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Peak Financial Advisors LLC

CIK 1843309 · latest 13F filed 28 October 2026 · Read the filing on EDGAR

Peak Financial Advisors LLC reported 78 US-listed holdings worth $231.9 million in its 13F for the quarter ended 30 September 2026, filed 28 October 2026. Its largest: TCW ETF Trust (15.1%), Franklin Templeton ETF Trust (9.3%) and SPDR Gold MiniShares (5.5%). Against the quarter before, it opened 12 positions, added to 29, trimmed 27 and sold out of 12.

Reported holdings$231.9M-4.0% on Q2 2026
Positions78as many as Q2 2026
The largest ten52.9%of its reported holdings
Latest 13FQ3 2026filed 28 October 2026
Where the money is
OpenedAdded toTrimmed
FLXR15.1%FLSP9.3%GLDM5.5%GMUB5.4%EMB4.5%VBIL3.2%COWZ2.7%AMZN2.5%VGIT2.4%BRKB2.3%JNJ2.0%APA1.8%SPMO1.7%CNP1.7%64 more39.8%

The 14 largest of its 78 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter
Q3 2024: $194.5 million in 74 positions$194MQ3 24Q4 2024: $192.3 million in 74 positions$192MQ4 24Q1 2025: $196.5 million in 72 positions$196MQ1 25Q2 2025: $195.3 million in 87 positions$195MQ2 25Q3 2025: $208.4 million in 85 positions$208MQ3 25Q4 2025: $222.6 million in 87 positions$223MQ4 25Q1 2026: $225.9 million in 70 positions$226MQ1 26Q2 2026: $241.5 million in 78 positions$242MQ2 26Q3 2026: $231.9 million in 78 positions$232MQ3 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What its reported holdings returned

Held through each quarter, the holdings it reported returned +9.1% over the 8 quarters to 30 September 2026, against +32.9% for the S&P 500.

Its reported holdingsThe S&P 500
100110120130Q3 24Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Its holdings +9.1%S&P 500 +32.9%

Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.

What it did on the quarter

Opened 12Added 29Held 10Trimmed 27Sold out 12
Opened: 12Added: 29Held: 10Trimmed: 27Sold out: 12

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 12

  1. Goldman Sachs ETF Trust GMUB$12.6 million
  2. Vanguard Scottsdale FDS VGIT$5.6 million
  3. Boeing Co. BA$2.8 million
  4. Qnity Electronics, Inc. Q$2.1 million
  5. LPL Financial Holdings Inc. LPLA$2.0 million
  6. Regal Rexnord Corp. RRX$1.9 million
  7. TransUnion TRU$1.8 million
  8. Cytomx Therapeutics Inc. CTMX$1.3 million

and 4 more in the table below

Added to 29

  1. Vanguard Instl Index FD VBIL+94,488 shares · +2153%
  2. Pacer FDS Trust COWZ+57,747 shares · +160%
  3. Berkshire Hathaway Inc. Class B BRKB+2,576 shares · +32%
  4. TCW ETF Trust FLXR+30,661 shares · +3%
  5. Brixmor Property Group Inc. BRX+32,135 shares · +29%
  6. Unum Group UNM+8,586 shares · +32%
  7. Centerpoint Energy Inc. CNP+17,731 shares · +19%
  8. Mastercard Inc. MA+764 shares · +53%

and 21 more in the table below

Trimmed 27

  1. iShares Trust INDA-35,996 shares · -47%
  2. SPDR Gold MiniShares GLDM-17,920 shares · -10%
  3. Amazon.com Inc. AMZN-3,069 shares · -12%
  4. Canadian Natural Resources Limited CNQ-16,068 shares · -18%
  5. Eli Lilly & Co. LLY-630 shares · -19%
  6. Definium Therapeutics Inc. DFTX-11,691 shares · -21%
  7. Franklin Templeton ETF Trust FLSP-15,145 shares · -2%
  8. Invesco Exch Traded FD Trust II SPMO-2,681 shares · -9%

and 19 more in the table below

Sold out of 12

  1. iShares Trust MBB$19.7 million last quarter
  2. Simplify Exchange Traded Fun CTA$11.1 million last quarter
  3. Element Solutions Inc. ESI$3.9 million last quarter
  4. Curtiss Wright Corp. CW$3.4 million last quarter
  5. Eaton Corp. plc ETN$3.4 million last quarter
  6. Morgan Stanley MS$2.2 million last quarter
  7. Beigene, Ltd ONC$1.4 million last quarter
  8. Ea Series Trust BOXX$766,354 last quarter

