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Seros Financial, LLC

CIK 2039918 · latest 13F filed 21 October 2026 · Read the filing on EDGAR

Seros Financial, LLC reported 68 US-listed holdings worth $196.9 million in its 13F for the quarter ended 30 September 2026, filed 21 October 2026. Its largest: Invesco Exch Traded FD Trust II (13.8%), American Centy ETF Trust (9.8%) and Invesco QQQ Trust (8.5%). Against the quarter before, it opened 10 positions, added to 26, trimmed 22 and sold out of 8.

Reported holdings$196.9M+2.6% on Q2 2026
Positions68+2 on Q2 2026
The largest ten73.8%of its reported holdings
Latest 13FQ3 2026filed 21 October 2026
Where the money is
Added toTrimmed
SPMO13.8%AVLV9.8%QQQ8.5%XSMO7.8%LVHI7.1%SCHF6.9%BUFQ5.9%FPE5.3%BUFR5.2%SCHX3.5%BUFF2.7%SHYL2.6%BND2.2%54 more17.2%

The 14 largest of its 68 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter
Q4 2024: $111.1 million in 52 positions$111MQ4 24Q1 2025: $133.8 million in 55 positions$134MQ1 25Q2 2025: $157.8 million in 61 positions$158MQ2 25Q3 2025: $165.3 million in 63 positions$165MQ3 25Q4 2025: $170.5 million in 61 positions$170MQ4 25Q1 2026: $157.1 million in 58 positions$157MQ1 26Q2 2026: $192.0 million in 66 positions$192MQ2 26Q3 2026: $196.9 million in 68 positions$197MQ3 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What its reported holdings returned

Held through each quarter, the holdings it reported returned +23.2% over the 7 quarters to 30 September 2026, against +30.1% for the S&P 500.

Its reported holdingsThe S&P 500
100110120130Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Its holdings +23.2%S&P 500 +30.1%

Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.

What it did on the quarter

Opened 10Added 26Held 10Trimmed 22Sold out 8
Opened: 10Added: 26Held: 10Trimmed: 22Sold out: 8

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 10

  1. Sprott Asset Management LP PHYS$2.2 million
  2. Vanguard S&P 500 VOO$776,553
  3. Defiance Quantum ETF QTUM$478,361
  4. Ultimus Managers Trust QTAC$465,176
  5. Sprott Physical Silver Trust PSLV$449,558
  6. Space Exploration Techn Corp. Class A Com STK SPCX$427,085
  7. iShares Trust SOXX$332,654
  8. Meta Platforms, Inc. META$257,525

and 2 more in the table below

Added to 26

  1. American Centy ETF Trust AVLV+103,612 shares · +95%
  2. Legg Mason ETF Invt LVHI+60,943 shares · +22%
  3. Schwab US Large Cap SCHX+43,623 shares · +23%
  4. Invesco Exchange Traded FD T XSMO+14,112 shares · +8%
  5. First Trust Exch Traded FD III FPE+55,770 shares · +10%
  6. Pgim ETF Trust PHYL+16,009 shares · +24%
  7. Schwab Strategic Trust SCHF+19,358 shares · +4%
  8. First Trust Exchng Traded FD Vi BUFQ+10,388 shares · +4%

and 18 more in the table below

Trimmed 22

  1. Invesco QQQ Trust QQQ-2,272 shares · -9%
  2. Tesla, Inc. TSLA-1,079 shares · -60%
  3. Vanguard Intermed Term Bond ETF BIV-4,740 shares · -29%
  4. Berkshire Hathaway Inc. Class B BRKB-177 shares · -11%
  5. Innovator Etfs Trust PFEB-1,846 shares · -16%
  6. Etfis Ser Trust I PFFA-3,330 shares · -16%
  7. Verisk Analytics, Inc. VRSK-332 shares · -13%
  8. Innovator Etfs Trust NJUL-468 shares · -9%

and 14 more in the table below

Sold out of 8

  1. Invesco Exchange Traded FD T XLG$10.8 million last quarter
  2. Neos ETF Trust HYBI$400,316 last quarter
  3. iShares Trust EEM$309,418 last quarter
  4. Intel Corp. INTC$219,036 last quarter
  5. Caterpillar Inc. CAT$214,045 last quarter
  6. Invesco Exch Traded FD Trust II RWK$203,446 last quarter
  7. Creative Media & Cmnty Trust Com CMCT$52,910 last quarter
  8. Purple Innovation Inc. PRPL$3,570 last quarter

