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Caterpillar Inc. planned insider sales

In the last twelve months insiders at Caterpillar Inc. filed 26 Form 144 notices of planned sales, 307,213 shares worth $235.6 million at the time of filing, from 9 sellers. The latest, filed 28 August 2026: Joseph E Creed (officer), 32,401 shares worth $26.2 million, planned for around 28 August 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.

FiledSellerRelationshipSharesValuePlanned saleSold, per Form 4BrokerHow acquiredFiling
28 August 2026Joseph E CreedOfficer32,401$26.2 million28 August 202632,401 shares from 28 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
14 May 2026Denise C JohnsonOfficer12,605$11.4 million14 May 202618,801 shares from 13 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
13 May 2026William SchauppOfficer360$326,16013 May 2026360 shares from 13 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance Shares; Restricted StockForm 144
13 May 2026Denise C JohnsonOfficer6,196$5.6 million13 May 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
11 May 2026Anthony FassinoOfficer16,283$14.9 million11 May 202616,283 shares from 11 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Anthony FassinoOfficer9,152$8.5 million6 May 20269,152 shares from 6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Andrew BonfieldOfficer15,674$14.4 million6 May 202615,674 shares from 6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 May 2026Bob De LangeOfficer24,222$22.4 million6 May 202624,222 shares from 6 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
5 May 2026Rodney M ShurmanOfficer5,639$5.1 million5 May 20265,639 shares from 5 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
4 May 2026Jason KaiserOfficer5,642$5.0 million4 May 20265,642 shares from 4 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
5 March 2026Joseph E CreedOfficer2,500$1.8 million5 March 20262,500 shares from 5 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance and Restricted StockForm 144
23 February 2026Rodney M ShurmanOfficer2,278$1.7 million23 February 20262,278 shares from 23 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
17 February 2026William SchauppOfficer972$742,80217 February 2026972 shares from 17 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
17 February 2026Rodney M ShurmanOfficer1,764$1.3 million17 February 20261,764 shares from 17 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance Shares; Restricted StockForm 144
13 February 2026Anthony FassinoOfficer7,891$6.1 million13 February 20267,891 shares from 13 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
12 February 2026Jason KaiserOfficer1,691$1.3 million12 February 20261,690 shares from 12 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
11 February 2026Bob De LangeOfficer12,507$9.6 million11 February 202612,507 shares from 11 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 February 2026Anthony FassinoOfficer6,033$4.4 million6 February 20266,033 shares from 6 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
6 February 2026Bob De LangeOfficer22,656$16.3 million6 February 202622,656 shares from 6 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
4 February 2026Bob De LangeOfficer16,070$11.3 million4 February 202616,070 shares from 4 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Anthony FassinoOfficer10,671$7.3 million2 February 202610,671 shares from 2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Bob De LangeOfficer15,977$10.9 million2 February 202615,977 shares from 2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
2 February 2026Denise C JohnsonOfficer39,138$26.7 million2 February 202639,138 shares from 2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
1 December 2025Andrew R. J. BonfieldOfficer20,000$11.5 million1 December 202520,000 shares from 1 December 2025J.P. Morgan Securities LLCNet Exercise and Hold; PRSU VestForm 144
12 November 2025Jason KaiserOfficer10,707$6.0 million11 November 202510,707 shares from 11 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
10 November 2025Anthony FassinoOfficer8,184$4.7 million10 November 20258,184 shares from 10 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesStock Option ExerciseForm 144
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
Read moreValue is the filer's own aggregate market value. Sold, per Form 4: the same seller's open-market sales on Form 4 from the notice's date to 90 days after, added up, as they appear on the insiders page; a holder who files no Form 4, such as some large holders, never shows one. What is a Form 144?