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Caterpillar Inc. planned insider sales

In the twelve months since 22 September 2025 insiders at Caterpillar Inc. filed 30 Form 144 notices of planned sales, 357,383 shares worth $261.0 million at the time of filing, from 10 sellers. The latest, filed 28 August 2026: Joseph E Creed (officer), 32,401 shares worth $26.2 million, planned for around 28 August 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.

FiledSellerRelationshipSharesValuePlanned saleBrokerHow acquiredFiling
28 August 2026Joseph E CreedOfficer32,401$26.2 million28 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
14 May 2026Denise C JohnsonOfficer12,605$11.4 million14 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
13 May 2026William SchauppOfficer360$326,16013 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance Shares; Restricted StockForm 144
13 May 2026Denise C JohnsonOfficer6,196$5.6 million13 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
11 May 2026Anthony FassinoOfficer16,283$14.9 million11 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Anthony FassinoOfficer9,152$8.5 million6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Andrew BonfieldOfficer15,674$14.4 million6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Bob De LangeOfficer24,222$22.4 million6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
5 May 2026Rodney M ShurmanOfficer5,639$5.1 million5 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
4 May 2026Jason KaiserOfficer5,642$5.0 million4 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
5 March 2026Joseph E CreedOfficer2,500$1.8 million5 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance and Restricted StockForm 144
23 February 2026Rodney M ShurmanOfficer2,278$1.7 million23 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
17 February 2026William SchauppOfficer972$742,80217 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
17 February 2026Rodney M ShurmanOfficer1,764$1.3 million17 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance Shares; Restricted StockForm 144
13 February 2026Anthony FassinoOfficer7,891$6.1 million13 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
12 February 2026Jason KaiserOfficer1,691$1.3 million12 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
11 February 2026Bob De LangeOfficer12,507$9.6 million11 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 February 2026Anthony FassinoOfficer6,033$4.4 million6 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 February 2026Bob De LangeOfficer22,656$16.3 million6 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
4 February 2026Bob De LangeOfficer16,070$11.3 million4 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Anthony FassinoOfficer10,671$7.3 million2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Bob De LangeOfficer15,977$10.9 million2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Denise C JohnsonOfficer39,138$26.7 million2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
1 December 2025Andrew R. J. BonfieldOfficer20,000$11.5 million1 December 2025J.P. Morgan Securities LLCNet Exercise and Hold; PRSU VestForm 144
12 November 2025Jason KaiserOfficer10,707$6.0 million11 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
10 November 2025Anthony FassinoOfficer8,184$4.7 million10 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
5 November 2025William SchauppOfficer1,200$686,6585 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
5 November 2025Bob De LangeOfficer14,638$8.2 million5 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
10 October 2025Donald James Umpleby IIIDirector17,166$8.4 million10 October 2025Goldman Sachs & Co. LLCPerformance AwardsForm 144
22 September 2025Donald James Umpleby IIIDirector17,166$8.1 million22 September 2025Goldman Sachs & Co. LLCPerformance Awards; Stock OptionsForm 144

A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was. Value is the filer's own aggregate market value. Whether the sale happened shows up later on Form 4, on the insiders page.

Source

Form 144 filings on EDGAR for Caterpillar Inc.: the company's filing index, each notice read from its own XML.

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