Stellus Capital Investment Corp. 13F holders
61 funds reported a position in Stellus Capital Investment Corp. in their 13F for the quarter ended 30 June 2026, together 3.6 million shares worth $30.6 million. Against the quarter before, 9 opened a position, 22 added, 16 trimmed and 11 sold out; together they sold a net 256,816 shares. The largest holders: Corient Private Wealth LP, LPL Financial LLC and Muzinich & Co., Inc.
What each fund did in SCM against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in SCM in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
3,405 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 13 reported a position in Stellus Capital Investment Corp.: 1 opened one, 2 added, 4 trimmed and 3 sold out, a net 43,617 shares sold.
| Fund | Change in shares | Shares now | Status | Filing |
|---|---|---|---|---|
| Doliver Advisors, LP | -30,791 | 24,501 | trimmed | 13F |
| Muzinich & Co., Inc. | +7,790 | 262,816 | added | 13F |
| Chilton Capital Management LLC | -1,618 | 7,600 | trimmed | 13F |
| Highline Wealth Partners LLC | -1,528 | 2,010 | trimmed | 13F |
| Concurrent Investment Advisors, LLC | -1,000 | 12,909 | trimmed | 13F |
| Farther Finance Advisors, LLC | +200 | 200 | new | 13F |
| Caitong International Asset Management Co., Ltd | +25 | 35 | added | 13F |
| Oppenheimer & Co. Inc. | -15,329 | 0 | sold out | 13F |
| State of Alaska, Department of Revenue | -1,166 | 0 | sold out | 13F |
| Valley National Advisers Inc. | -200 | 0 | sold out | 13F |
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 3 reported a position in Stellus Capital Investment Corp. in a 13F for the quarter ended 30 June 2026. The largest: Millennium Management, 96,424 shares worth $811,890, 0.0% of its reported book. In the quarter, 0 funds added or opened a position and 3 trimmed or sold out; together they sold a net 204,941 shares, about $1.7 million at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| Millennium Management | 96,424 | $811,890 | 0.0% | -20,243 | trimmed | 30 June 2026 | 13F |
| Citadel Advisors | 46,090 | $388,078 | 0.0% | -16,264 | trimmed | 30 June 2026 | 13F |
| Two Sigma Investments | 28,812 | $242,597 | 0.0% | -168,434 | trimmed | 30 June 2026 | 13F |
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Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| Corient Private Wealth LP | 284,746 | 7.83% | $2.4 million | 0.00% | +29,267 | 13F |
| LPL Financial LLC | 263,356 | 7.24% | $2.2 million | 0.00% | -51,436 | 13F |
| Muzinich & Co., Inc. | 255,026 | 7.01% | $2.1 million | 0.73% | +192 | 13F |
| Raymond James Financial Inc. | 252,821 | 6.95% | $2.1 million | 0.00% | +15,222 | 13F |
| Legal & General Group Plc | 238,329 | 6.56% | $2.0 million | 0.00% | +8,794 | 13F |
| Advisors Asset Management, Inc. | 220,277 | 6.06% | $1.9 million | 0.03% | +27,584 | 13F |
| Ethos Financial Group, LLC | 217,193 | 5.97% | $1.8 million | 0.12% | +19,403 | 13F |
| Condor Capital Management | 211,987 | 5.83% | $1.8 million | 0.13% | +5,571 | 13F |
| Sumitomo Mitsui Trust Group, Inc. | 156,151 | 4.30% | $1.3 million | 0.00% | no change | 13F |
| Icon Wealth Advisors, LLC | 135,536 | 3.73% | $1.1 million | 0.07% | +267 | 13F |
| Samjo Management, LLC | 133,700 | 3.68% | $1.1 million | 0.38% | new | 13F |
| BlackRock, Inc. | 109,462 | 3.01% | $921,670 | 0.00% | -2,764 | 13F |
| Millennium Management LLC | 96,424 | 2.65% | $811,890 | 0.00% | -20,243 | 13F |
| Inspire Advisors, LLC | 86,232 | 2.37% | $726,073 | 0.05% | -24,925 | 13F |
| Gables Capital Management Inc. | 67,052 | 1.84% | $564,578 | 0.20% | +185 | 13F |
| Morgan Stanley | 64,355 | 1.77% | $541,872 | 0.00% | -83,400 | 13F |
