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Raymond James Financial Inc. SEC filings

Raymond James Financial filed 31 documents with the SEC in the last twelve months, the latest report being the 10-Q of 5 August 2026. The latest filing, on 28 October 2026, was an 8-K: results of operations.

Filings in twelve months3119 of them 8-K news
Latest report10-Qfiled 5 Aug 2026
Latest filing8-K28 Oct 2026
Last results, two-day move+1.9%results filed 28 Oct 2026
New to this? How to read this page
  1. Companies file with the SEC when something happens. 10-Q and 10-K are the quarterly and annual reports; 8-K is news that cannot wait for the next report.
  2. An 8-K says which items it covers, such as results, a change at the top or a big contract. A foreign company files a 6-K instead.
  3. The results release is usually an 8-K filed the day results come out, before the 10-Q or 10-K.
  4. Every filing links to the original on EDGAR, the SEC's own site.

Twelve months of filings

by kind

Most of the filings were other company news (15). Results came out 4 times.

Each mark is one filing on the day it was filed, in rows by kind. Hover or tap a mark for the form and what it was about.

The share price around each results release

close before to close after

Over the last 4 releases the share price moved 1.1% on average in the two days around results, the most on 28 Oct 2026 (+1.9%).

28 Jan 2026-0.8%$169.02 to $167.61
22 Apr 2026-0.7%$154.54 to $153.41
22 Jul 2026-1.1%$167.93 to $166.14
28 Oct 2026+1.9%$158.13 to $161.17
Daily closeResults filed

Each ring marks a results filing. The move runs from the last close before the filing to the first close after it, so it covers results released before the open or after the close. Hover the line for any day's close.

What the company told investors on 8-K

19 filings

Raymond James Financial's 19 news filings (8-K) were mostly about regulation FD disclosure (13) and results of operations (4).

  • Regulation FD disclosureMaterial shared with investors, often slides or a presentation
    13 · latest 23 Sep 2026
  • Results of operationsThe quarterly results release
    4 · latest 28 Oct 2026
  • Other eventsNews the company chose to file
    3 · latest 15 Jan 2026
  • Officer or director changeSomeone joined, left or changed role at the top
    1 · latest 1 Sep 2026
  • Shareholder voteResults of a vote at a shareholder meeting
    1 · latest 23 Feb 2026

Each line is one kind of news, with what it means in plain words. Each square is one filing; a filing can carry more than one kind, so the squares can add up to more than the filings. The date opens the latest one on EDGAR.

How it compares

every company on the site

    The bar ranks every company on the site from the lowest on the left to the highest on the right, in three equal thirds; the small figures under it are the values where each third starts, and the black tick is the middle company. The orange dot is this company; the grey ticks are the other companies in its industry (hover or tap for names). A hatched block is companies tied at none.

    Every filing as a table

    In the last twelve months Raymond James Financial Inc. filed 31 documents with the SEC of the kinds listed here: 19 current reports (8-K), about 13 regulation FD disclosure; 4 results of operations; 3 other events; 1 officer or director change; 1 shareholder vote; 4 additional proxy materials (DEFA14A), 3 quarterly reports (10-Q), 1 employee share plan registration (S-8), 1 proxy statement (DEF 14A), 1 annual report to shareholders (ARS), 1 exchange notice removing a listed security, usually a note or a class of shares (25-NSE). The latest, filed 28 October 2026: 8-K, results of operations. The reports, the proxy statement and the prospectus themselves, where filed, each with a link to open it, are on the documents page.

    FiledFormWhat it was aboutPeriod or event dateFiling
    28 October 20268-KResults of operations28 October 2026EDGAR
    23 September 20268-KRegulation FD disclosure23 September 2026EDGAR
    1 September 20268-KOfficer or director change, Regulation FD disclosure26 August 2026EDGAR
    19 August 20268-KRegulation FD disclosure19 August 2026EDGAR
    5 August 202610-Qquarterly report30 June 2026EDGAR
    22 July 20268-KResults of operations22 July 2026EDGAR
    24 June 20268-KRegulation FD disclosure24 June 2026EDGAR
    27 May 20268-KRegulation FD disclosure27 May 2026EDGAR
    20 May 20268-KRegulation FD disclosure20 May 2026EDGAR
    19 May 20268-KRegulation FD disclosure13 May 2026EDGAR
    14 May 2026S-8employee share plan registrationEDGAR
    6 May 202610-Qquarterly report31 March 2026EDGAR
    22 April 20268-KResults of operations22 April 2026EDGAR
    25 March 20268-KRegulation FD disclosure25 March 2026EDGAR
    23 February 20268-KShareholder vote, Regulation FD disclosure19 February 2026EDGAR
    18 February 20268-KRegulation FD disclosure18 February 2026EDGAR
    6 February 202610-Qquarterly report31 December 2025EDGAR
    4 February 2026DEFA14Aadditional proxy materialEDGAR
    28 January 20268-KResults of operations28 January 2026EDGAR
    15 January 20268-KOther events15 January 2026EDGAR
    7 January 2026DEFA14Aadditional proxy materialEDGAR
    7 January 2026DEFA14Aadditional proxy materialEDGAR
    7 January 2026DEFA14Aadditional proxy materialEDGAR
    7 January 2026DEF 14Aproxy statement19 February 2026EDGAR
    7 January 2026ARSannual report to shareholders30 September 2025EDGAR
    2 January 202625-NSEexchange notice removing a listed security, usually a note or a class of sharesEDGAR
    17 December 20258-KRegulation FD disclosure17 December 2025EDGAR
    4 December 20258-KRegulation FD disclosure, Other events3 December 2025EDGAR
    2 December 20258-KOther events2 December 2025EDGAR
    25 November 202510-Kannual report30 September 2025EDGAR
    19 November 20258-KRegulation FD disclosure19 November 2025EDGAR
    An 8-K is what a company files within four business days of a material event; the SEC numbers the events, and the words here are the SEC's own headings, shortened.
    Read moreForm 4, Form 144, 13F and Schedule 13D and 13G have their own pages. Prospectus supplements and correspondence are not listed.