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LPL Financial Holdings Inc. planned insider sales

In the last twelve months insiders at LPL Financial Holdings Inc. filed 16 Form 144 notices of planned sales, 22,441 shares worth $7.7 million at the time of filing, from 7 sellers. The latest, filed 11 September 2026: Reeping Katharine (officer), 440 shares worth $153,049, planned for around 11 September 2026 through Fidelity Brokerage Services LLC.

FiledSellerRelationshipSharesValuePlanned saleSold, per Form 4BrokerHow acquiredFiling
11 September 2026Reeping KatharineOfficer440$153,04911 September 2026440 shares from 11 September 2026Fidelity Brokerage Services LLCESPP Purchase; Restricted Stock VestingForm 144
27 August 2026Jambusaria AneriOfficer308$110,06727 August 2026308 shares from 27 August 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
20 August 2026Gates GregOfficer4,119$1.5 million20 August 20264,119 shares from 20 August 2026Fidelity Brokerage Services LLCStock Option ExerciseForm 144
31 July 2026Enyedi MatthewOfficer1,000$352,71631 July 20261,000 shares from 31 July 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
17 June 2026Jambusaria AneriOfficer308$94,24817 June 2026308 shares from 17 June 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
15 April 2026Audette Matthew JOfficer1,110$366,31415 April 20261,579 shares from 14 April 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
14 April 2026Audette Matthew JOfficer469$152,58714 April 2026No matching Form 4 saleFidelity Brokerage Services LLCRestricted Stock VestingForm 144
10 March 2026Cohen Marc EliotOfficer1,089$337,04510 March 20263,300 shares from 9 March 2026Fidelity Brokerage Services LLCESPP Purchase; Restricted Stock VestingForm 144
9 March 2026Cohen Marc EliotOfficer2,212$682,9559 March 2026No matching Form 4 saleFidelity Brokerage Services LLCOption Granted - 02/25/2019Form 144
2 March 2026Jambusaria AneriOfficer308$94,2482 March 2026308 shares from 2 March 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
26 February 2026Audette Matthew JOfficer1,581$506,71926 February 20261,581 shares from 26 February 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
26 February 2026Enyedi MatthewOfficer2,109$675,19026 February 20262,109 shares from 26 February 2026Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
5 December 2025Gates GregOfficer750$274,5305 December 2025750 shares from 5 December 2025Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
5 December 2025Steinmeier RichardOfficer, Director5,058$1.9 million5 December 20255,058 shares from 5 December 2025Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
1 December 2025Jambusaria AneriOfficer80$28,1981 December 202580 shares from 1 December 2025Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
5 November 2025Gates GregOfficer1,500$564,6505 November 20251,500 shares from 5 November 2025Fidelity Brokerage Services LLCRestricted Stock VestingForm 144
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
Read moreValue is the filer's own aggregate market value. Sold, per Form 4: the same seller's open-market sales on Form 4 from the notice's date to 90 days after, added up, as they appear on the insiders page; a holder who files no Form 4, such as some large holders, never shows one. What is a Form 144?