What it holds

CompanySharesValueOf its bookChange in shares
TCW ETF Trust FLXR920.5K$34.9 million15.05%+30.7K
Franklin Templeton ETF Trust FLSP751.8K$21.5 million9.27%-15.1K
SPDR Gold MiniShares GLDM156.0K$12.8 million5.53%-17.9K
Goldman Sachs ETF Trust GMUB257.6K$12.6 million5.42%new
iShares Trust EMB115.7K$10.5 million4.53%-2.2K
Vanguard Instl Index FD VBIL98.9K$7.5 million3.23%+94.5K
Pacer FDS Trust COWZ93.8K$6.3 million2.70%+57.7K
Amazon.com Inc. AMZN22.9K$5.7 million2.46%-3.1K
Vanguard Scottsdale FDS VGIT99.4K$5.6 million2.43%new
Berkshire Hathaway Inc. Class B BRKB10.6K$5.3 million2.28%+2.6K
Johnson & Johnson JNJ17.9K$4.7 million2.05%-124
APA Corp. APA101.7K$4.2 million1.82%-753
Invesco Exch Traded FD Trust II SPMO26.7K$4.1 million1.75%-2.7K
Centerpoint Energy Inc. CNP109.0K$4.0 million1.73%+17.7K
Ciena Corp. CIEN11.4K$4.0 million1.72%+798
Brixmor Property Group Inc. BRX141.7K$3.9 million1.69%+32.1K
Edwards Lifesciences Corp. EW42.8K$3.7 million1.59%+2.6K
NVIDIA Corp. NVDA16.1K$3.7 million1.58%-298
Canadian Natural Resources Limited CNQ73.1K$3.4 million1.48%-16.1K
Unum Group UNM35.8K$3.1 million1.36%+8.6K
CVS Health Corp. CVS36.4K$3.1 million1.35%-234
Cheniere Energy, Inc. LNG11.5K$3.1 million1.34%+227
Eli Lilly & Co. LLY2.6K$3.0 million1.30%-630
FedEx Corp. FDX10.5K$3.0 million1.29%-30
Visa Inc. V8.1K$2.9 million1.26%+250
Boeing Co. BA15.2K$2.8 million1.22%new
Walmart Inc. WMT27.0K$2.8 million1.21%+1.2K
Netflix Inc. NFLX38.8K$2.7 million1.16%+1.0K
Costco Wholesale Corp. COST3.0K$2.7 million1.16%-441
Live Nation Entertainment, Inc. LYV13.4K$2.3 million0.98%+1.9K
Borgwarner Inc. BWA37.4K$2.2 million0.97%+12
Qnity Electronics, Inc. Q16.4K$2.1 million0.89%new
James Hardie Industries Plc - US ADR JHX79.1K$2.0 million0.86%-315
LPL Financial Holdings Inc. LPLA6.5K$2.0 million0.86%new
MongoDB, Inc. MDB5.5K$1.9 million0.83%+891
Regal Rexnord Corp. RRX12.2K$1.9 million0.82%new
Autodesk, Inc. ADSK9.0K$1.9 million0.81%-184
iShares Trust INDA40.1K$1.9 million0.81%-36.0K
TransUnion TRU30.1K$1.8 million0.79%new
Dianthus Therapeutics Inc. DNTH19.6K$1.7 million0.75%-53
Definium Therapeutics Inc. DFTX45.2K$1.7 million0.74%-11.7K
Apple Inc. AAPL4.6K$1.5 million0.66%+14
Global X FDS URA35.3K$1.4 million0.61%-1.4K
Cytomx Therapeutics Inc. CTMX462.1K$1.3 million0.54%new
Mastercard Inc. MA2.2K$1.2 million0.52%+764
Vaneck ETF Trust MOAT8.7K$923,9050.40%no change
Kinder Morgan, Inc. KMI22.6K$682,2490.29%+19
Altria Group, Inc. MO9.6K$647,4820.28%-4
SPDR Ser Trust SPYM7.0K$630,1020.27%+473
American Healthcare REIT, Inc. AHR12.2K$627,8760.27%-210
Invesco Exch Traded FD Trust II QQQM2.1K$626,3960.27%-870
Goldman Sachs Group Inc. GS665$598,5190.26%-23
Annaly Capital Management Inc. NLY31.6K$596,0760.26%+8.5K
AT&T Inc. T24.3K$592,5900.26%+454
Fedex Fght Hldg Co. Inc. Common Stock FDXF5.3K$575,0100.25%+58
Saba Capital Management LP BRW95.3K$572,6370.25%+5.3K
J P Morgan Exchange Traded F JMST11.3K$569,0020.25%+2.4K
Enbridge Inc. ENB12.1K$562,8540.24%+113
Duke Energy Corp. DUK4.7K$537,2170.23%+639
OneMain Holdings, Inc. OMF9.0K$497,8760.21%-196
Stag Industrial, Inc. STAG13.8K$493,8730.21%+327
NNN REIT, Inc. NNN11.9K$490,9440.21%+254
Moelis & Co. MC8.0K$460,0390.20%-425
Public Storage PSA1.6K$451,6950.19%new
Vici Properties Inc. VICI19.5K$447,8980.19%+2.5K
Abrdn Etfs BCI16.8K$434,9780.19%new
American Tower Corp. AMT2.5K$409,5990.18%+68
Millrose Properties, Inc. MRP14.6K$378,9850.16%-60
iShares Trust IWF2.9K$368,2640.16%no change
SPDR Ser Trust SPHY14.0K$315,3650.14%-185
Litman Gregory FDS Trust DBMF9.7K$314,5980.14%new
Starwood Property Trust, Inc. STWD22.1K$298,0180.13%-5.3K
Applied Materials Inc. AMAT511$261,3150.11%no change
Thermo Fisher Scientific Inc. TMO369$249,0930.11%new
JPMorgan Chase & Co. JPM695$229,9270.10%no change
SPDR S&P 500 SPY269$205,1470.09%no change
Monolithic Power Systems, Inc. MPWR152$204,7770.09%no change
Sono Tek Corp. SOTK14.5K$85,6740.04%no change
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 12 it sold out of are in the box above.