Ambiq Micro, Inc. planned insider sales
In the last twelve months insiders at Ambiq Micro, Inc. filed 21 Form 144 notices of planned sales, 618,864 shares worth $40.9 million at the time of filing, from 11 sellers. The latest, filed 5 October 2026: Sean Chen (officer), 53,205 shares worth $3.6 million, planned for around 5 October 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 5 October 2026 | Sean Chen | Officer | 53,205 | $3.6 million | 5 October 2026 | 23,205 shares from 5 October 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options; Restricted Stock Units | Form 144 |
| 2 October 2026 | Jeffrey G. Winzeler | Officer | 5,455 | $377,213 | 2 October 2026 | 5,455 shares from 2 October 2026 | Morgan Stanley Smith Barney LLC | Restricted Stock Units | Form 144 |
| 2 October 2026 | Sean Chihhsiang Chen | Officer | 5,802 | $401,208 | 2 October 2026 | 5,802 shares from 2 October 2026 | Morgan Stanley Smith Barney LLC | Restricted Stock Units | Form 144 |
| 2 October 2026 | Scott McLean Hanson | Officer, Director | 8,680 | $600,222 | 2 October 2026 | 15,680 shares from 2 October 2026 | Morgan Stanley Smith Barney LLC | Restricted Stock Units | Form 144 |
| 2 October 2026 | Fumihide Esaka | Officer, Director | 16,560 | $1.1 million | 2 October 2026 | 21,560 shares from 2 October 2026 | Morgan Stanley Smith Barney LLC | Restricted Stock Units | Form 144 |
| 11 September 2026 | Ker Zhang | Director | 10,000 | $634,361 | 11 September 2026 | 10,000 shares from 11 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Vesting Under a Registered Plan | Form 144 |
| 11 September 2026 | Fumihide Esaka | Officer, Director | 50,000 | $3.2 million | 11 September 2026 | 63,500 shares from 11 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 4 September 2026 | Ker Zhang | Director | 185 | $10,530 | 4 September 2026 | 185 shares from 4 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 4 September 2026 | Sean Chen | Officer | 30,000 | $1.7 million | 4 September 2026 | 30,000 shares from 4 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 2 September 2026 | Fumihide (Humi) Esaka | Officer, Director | 11,027 | $625,108 | 2 September 2026 | 60,000 shares from 1 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 1 September 2026 | Fumihide (Humi) Esaka | Officer, Director | 48,973 | $2.8 million | 1 September 2026 | 48,500 shares from 31 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 31 August 2026 | Fumihide (Humi) Esaka | Officer, Director | 35,000 | $2.0 million | 31 August 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 27 August 2026 | Scott Hanson | Officer | 27,500 | $1.6 million | 27 August 2026 | 62,000 shares from 26 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 26 August 2026 | Scott Hanson | Officer | 27,500 | $1.6 million | 26 August 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 14 August 2026 | Scott Hanson | Director, Officer | 21,000 | $1.4 million | 14 August 2026 | 7,000 shares from 14 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 14 August 2026 | Fumihide Esaka | Director, Officer | 45,500 | $2.9 million | 14 August 2026 | 13,500 shares from 14 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 27 May 2026 | Triumph Way Investment Inc | Director | 70,592 | $5.6 million | 27 May 2026 | No matching Form 4 sale | UBS Financial Services Inc | Private Investment | Form 144 |
| 15 May 2026 | Sean Chen | Officer | 55,685 | $3.9 million | 15 May 2026 | 55,685 shares from 15 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 14 May 2026 | Scott Hanson | Officer | 10,200 | $706,252 | 14 May 2026 | 10,200 shares from 14 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 14 May 2026 | Jeff G Winzeler | Officer | 26,000 | $1.8 million | 14 May 2026 | 26,000 shares from 14 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 14 May 2026 | Fumihide Esaka | Officer | 60,000 | $4.2 million | 14 May 2026 | 60,000 shares from 14 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.