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Caterpillar Inc. SEC filings

In the twelve months since 23 September 2025 Caterpillar Inc. filed 23 documents with the SEC of the kinds listed here: 10 current reports (8-K), about 5 regulation fd disclosure; 4 results of operations; 2 other events; 2 officer or director change; 1 material agreement; 5 employee plan annual reports (11-K), 3 quarterly reports (10-Q), 1 conflict minerals report (SD), 1 annual report to shareholders (ARS), 1 additional proxy material (DEFA14A), 1 proxy statement (DEF 14A). The latest, filed 1 September 2026: 8-K, material agreement, new financial obligation.

FiledFormWhat it was aboutPeriod or event dateFiling
1 September 20268-KMaterial agreement, New financial obligation27 August 2026EDGAR
5 August 202610-Qquarterly report30 June 2026EDGAR
4 August 20268-KResults of operations, Regulation FD disclosure4 August 2026EDGAR
25 June 202611-Kemployee plan annual report31 December 2025EDGAR
25 June 202611-Kemployee plan annual report31 December 2025EDGAR
25 June 202611-Kemployee plan annual report31 December 2025EDGAR
25 June 202611-Kemployee plan annual report31 December 2025EDGAR
25 June 202611-Kemployee plan annual report31 December 2025EDGAR
11 June 20268-KShareholder vote, Regulation FD disclosure10 June 2026EDGAR
22 May 2026SDconflict minerals reportEDGAR
6 May 202610-Qquarterly report31 March 2026EDGAR
30 April 2026ARSannual report to shareholders31 December 2025EDGAR
30 April 2026DEFA14Aadditional proxy materialEDGAR
30 April 2026DEF 14Aproxy statement10 June 2026EDGAR
30 April 20268-KResults of operations, Regulation FD disclosure30 April 2026EDGAR
13 April 20268-KOther events7 April 2026EDGAR
10 April 20268-KOfficer or director change7 April 2026EDGAR
26 March 20268-KOther events26 March 2026EDGAR
13 February 202610-Kannual report31 December 2025EDGAR
29 January 20268-KResults of operations, Regulation FD disclosure29 January 2026EDGAR
6 January 20268-KOfficer or director change, Charter or bylaw amendment, or fiscal year change6 January 2026EDGAR
3 November 202510-Qquarterly report30 September 2025EDGAR
29 October 20258-KResults of operations, Regulation FD disclosure29 October 2025EDGAR

An 8-K is what a company files within four business days of a material event; the SEC numbers the events, and the words here are the SEC's own headings, shortened. Form 4, Form 144, 13F and Schedule 13D and 13G have their own pages. Prospectus supplements and correspondence are not listed.

Source

The company's filing index on EDGAR, read from the SEC's submissions feed.

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