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Kaizen Financial Strategies

CIK 1842013 · latest 13F filed 9 October 2026 · Read the filing on EDGAR

Kaizen Financial Strategies reported 177 US-listed holdings worth $254.2 million in its 13F for the quarter ended 30 September 2026, filed 9 October 2026. Its largest: Apple Inc. (6.9%), Schwab Strategic Trust (6.6%) and Capital Group Dividend Value (4.7%). Against the quarter before, it opened 15 positions, added to 60, trimmed 76 and sold out of 8.

Reported holdings$254.2M+0.4% on Q2 2026
Positions177+7 on Q2 2026
The largest ten41.9%of its reported holdings
Latest 13FQ3 2026filed 9 October 2026
Where the money is
Added toTrimmed
AAPL6.9%SCHG6.6%CGDV4.7%NVDA4.4%SPY4.0%VOO3.5%GOOG3.0%FNDB2.9%SCHI2.9%VCRB2.9%VYM2.8%QQQ2.5%SMH2.5%FNDF2.2%163 more48.1%

The 14 largest of its 177 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q2 2026.

Reported holdings, quarter by quarter
Q3 2024: $172.3 million in 135 positions$172MQ3 24Q4 2024: $176.6 million in 133 positions$177MQ4 24Q1 2025: $173.3 million in 138 positions$173MQ1 25Q2 2025: $196.8 million in 149 positions$197MQ2 25Q3 2025: $221.2 million in 151 positions$221MQ3 25Q4 2025: $226.6 million in 163 positions$227MQ4 25Q1 2026: $236.2 million in 170 positions$236MQ1 26Q2 2026: $253.2 million in 170 positions$253MQ2 26Q3 2026: $254.2 million in 177 positions$254MQ3 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What its reported holdings returned

Held through each quarter, the holdings it reported returned +34.2% over the 8 quarters to 30 September 2026, against +32.9% for the S&P 500.

Its reported holdingsThe S&P 500
100110120130Q3 24Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Its holdings +34.2%S&P 500 +32.9%

Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.

What it did on the quarter

Opened 15Added 60Held 26Trimmed 76Sold out 8
Opened: 15Added: 60Held: 26Trimmed: 76Sold out: 8

Its positions against its 13F for the quarter to 30 June 2026; a change under 0.1% of a position counts as held

Opened 15

  1. iShares Trust TLTW$522,972
  2. Nuveen Mun High Income Opportu Com NMZ$347,931
  3. Elastic N V ESTC$268,039
  4. Volatility SHS Trust BITX$247,814
  5. iShares Trust LQDW$245,598
  6. ONEOK Inc. OKE$241,354
  7. Honeywell Aerospace Inc. Com HONA$238,034
  8. BlackRock Fund Advisors EWS$231,529

and 7 more in the table below

Added to 60

  1. Vanguard S&P 500 VOO+6,104 shares · +91%
  2. Schwab Strategic Trust SCUS+109,319 shares · +255%
  3. Schwab Fundamental Internationa FNDF+35,053 shares · +50%
  4. Invesco QQQ Trust QQQ+2,520 shares · +42%
  5. Schwab Strategic Trust FNDB+45,463 shares · +23%
  6. Schwab Strategic Trust FNDA+37,342 shares · +64%
  7. Vanguard Whitehall FDS VYM+6,241 shares · +16%
  8. Space Exploration Techn Corp. Class A Com STK SPCX+2,759 shares · +345%

and 52 more in the table below

Trimmed 76

  1. SPDR S&P 500 SPY-6,264 shares · -32%
  2. Schwab Strategic Trust SCHG-55,334 shares · -11%
  3. J P Morgan Exchange Traded F JIRE-19,082 shares · -23%
  4. Capital Group Dividend Value CGDV-20,846 shares · -8%
  5. Apple Inc. AAPL-2,680 shares · -5%
  6. Vanguard Malvern FDS VCRB-10,275 shares · -9%
  7. SPDR Ser Trust XTL-3,035 shares · -50%
  8. Schwab Strategic Trust SCHR-22,676 shares · -29%

and 68 more in the table below

Sold out of 8

  1. Select Sector SPDR Trust XLU$257,875 last quarter
  2. Oaktree Specialty Lending Corp. Com OCSL$256,365 last quarter
  3. ONEOK Inc. OKE$248,701 last quarter
  4. Walmart Inc. WMT$239,458 last quarter
  5. First Trust FIW$229,411 last quarter
  6. Vaneck ETF Trust FLTR$214,360 last quarter
  7. iShares Trust IYJ$206,391 last quarter
  8. Cleveland-Cliffs Inc. CLF$98,637 last quarter

