Caterpillar Inc. 13F holders
4,082 funds reported a position in Caterpillar Inc. in their 13F for the quarter ended 30 June 2026, together 330.9 million shares worth $351.42 billion. Against the quarter before, 372 opened a position, 1,389 added, 1,574 trimmed and 107 sold out; together they sold a net 1.0 million shares. The largest holders: BlackRock, Inc., State Street Corp. and Vanguard Capital Management LLC.
Funds holding4,082+302 on Q1 2026
Shares they held330.9Mworth $351.42 billion
Net sold on the quarter1.0M sharesabout $1.10 billion at the funds' values
Funds buying to selling1,761 to 1,681opened or added, to cut or sold
Opened 372Added 1,389Held 689Trimmed 1,574Sold out 107
What each fund did in CAT against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in CAT in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
4,696 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 2,404 reported a position in Caterpillar Inc.: 61 opened one, 926 added, 928 trimmed and 192 sold out, a net 742,616 shares bought.
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 1 reported a position in Caterpillar Inc. in a 13F for the quarter ended 30 September 2026, and 10 more in a 13F for an earlier quarter, the latest each has filed. The largest: Geode Capital Management, 11.3 million shares worth $9.10 billion, 0.5% of its reported book. Sold out: Renaissance Technologies. In the quarter, 1 fund added or opened a position and 0 trimmed or sold out; together they bought a net 78,737 shares, about $63.7 million at the funds' own value per share on 30 September 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| Geode Capital Management | 11,254,230 | $9.10 billion | 0.5% | +78,737 | added | 30 September 2026 | 13F |
| Bill & Melinda Gates Foundation Trust | 6,353,614 | $6.77 billion | 19.7% | no change | held | 30 June 2026, an earlier quarter | 13F |
| FMR LLC | 5,781,969 | $6.16 billion | 0.3% | +1,957,676 | added | 30 June 2026, an earlier quarter | 13F |
| Capital Research Global Investors | 2,198,729 | $2.34 billion | 0.3% | -1,002,120 | trimmed | 30 June 2026, an earlier quarter | 13F |
| Citadel Advisors | 355,861 | $379.0 million | 0.2% | +46,332 | added | 30 June 2026, an earlier quarter | 13F |
| Two Sigma Investments | 171,574 | $182.7 million | 0.1% | -30,296 | trimmed | 30 June 2026, an earlier quarter | 13F |
| ARK Investment Management | 56,008 | $59.6 million | 0.4% | -2,570 | trimmed | 30 June 2026, an earlier quarter | 13F |
| Dodge & Cox | 39,404 | $42.0 million | 0.0% | -590 | trimmed | 30 June 2026, an earlier quarter | 13F |
| Millennium Management | 7,857 | $8.4 million | 0.0% | -90,361 | trimmed | 30 June 2026, an earlier quarter | 13F |
| Bridgewater Associates | 7,329 | $7.8 million | 0.0% | -75,173 | trimmed | 30 June 2026, an earlier quarter | 13F |
| Harris Associates | 1,840 | $2.0 million | 0.0% | no change | held | 30 June 2026, an earlier quarter | 13F |
| Renaissance Technologies | 0 | $0 | 0.0% | -21,507 | exited | 30 June 2026, an earlier quarter | 13F |
Value is what the fund reported.
