capital filed 27 documents with the SEC in the last twelve months, the latest report being the 10-K of 20 August 2026. The latest filing, on 27 October 2026, was an 8-K: results of operations.

Filings in twelve months2710 of them 8-K news
Latest report10-Kfiled 20 Aug 2026
Latest filing8-K27 Oct 2026
Last results, two-day move+2.0%results filed 27 Oct 2026
New to this? How to read this page
  1. Companies file with the SEC when something happens. 10-Q and 10-K are the quarterly and annual reports; 8-K is news that cannot wait for the next report.
  2. An 8-K says which items it covers, such as results, a change at the top or a big contract. A foreign company files a 6-K instead.
  3. The results release is usually an 8-K filed the day results come out, before the 10-Q or 10-K.
  4. Every filing links to the original on EDGAR, the SEC's own site.

Twelve months of filings

by kind

Most of the filings were proxy and other (13). Results came out 5 times.

Each mark is one filing on the day it was filed, in rows by kind. Hover or tap a mark for the form and what it was about.

The share price around each results release

close before to close after

Over the last 5 releases the share price moved 6.4% on average in the two days around results, the most on 7 May 2026 (-11.2%).

9 Feb 2026+9.1%$2.64 to $2.88
7 May 2026-11.2%$2.78 to $2.47
21 Aug 2026+1.8%$2.28 to $2.32
27 Oct 2026+2.0%$1.49 to $1.52
Daily closeResults filed

Each ring marks a results filing. The move runs from the last close before the filing to the first close after it, so it covers results released before the open or after the close. Hover the line for any day's close.

What the company told investors on 8-K

10 filings

Prospect Capital's 10 news filings (8-K) were mostly about results of operations (5) and regulation FD disclosure (4).

  • Results of operationsThe quarterly results release
    5 · latest 27 Oct 2026
  • Regulation FD disclosureMaterial shared with investors, often slides or a presentation
    4 · latest 21 Aug 2026
  • Material agreementA large contract or deal was signed
    3 · latest 8 May 2026
  • Shareholder voteResults of a vote at a shareholder meeting
    2 · latest 7 Jul 2026
  • Change to security holders' rightsShareholders' rights changed
    1 · latest 8 May 2026
  • Charter or bylaw amendment, or fiscal year changeThe company's rules or fiscal year changed
    1 · latest 8 May 2026
  • New financial obligationNew debt or a borrowing
    1 · latest 31 Oct 2025
  • Other eventsNews the company chose to file
    1 · latest 31 Oct 2025

Each line is one kind of news, with what it means in plain words. Each square is one filing; a filing can carry more than one kind, so the squares can add up to more than the filings. The date opens the latest one on EDGAR.

How it compares

every company on the site

    The bar ranks every company on the site from the lowest on the left to the highest on the right, in three equal thirds; the small figures under it are the values where each third starts, and the black tick is the middle company. The orange dot is this company; the grey ticks are the other companies in its industry (hover or tap for names). A hatched block is companies tied at none.

    Every filing as a table

    In the last twelve months Prospect Capital Corp. filed 27 documents with the SEC of the kinds listed here: 10 current reports (8-K), about 5 results of operations; 4 regulation FD disclosure; 3 material agreement; 2 shareholder vote; 1 change to security holders' rights; 10 additional proxy materials (DEFA14A), 3 quarterly reports (10-Q), 2 proxy statements (DEF 14A), 1 annual report (10-K), 1 preliminary proxy (PRE 14A). The latest, filed 27 October 2026: 8-K, results of operations. The 10-K, the 10-Qs and the proxy statement themselves, each with a link to open it, are on the documents page.

    FiledFormWhat it was aboutPeriod or event dateFiling
    27 October 20268-KResults of operations27 October 2026EDGAR
    22 October 2026DEFA14Aadditional proxy materialEDGAR
    22 September 2026DEFA14Aadditional proxy materialEDGAR
    22 September 2026DEF 14Aproxy statement22 September 2026EDGAR
    21 August 20268-KResults of operations, Regulation FD disclosure20 August 2026EDGAR
    20 August 202610-Kannual report30 June 2026EDGAR
    7 July 20268-KShareholder vote7 July 2026EDGAR
    23 June 2026DEFA14Aadditional proxy materialEDGAR
    9 June 2026DEFA14Aadditional proxy materialEDGAR
    8 May 20268-KMaterial agreement, Change to security holders' rights, Charter or bylaw amendment, or fiscal year change8 May 2026EDGAR
    7 May 20268-KResults of operations, Regulation FD disclosure7 May 2026EDGAR
    7 May 202610-Qquarterly report31 March 2026EDGAR
    16 April 2026DEFA14Aadditional proxy materialEDGAR
    9 April 2026DEFA14Aadditional proxy materialEDGAR
    11 March 2026DEFA14Aadditional proxy materialEDGAR
    11 March 2026DEF 14Aproxy statement11 March 2026EDGAR
    27 February 2026PRE 14Apreliminary proxy27 February 2026EDGAR
    11 February 20268-KMaterial agreement10 February 2026EDGAR
    9 February 20268-KResults of operations, Regulation FD disclosure9 February 2026EDGAR
    9 February 202610-Qquarterly report31 December 2025EDGAR
    15 January 20268-KShareholder vote15 January 2026EDGAR
    8 January 2026DEFA14Aadditional proxy materialEDGAR
    16 December 2025DEFA14Aadditional proxy materialEDGAR
    6 November 20258-KResults of operations, Regulation FD disclosure6 November 2025EDGAR
    6 November 202510-Qquarterly report30 September 2025EDGAR
    31 October 20258-KMaterial agreement, New financial obligation, Other events31 October 2025EDGAR
    30 October 2025DEFA14Aadditional proxy materialEDGAR
    An 8-K is what a company files within four business days of a material event; the SEC numbers the events, and the words here are the SEC's own headings, shortened.
    Read moreForm 4, Form 144, 13F and Schedule 13D and 13G have their own pages. Prospectus supplements and correspondence are not listed.