What it holds

CompanySharesValueOf its bookChange in shares
Apple Inc. AAPL52.9K$17.6 million6.93%-2.7K
Schwab Strategic Trust SCHG464.3K$16.7 million6.56%-55.3K
Capital Group Dividend Value CGDV245.4K$12.0 million4.72%-20.8K
NVIDIA Corp. NVDA48.9K$11.2 million4.39%-1.6K
SPDR S&P 500 SPY13.4K$10.2 million4.01%-6.3K
Vanguard S&P 500 VOO12.8K$9.0 million3.54%+6.1K
Alphabet Inc. GOOG22.2K$7.6 million2.98%-202
Schwab Strategic Trust FNDB244.8K$7.5 million2.95%+45.5K
Schwab Strategic Trust SCHI348.9K$7.5 million2.94%-21.8K
Vanguard Malvern FDS VCRB100.8K$7.4 million2.92%-10.3K
Vanguard Whitehall FDS VYM45.9K$7.1 million2.80%+6.2K
Invesco QQQ Trust QQQ8.6K$6.4 million2.50%+2.5K
Vaneck ETF Trust SMH10.3K$6.3 million2.48%-658
Schwab Fundamental Internationa FNDF104.5K$5.6 million2.21%+35.1K
J P Morgan Exchange Traded F JIRE62.8K$5.2 million2.03%-19.1K
Amazon.com Inc. AMZN16.4K$4.1 million1.61%-1.4K
Alphabet Inc. GOOGL11.3K$3.9 million1.53%-57
Schwab Strategic Trust SCUS152.2K$3.8 million1.50%+109.3K
Vanguard ETF VPLS49.0K$3.6 million1.43%+1.9K
Schwab Strategic Trust FNDA95.5K$3.3 million1.32%+37.3K
Microsoft Corp. MSFT6.5K$3.3 million1.31%-202
Vanguard Specialized Funds VIG14.0K$3.3 million1.29%-1.8K
Advanced Micro Devices Inc. AMD4.9K$3.0 million1.19%-530
Technology Select Sector SPDR ETF XLK14.0K$2.7 million1.08%-215
J P Morgan Exchange-Traded FD Trust JPMorgan Intl Value ETF JIVE26.1K$2.5 million0.98%+4.1K
Blackstone Inc. BX21.5K$2.4 million0.95%+220
Sandisk Corp. SNDK1.2K$2.1 million0.82%-15
Tesla, Inc. TSLA5.4K$1.9 million0.76%-223
SPDR Dow Jones Indl Average DIA3.3K$1.7 million0.66%-97
Eli Lilly & Co. LLY1.3K$1.5 million0.60%-136
Schwab Strategic Trust SCHR56.3K$1.3 million0.53%-22.7K
Defiance Quantum ETF QTUM8.6K$1.3 million0.51%+200
Meta Platforms, Inc. META1.7K$1.2 million0.49%-485
Amplify ETF Trust BLOK19.1K$1.2 million0.46%no change
Templeton Emerging Mkts Inco TEI186.2K$1.1 million0.45%+8.2K
SPDR Ser Trust XSD2.1K$1.1 million0.45%+100
Invesco Exchange Traded FD T RSPT16.4K$1.1 million0.42%no change
Lam Research Corp. LRCX3.2K$1.0 million0.41%+68
Vanguard Ftse Emerging Markets VWO17.5K$1.0 million0.41%-21
Palantir Technologies Inc. PLTR5.4K$1.0 million0.40%-125
Applied Materials Inc. AMAT2.0K$1.0 million0.40%-96
AbbVie Inc. ABBV3.8K$1.0 million0.39%-264
iShares ETFs FALN37.5K$972,8070.38%+14.1K
GE Vernova Inc. GEV1.0K$969,3870.38%+17
Argan Inc. AGX2.5K$961,5050.38%-27
Direxion Daily Semiconductor Bull 3X Shares SOXL6.4K$950,5920.37%-1.2K
Neos ETF Trust QQQI17.0K$945,5720.37%-7.5K
Schwab Strategic Trust FNDE22.4K$936,2130.37%-6.0K
iShares Trust IUSG4.7K$901,3450.35%+5
Schwab Strategic Trust SCHK24.4K$895,0540.35%+655
Western Digital Corp. WDC1.9K$884,8340.35%-204
Neos ETF Trust SPYI16.5K$878,4220.35%-7.7K
First Trust Exchange Traded FD CIBR8.4K$864,9940.34%+1
Financial Select Sector SPDR ETF XLF16.1K$859,4730.34%+362
VG Totl STK Vprs VTI2.2K$831,5610.33%+35