| Trexquant Investment LP | 63,649 | 1.75% | $535,925 | 0.00% | -4,671 | 13F |
| Virtus Investment Advisers, LLC | 62,135 | 1.71% | $523,177 | 0.12% | +1,463 | 13F |
| XTX Topco Ltd | 57,978 | 1.59% | $488,175 | 0.01% | +40,886 | 13F |
| Bank of America Corp. | 57,317 | 1.58% | $482,609 | 0.00% | +31,506 | 13F |
| Doliver Advisors, LP | 55,292 | 1.52% | $465,559 | 0.10% | +45,292 | 13F |
| PFG Investments, LLC | 53,260 | 1.46% | $448,448 | 0.02% | -21,401 | 13F |
| Marshall Wace, LLP | 48,843 | 1.34% | $411,257 | 0.00% | -104,016 | 13F |
| Citadel Advisors LLC | 46,090 | 1.27% | $388,078 | 0.00% | -16,264 | 13F |
| Janney Montgomery Scott LLC | 42,833 | 1.18% | $361,000 | 0.00% | -500 | 13F |
| Campbell & CO Investment Adviser LLC | 34,955 | 0.96% | $294,321 | 0.01% | +19,194 | 13F |
| Canada LIFE Assurance Co | 34,747 | 0.96% | $292,000 | 0.00% | +3,181 | 13F |
| Gallagher Capital Advisors, LLC | 34,000 | 0.94% | $286,280 | 0.16% | no change | 13F |
| Two Sigma Investments, LP | 28,812 | 0.79% | $242,597 | 0.00% | -168,434 | 13F |
| Stonebridge Financial Group, LLC | 22,155 | 0.61% | $189,000 | 0.03% | first 13F | 13F |
| Susquehanna International Group, LLP | 19,531 | 0.54% | $164,451 | 0.00% | new | 13F |
| Qube Research & Technologies Ltd | 19,464 | 0.54% | $163,887 | 0.00% | +3,056 | 13F |
| Royal Bank of Canada | 17,817 | 0.49% | $150,000 | 0.00% | -10 | 13F |
| Oppenheimer & Co. Inc. | 15,329 | 0.42% | $129,070 | 0.00% | -81 | 13F |
| Sanders Morris Harris LLC | 13,948 | 0.38% | $117,440 | 0.07% | new | 13F |
| Concurrent Investment Advisors, LLC | 13,909 | 0.38% | $117,114 | 0.00% | +798 | 13F |
| PNC Financial Services Group, Inc. | 13,000 | 0.36% | $109,460 | 0.00% | no change | 13F |
| Wells Fargo & Company | 12,681 | 0.35% | $106,772 | 0.00% | -2,514 | 13F |
| UBS Group AG | 12,109 | 0.33% | $101,958 | 0.00% | -88,287 | 13F |
| Arax Advisory Partners | 11,466 | 0.32% | $96,544 | 0.00% | new | 13F |
| Mariner, LLC | 11,000 | 0.30% | $92,620 | 0.00% | new | 13F |
| Significant Wealth Partners LLC | 10,131 | 0.28% | $85,303 | 0.09% | +114 | 13F |
| Chilton Capital Management LLC | 9,218 | 0.25% | $77,616 | 0.00% | +1,618 | 13F |
| Osaic Holdings, Inc. | 5,367 | 0.15% | $45,193 | 0.00% | +1,054 | 13F |
| Highline Wealth Partners LLC | 3,538 | 0.10% | $29,790 | 0.01% | new | 13F |
| Rockefeller Capital Management L.P. | 3,353 | 0.09% | $28,240 | 0.00% | +119 | 13F |
| Aquatic Capital Management LLC | 1,612 | 0.04% | $13,573 | 0.00% | -4,844 | 13F |
| Tower Research Capital LLC (TRC) | 1,158 | 0.03% | $9,750 | 0.00% | +583 | 13F |
| Private Trust Co. NA | 1,097 | 0.03% | $9,237 | 0.00% | no change | 13F |
| State of Alaska, Department of Revenue | 1,166 | 0.03% | $9,000 | 0.00% | no change | 13F |
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Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on SCM
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Calls | 11,400 | $95,988 | 30 June 2026 | 13F |
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They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
None in the last twelve months: no holder crossed 5%, changed materially, or filed an annual 13G in the window.
Fails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 31 August 2026 | 821 | $8.73 | SEC |
| 26 August 2026 | 1,109 | $8.66 | SEC |
| 17 August 2026 | 623 | $8.78 | SEC |
| 11 August 2026 | 519 | $8.47 | SEC |
| 7 August 2026 | 161,525 | $8.46 | SEC |
| 6 August 2026 | 6,767 | $8.08 | SEC |
| 4 August 2026 | 36,027 | $7.78 | SEC |
| 31 July 2026 | 2,705 | $7.46 | SEC |
| 30 July 2026 | 2,961 | $7.09 | SEC |
| 24 July 2026 | 180 | $7.04 | SEC |
| 16 July 2026 | 874 | $8.35 | SEC |
| 15 July 2026 | 698 | $8.35 | SEC |