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Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| BlackRock, Inc. | 37,991,505 | 11.48% | $40.46 billion | 0.60% | +822,072 | 13F |
| State Street Corp. | 34,392,316 | 10.39% | $36.62 billion | 1.08% | -488,288 | 13F |
| Vanguard Capital Management LLC | 30,077,764 | 9.09% | $32.03 billion | 0.68% | -156,689 | 13F |
| State Farm Mutual Automobile Insurance Co. | 14,509,304 | 4.38% | $15.45 billion | 10.57% | -55,422 | 13F |
| Vanguard Portfolio Management LLC | 12,026,244 | 3.63% | $12.81 billion | 0.58% | +320,354 | 13F |
| Geode Capital Management, LLC | 11,175,493 | 3.38% | $11.92 billion | 0.64% | +48,010 | 13F |
| Fisher Asset Management, LLC | 9,942,521 | 3.00% | $10.59 billion | 3.15% | +166,569 | 13F |
| Morgan Stanley | 7,504,426 | 2.27% | $7.99 billion | 0.42% | +4,764 | 13F |
| JPMorgan Chase & Co. | 7,325,731 | 2.21% | $7.57 billion | 0.44% | +4,385,152 | 13F |
| Gates Foundation Trust | 6,353,614 | 1.92% | $6.77 billion | 19.65% | no change | 13F |
| Price T Rowe Associates Inc. | 6,171,628 | 1.86% | $6.57 billion | 0.66% | +589,610 | 13F |
| FMR LLC | 5,781,969 | 1.75% | $6.16 billion | 0.27% | +1,957,676 | 13F |
| Northern Trust Corp. | 5,664,155 | 1.71% | $6.03 billion | 0.70% | -14,640 | 13F |
| Bank of America Corp. | 5,463,565 | 1.65% | $5.82 billion | 0.38% | -214,013 | 13F |
| Goldman Sachs Group Inc. | 3,570,493 | 1.08% | $3.80 billion | 0.40% | +359,522 | 13F |
| Charles Schwab Investment Management Inc. | 3,322,782 | 1.00% | $3.53 billion | 0.47% | -31,221 | 13F |
| Invesco Ltd. | 3,284,093 | 0.99% | $3.50 billion | 0.28% | -565,507 | 13F |
| UBS AM, a distinct business unit of UBS Asset Management Americas LLC | 3,153,638 | 0.95% | $3.36 billion | 0.61% | -113,895 | 13F |
| Capital World Investors | 3,060,432 | 0.92% | $3.26 billion | 0.39% | -483,508 | 13F |
| Bank of New York Mellon Corp | 2,998,131 | 0.91% | $3.19 billion | 0.52% | -450,038 | 13F |
| Dimensional Fund Advisors LP | 2,742,185 | 0.83% | $2.92 billion | 0.53% | -3,888 | 13F |
| Vanguard Fiduciary Trust Co. | 2,645,238 | 0.80% | $2.82 billion | 0.62% | +18,517 | 13F |
| Legal & General Group Plc | 2,613,814 | 0.79% | $2.78 billion | 0.58% | -158,778 | 13F |
| Nuveen, LLC | 2,600,359 | 0.79% | $2.77 billion | 0.66% | +290,101 | 13F |
| Royal Bank of Canada | 2,252,264 | 0.68% | $2.40 billion | 0.41% | +2,762 | 13F |
| Capital Research Global Investors | 2,198,729 | 0.66% | $2.34 billion | 0.33% | -1,002,120 | 13F |
| Wells Fargo & Company | 2,118,690 | 0.64% | $2.26 billion | 0.39% | +70,087 | 13F |
| Amundi | 2,062,345 | 0.62% | $2.20 billion | 0.53% | -155,292 | 13F |
| Massachusetts Financial Services Co. | 1,748,257 | 0.53% | $1.88 billion | 0.60% | +164,692 | 13F |
| UBS Group AG | 1,700,215 | 0.51% | $1.81 billion | 0.29% | +295,638 | 13F |
| Capital International Investors | 1,450,769 | 0.44% | $1.54 billion | 0.32% | -2,008,509 | 13F |
| Mitsubishi UFJ Asset Management Co., Ltd. | 1,377,957 | 0.42% | $1.47 billion | 0.81% | +26,580 | 13F |
| Voya Investment Management LLC | 1,377,043 | 0.42% | $1.47 billion | 1.38% | -42,573 | 13F |
| Deutsche Bank AG | 1,364,014 | 0.41% | $1.45 billion | 0.42% | +3,133 | 13F |
| Swiss National Bank | 1,312,380 | 0.40% | $1.40 billion | 0.73% | -61,040 | 13F |
| Sumitomo Mitsui Trust Group, Inc. | 1,307,930 | 0.40% | $1.39 billion | 0.80% | -5,960 | 13F |
| Citigroup Inc. | 1,205,934 | 0.36% | $1.28 billion | 0.60% | +12,679 | 13F |
| Capital Wealth Planning, LLC | 1,197,856 | 0.36% | $1.28 billion | 6.37% | +11,760 | 13F |