Caterpillar Inc. CAT1.0K$813,5490.32%-100
General Electric Co. GE2.5K$788,6580.31%+2
iShares Trust EPOL16.8K$746,5060.29%-100
Costco Wholesale Corp. COST815$742,0200.29%-70
Visa Inc. V2.0K$723,1430.28%-197
JPMorgan Chase & Co. JPM2.2K$715,9030.28%-66
Grayscale Bitcoin Mini Trust Et BTC19.3K$712,7660.28%-268
Morgan Stanley Emerging Mkts EDD132.5K$696,9560.27%+13.9K
Select Sector SPDR Trust XLC6.2K$692,6260.27%+2
SPDR Ser Trust XITK3.5K$689,7950.27%+150
Listed FD Trust UMMA18.6K$685,1330.27%+821
Listed FD Trust HLAL8.9K$664,7870.26%+893
Victory Capital Holdings, Inc. VCTR6.0K$664,7060.26%-50
Amplify ETF Trust HACK5.2K$632,7810.25%-3
ProShares Trust BIB5.3K$613,6300.24%no change
SPDR Ser Trust XTL3.0K$611,0000.24%-3.0K
Western Midstream Partners L WES13.3K$590,9400.23%+105
Royal Gold Inc. RGLD2.5K$589,2920.23%-7
iShares Russell 2000 ETF IWM2.1K$587,4060.23%+51
Amgen Inc. AMGN1.4K$585,9160.23%-3
NextEra Energy Inc. NEE7.6K$574,4130.23%+753
Palo Alto Networks Inc. PANW1.4K$568,1530.22%-6
Schwab Strategic Trust SCHA17.2K$562,2890.22%+2.1K
SPDR S&P Software & Services ETF XSW2.9K$561,2480.22%+200
Cardinal Health Inc. CAH2.5K$548,0180.22%no change
PIMCO Dynamic Income FD PDI38.9K$545,7780.21%+676
Stag Industrial, Inc. STAG15.2K$542,6890.21%-541
Space Exploration Techn Corp. Class A Com STK SPCX3.6K$536,9110.21%+2.8K
United States Lime & Minerals Inc. USLM4.7K$535,4630.21%-219
Vanguard Small Cap ETF VB1.8K$523,2090.21%+5
iShares Trust TLTW25.8K$522,9720.21%new
AllianceBernstein Global Hig AWF53.4K$519,6440.20%-25
Kratos Defense & Security Solutions, Inc. KTOS12.1K$516,6340.20%-1.3K
Kinross Gold Corp. KGC21.0K$506,3060.20%-975
Vanguard California Tax-Exempt Bond ETF VTEC5.4K$506,0710.20%+998
iShares Trust IMCG5.4K$504,2350.20%+10
SPDR Ser Trust KIE8.6K$503,1000.20%+1.2K
Vanguard Small Cap Growth ETF VBK1.5K$501,7520.20%-1
SPDR Gold Trust GLD1.3K$497,3770.20%no change
Broadcom Inc. AVGO1.4K$486,7490.19%+81
Arm Holdings plc ARM1.7K$486,6290.19%no change
Entergy Corp. ETR4.8K$474,2640.19%no change
Uranium Energy Corp. UEC47.5K$448,9790.18%no change
Simon Property Group Inc. SPG2.2K$448,9390.18%+21
Gilead Sciences, Inc. GILD3.0K$444,8220.17%+200
Marvell Technology, Inc. MRVL1.7K$436,2110.17%+102
Vaneck ETF Trust ANGL15.5K$431,2230.17%+149
Morgan Stanley MS2.3K$428,5740.17%+1
iShares Core S&P 500 ETF IVV543$415,6000.16%-1
Salesforce, Inc. CRM1.8K$415,3780.16%-734
Schwab US Mid-Cap ETF SCHM12.2K$414,7470.16%+45
Bank America Corp.333$406,3570.16%+3
iShares Trust IWO1.1K$383,6680.15%no change
MercadoLibre, Inc. MELI221$382,0050.15%+25
Select Sector SPDR Trust XLI2.3K$381,7160.15%-2.5K
Progressive Corp. PGR1.8K$364,9090.14%-111
SPDR Ser Trust XHS2.8K$363,7980.14%+28
iShares MSCI Spain ETF EWP6.1K$361,1200.14%no change
SPDR Gold MiniShares GLDM4.3K$355,2640.14%+1.8K
Qualcomm Inc. QCOM1.9K$348,2380.14%-180
Nuveen Mun High Income Opportu Com NMZ38.8K$347,9310.14%new
UnitedHealth Group Inc. UNH944$346,3540.14%-9