What it holds

CompanySharesValueOf its bookChange in shares
Invesco Exch Traded FD Trust II SPMO179.2K$27.2 million13.79%+1.2K
American Centy ETF Trust AVLV212.7K$19.2 million9.77%+103.6K
Invesco QQQ Trust QQQ22.6K$16.7 million8.50%-2.3K
Invesco Exchange Traded FD T XSMO188.8K$15.4 million7.82%+14.1K
Legg Mason ETF Invt LVHI336.1K$14.0 million7.12%+60.9K
Schwab Strategic Trust SCHF493.3K$13.5 million6.88%+19.4K
First Trust Exchng Traded FD Vi BUFQ287.5K$11.6 million5.92%+10.4K
First Trust Exch Traded FD III FPE611.0K$10.4 million5.29%+55.8K
First Trust Exchng Traded FD Vi BUFR274.4K$10.3 million5.22%+9.0K
Schwab US Large Cap SCHX230.3K$6.9 million3.51%+43.6K
Innovator Etfs Trust BUFF100.3K$5.4 million2.75%+5.0K
DBX ETF Trust SHYL119.5K$5.1 million2.61%+9.0K
Vanguard Total Bond Market ETF BND62.5K$4.4 million2.23%+4.9K
Pgim ETF Trust PHYL83.0K$2.8 million1.41%+16.0K
Invesco Exch Traded FD Trust II QQQM7.8K$2.4 million1.20%+91
Sprott Asset Management LP PHYS70.0K$2.2 million1.11%new
Innovator Etfs Trust BUFB49.9K$2.0 million1.02%+677
Vaneck ETF Trust SMH2.9K$1.8 million0.90%+134
SPDR S&P 500 SPY2.1K$1.6 million0.82%+51
Apple Inc. AAPL4.6K$1.5 million0.78%+92
Orion Group Hldgs Inc. ORN168.7K$1.4 million0.73%no change
CrowdStrike Holdings, Inc. CRWD4.5K$1.2 million0.60%-15
iShares Trust IWY3.9K$1.1 million0.58%+56
Microsoft Corp. MSFT2.1K$1.1 million0.54%+112
Johnson Controls International plc JCI7.1K$1.1 million0.54%no change
Amazon.com Inc. AMZN4.1K$1.0 million0.52%-38
Invesco Exch Traded FD Trust II SPHB6.0K$903,0230.46%-16
NVIDIA Corp. NVDA3.8K$877,0270.45%-66
Vanguard Intermed Term Bond ETF BIV11.5K$837,1340.43%-4.7K
Vanguard S&P 500 VOO1.1K$776,5530.39%new
Berkshire Hathaway Inc. Class B BRKB1.4K$681,1960.35%-177
Neos ETF Trust SPYI9.9K$528,6600.27%-647
Defiance Quantum ETF QTUM3.2K$478,3610.24%new
Ultimus Managers Trust QTAC18.3K$465,1760.24%new
Sprott Physical Silver Trust PSLV23.2K$449,5580.23%new
Space Exploration Techn Corp. Class A Com STK SPCX2.8K$427,0850.22%new
Innovator Etfs Trust PFEB9.5K$416,6690.21%-1.8K
Alphabet Inc. GOOGL1.1K$387,9240.20%+30
Broadcom Inc. AVGO1.1K$386,6600.20%+231
Verisk Analytics, Inc. VRSK2.2K$372,9630.19%-332
Innovator Etfs Trust NJUL4.6K$364,9220.19%-468
Bank of America Corp. BAC6.6K$360,8160.18%-112
iShares S&P 500 Value ETF IVE1.6K$356,8020.18%-100
Etfis Ser Trust I PFFA17.9K$352,8540.18%-3.3K
Shopify Inc. SHOP2.4K$350,1360.18%no change
Advanced Micro Devices Inc. AMD556$340,1390.17%no change
iShares Trust SOXX585$332,6540.17%new
Innovator U.s. Equity Buffer ETF - July BJUL5.7K$314,6180.16%-648
AbbVie Inc. ABBV1.2K$309,7230.16%+47
Innovator Etfs Trust PAPR7.1K$306,5780.16%no change
iShares S&P Growth Index FD IVW2.1K$294,9050.15%-19
Costco Wholesale Corp. COST298$270,8740.14%+5
Innovator Etfs Trust POCT5.5K$265,0710.13%-748
Meta Platforms, Inc. META355$257,5250.13%new
Vanguard Ftse Developed Markets VEA3.6K$253,7720.13%new
iShares Core S&P 500 ETF IVV329$251,9650.13%+45
Tesla, Inc. TSLA709$251,5600.13%-1.1K
Innovator Etfs Trust PSEP5.1K$240,2040.12%+530
Lam Research Corp. LRCX720$236,5320.12%no change
Innovator U.s. Equity Power Buffer ETF - May PMAY5.6K$235,8690.12%no change
Motorola Solutions, Inc. MSI511$227,8910.12%-10
iShares Russell 2000 ETF IWM816$226,7060.12%-87
Innovator Etfs Trust BDEC4.1K$222,2400.11%no change
Innovator U.s. Small Cap Power Buffer ETF - July KJUL6.7K$220,3640.11%no change
Johnson & Johnson JNJ815$215,7630.11%-40
UnitedHealth Group Inc. UNH550$201,8940.10%-19
Prospect Capital Corporation PSEC59.3K$123,4170.06%new
Energy Vault Holdings Inc. NRGV15.8K$62,5350.03%no change
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 8 it sold out of are in the box above.