| LPL Financial LLC | 1,182,150 | 0.36% | $1.26 billion | 0.28% | +82,882 | 13F |
| Wellington Management Group LLP | 1,144,800 | 0.35% | $1.22 billion | 0.21% | +26,078 | 13F |
| Raymond James Financial Inc. | 1,055,701 | 0.32% | $1.12 billion | 0.30% | +29,504 | 13F |
| National Pension Service | 1,010,122 | 0.31% | $1.08 billion | 0.69% | +21,406 | 13F |
| Vanguard Global Advisers, LLC | 993,341 | 0.30% | $1.06 billion | 0.49% | -23,797 | 13F |
| California Public Employees Retirement System | 965,570 | 0.29% | $1.03 billion | 0.58% | +85,721 | 13F |
| HSBC Holdings PLC | 940,436 | 0.28% | $1.00 billion | 0.48% | +31,945 | 13F |
| Ameriprise Financial Inc. | 934,284 | 0.28% | $995.0 million | 0.20% | -40,625 | 13F |
| Barclays PLC | 917,019 | 0.28% | $976.5 million | 0.31% | -830,562 | 13F |
| Canada Pension Plan Investment Board | 907,030 | 0.27% | $965.9 million | 0.53% | +409,594 | 13F |
| Primecap Management Co. | 871,700 | 0.26% | $928.3 million | 0.55% | -560 | 13F |
| Franklin Resources Inc. | 843,713 | 0.25% | $898.5 million | 0.20% | -129,028 | 13F |
The 50 largest of the 4,082 funds that reported a position in CAT in their 13F for the quarter ended 30 June 2026, by the value each reported.
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Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on CAT
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Puts | 2,731,300 | $2.91 billion | 30 June 2026 | 13F |
| Citadel Advisors | Calls | 2,156,800 | $2.30 billion | 30 June 2026 | 13F |
| Millennium Management | Calls | 407,600 | $434.1 million | 30 June 2026 | 13F |
| Millennium Management | Puts | 369,200 | $393.2 million | 30 June 2026 | 13F |
| Point72 Asset Management | Calls | 88,600 | $94.4 million | 30 June 2026 | 13F |
| Point72 Asset Management | Puts | 50,700 | $54.0 million | 30 June 2026 | 13F |
| Two Sigma Investments | Puts | 3,700 | $3.9 million | 30 June 2026 | 13F |
| Two Sigma Investments | Calls | 2,800 | $3.0 million | 30 June 2026 | 13F |
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
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They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
| Filed | Schedule | Who | Holding | Of the class | Event date | Rule or purpose | Filing |
|---|---|---|---|---|---|---|---|
| 29 April 2026 | 13G | Vanguard Capital Management and 1 other | 34.8 million | 7.5% | 31 March 2026 | passive, institutional (13d-1(b)) | EDGAR |
| 26 March 2026 | 13G/A | The Vanguard Group and 1 other | 0 | 0.0% | 13 March 2026 | passive, institutional (13d-1(b)) | EDGAR |
| 5 March 2026 | 13G/A | The Vanguard Group and 1 other | 46.8 million | 10.1% | 27 February 2026 | passive, institutional (13d-1(b)) | EDGAR |
A Schedule 13D is filed by anyone who crosses 5% of a class with intent to influence; a 13G by a passive holder.
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Amendments (/A) report a change, including an exit to zero. Holding and percentage are as the filer stated them on the cover page; the purpose is the filer's own words, cut short. 13D and 13GFails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 26 August 2026 | 159 | $811.29 | SEC |
| 20 August 2026 | 70,264 | $816.15 | SEC |
| 19 August 2026 | 19,220 | $840.87 | SEC |
| 17 August 2026 | 203 | $856.57 | SEC |
| 14 August 2026 | 40 | $854.60 | SEC |
| 12 August 2026 | 75 | $843.37 | SEC |
| 11 August 2026 | 81 | $837.58 | SEC |
| 3 August 2026 | 100 | $814.81 | SEC |
| 17 July 2026 | 13 | $877.17 | SEC |
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.