iShares Trust LQD3.4K$346,0890.14%-2.4K
Dimensional ETF Trust DFCA7.2K$342,3800.13%+2.0K
Taiwan Semiconductor Manufacturing Company Limited TSM738$336,6680.13%+10
iShares Trust ACWX4.4K$334,2400.13%no change
Vaneck Vectors ETF Trust Vietnam VNM19.3K$327,3150.13%-6.4K
Hess Midstream LP HESM8.5K$316,9160.12%+209
SPDR Ser Trust SPYV5.2K$316,2500.12%+19
Franklin Templeton ETF Trust FLMX9.1K$316,1270.12%+174
iShares Inc. EWC5.4K$315,8360.12%+200
American Express Co. AXP1.0K$315,0480.12%-190
Newmont Corp. NEM2.7K$311,8360.12%+8
iShares ETFs SCJ2.8K$310,0450.12%-197
Select Sector SPDR Trust XLRE7.5K$305,8430.12%-497
3M Co. MMM1.8K$300,0660.12%no change
Vanguard Short Term Government VGSH5.2K$299,4370.12%-3.3K
ProShares Trust TQQQ3.8K$292,6130.12%no change
Merck & Co., Inc. MRK2.0K$290,6390.11%-10
Incyte Corp. INCY2.4K$289,1770.11%-20
Netflix Inc. NFLX4.1K$283,9560.11%-520
Allison Transmission Holdings Inc. ALSN2.5K$283,1500.11%no change
Axon Enterprise, Inc. AXON662$279,7080.11%-10
Intel Corp. INTC2.3K$277,7310.11%-469
Chevron Corp. CVX1.4K$276,3330.11%+8
Oracle Corp. ORCL2.0K$268,2460.11%-74
Elastic N V ESTC2.9K$268,0390.11%new
AES Corp. AES17.8K$265,9200.10%+295
Vanguard Intl Equity Index F VPL2.3K$265,7840.10%-900
Vanguard Total Bond Market ETF BND3.8K$264,3110.10%+847
iShares Inc. EWT2.3K$260,7990.10%+50
SPDR Ser Trust XNTK660$252,2450.10%no change
Volatility SHS Trust BITX12.7K$247,8140.10%new
DHT Holdings Inc. DHT10.9K$246,3660.10%-243
iShares Trust LQDW10.8K$245,5980.10%new
ProShares Trust UDOW3.9K$242,3960.10%no change
ONEOK Inc. OKE2.8K$241,3540.09%new
Honeywell Aerospace Inc. Com HONA1.5K$238,0340.09%new
Vanguard World FD VGT1.9K$235,2540.09%no change
Select Sector SPDR Trust XLY2.1K$233,9190.09%+2
BlackRock Fund Advisors EWS7.0K$231,5290.09%new
Johnson & Johnson JNJ861$227,8630.09%-6
SPDR Ser Trust XPH3.5K$227,5000.09%new
Archer Aviation Inc. ACHR45.0K$223,5260.09%-2.8K
Berkshire Hathaway Inc. Class B BRKB446$222,0860.09%-259
Emcor Group, Inc. EME293$221,0660.09%-90
Oklo Inc. OKLO6.0K$220,9350.09%-459
Direxion SHS ETF Trust QQQE1.8K$220,4680.09%-27
CubeSmart CUBE5.9K$219,9360.09%+73
Leonardo DRS Inc. DRS5.9K$217,8020.09%-167
J P Morgan Exchange Traded F JEPI3.9K$217,5690.09%-601
iShares Trust ESGD2.1K$216,4050.09%no change
Allstate Corp. ALL967$214,5390.08%+50
Select Sector SPDR Trust XLV1.3K$213,8930.08%new
Bank of America Corp. BAC3.9K$212,5370.08%+24
Leidos Holdings, Inc. LDOS1.7K$212,2280.08%new
Vanguard Small Cap Value ETF VBR907$209,5860.08%new
International Business Machines Corp. IBM933$205,1310.08%new
Charles Schwab Corp. SCHW2.1K$204,5870.08%new
Spotify Technology S.A. SPOT417$203,2370.08%new
SPDR Ser Trust SPYD4.5K$202,6860.08%+36
Nuscale PWR Corp. SMR13.0K$102,3520.04%-502
Every US-listed position in the fund's 13F for the quarter ended 30 September 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 8 it sold out of are in the box above.