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Caterpillar Inc. SEC filings

Caterpillar filed 24 documents with the SEC in the last twelve months, the latest report being the 10-Q of 4 November 2026.

Filings in twelve months2411 of them 8-K news
Latest report10-Qfiled 4 Nov 2026
Latest filing10-Q4 Nov 2026
Last results, two-day move-12.9%results filed 29 Oct 2026
New to this? How to read this page
  1. Companies file with the SEC when something happens. 10-Q and 10-K are the quarterly and annual reports; 8-K is news that cannot wait for the next report.
  2. An 8-K says which items it covers, such as results, a change at the top or a big contract. A foreign company files a 6-K instead.
  3. The results release is usually an 8-K filed the day results come out, before the 10-Q or 10-K.
  4. Every filing links to the original on EDGAR, the SEC's own site.

Twelve months of filings

by kind

Most of the filings were proxy and other (9). Results came out 4 times.

Each mark is one filing on the day it was filed, in rows by kind. Hover or tap a mark for the form and what it was about.

The share price around each results release

close before to close after

Over the last 4 releases the share price moved 7.5% on average in the two days around results, the most on 29 Oct 2026 (-12.9%).

29 Jan 2026+2.2%$643.28 to $657.36
30 Apr 2026+9.8%$810.05 to $889.67
4 Aug 2026+4.9%$830.03 to $871.08
29 Oct 2026-12.9%$714.89 to $622.77
Daily closeResults filed

Each ring marks a results filing. The move runs from the last close before the filing to the first close after it, so it covers results released before the open or after the close. Hover the line for any day's close.

What the company told investors on 8-K

11 filings

Caterpillar's 11 news filings (8-K) were mostly about regulation FD disclosure (5) and results of operations (4).

  • Regulation FD disclosureMaterial shared with investors, often slides or a presentation
    5 · latest 29 Oct 2026
  • Results of operationsThe quarterly results release
    4 · latest 29 Oct 2026
  • Officer or director changeSomeone joined, left or changed role at the top
    3 · latest 15 Oct 2026
  • Other eventsNews the company chose to file
    3 · latest 15 Oct 2026
  • Material agreementA large contract or deal was signed
    1 · latest 1 Sep 2026
  • New financial obligationNew debt or a borrowing
    1 · latest 1 Sep 2026
  • Shareholder voteResults of a vote at a shareholder meeting
    1 · latest 11 Jun 2026
  • Charter or bylaw amendment, or fiscal year changeThe company's rules or fiscal year changed
    1 · latest 6 Jan 2026

Each line is one kind of news, with what it means in plain words. Each square is one filing; a filing can carry more than one kind, so the squares can add up to more than the filings. The date opens the latest one on EDGAR.

How it compares

every company on the site

    The bar ranks every company on the site from the lowest on the left to the highest on the right, in three equal thirds; the small figures under it are the values where each third starts, and the black tick is the middle company. The orange dot is this company; the grey ticks are the other companies in its industry (hover or tap for names). A hatched block is companies tied at none.

    Every filing as a table

    In the last twelve months Caterpillar Inc. filed 24 documents with the SEC of the kinds listed here: 11 current reports (8-K), about 5 regulation FD disclosure; 4 results of operations; 3 officer or director change; 3 other events; 1 material agreement; 5 employee plan annual reports (11-K), 3 quarterly reports (10-Q), 1 conflict minerals report (SD), 1 annual report to shareholders (ARS), 1 additional proxy material (DEFA14A), 1 proxy statement (DEF 14A). The latest, filed 4 November 2026: 10-Q, quarterly report. The reports, the proxy statement and the prospectus themselves, where filed, each with a link to open it, are on the documents page.

    FiledFormWhat it was aboutPeriod or event dateFiling
    4 November 202610-Qquarterly report30 September 2026EDGAR
    29 October 20268-KResults of operations, Regulation FD disclosure29 October 2026EDGAR
    15 October 20268-KOfficer or director change, Other events14 October 2026EDGAR
    1 September 20268-KMaterial agreement, New financial obligation27 August 2026EDGAR
    5 August 202610-Qquarterly report30 June 2026EDGAR
    4 August 20268-KResults of operations, Regulation FD disclosure4 August 2026EDGAR
    25 June 202611-Kemployee plan annual report31 December 2025EDGAR
    25 June 202611-Kemployee plan annual report31 December 2025EDGAR
    25 June 202611-Kemployee plan annual report31 December 2025EDGAR
    25 June 202611-Kemployee plan annual report31 December 2025EDGAR
    25 June 202611-Kemployee plan annual report31 December 2025EDGAR
    11 June 20268-KShareholder vote, Regulation FD disclosure10 June 2026EDGAR
    22 May 2026SDconflict minerals reportEDGAR
    6 May 202610-Qquarterly report31 March 2026EDGAR
    30 April 2026ARSannual report to shareholders31 December 2025EDGAR
    30 April 2026DEFA14Aadditional proxy materialEDGAR
    30 April 2026DEF 14Aproxy statement10 June 2026EDGAR
    30 April 20268-KResults of operations, Regulation FD disclosure30 April 2026EDGAR
    13 April 20268-KOther events7 April 2026EDGAR
    10 April 20268-KOfficer or director change7 April 2026EDGAR
    26 March 20268-KOther events26 March 2026EDGAR
    13 February 202610-Kannual report31 December 2025EDGAR
    29 January 20268-KResults of operations, Regulation FD disclosure29 January 2026EDGAR
    6 January 20268-KOfficer or director change, Charter or bylaw amendment, or fiscal year change6 January 2026EDGAR
    An 8-K is what a company files within four business days of a material event; the SEC numbers the events, and the words here are the SEC's own headings, shortened.
    Read moreForm 4, Form 144, 13F and Schedule 13D and 13G have their own pages. Prospectus supplements and correspondence are not listed.