PhenixFIN Corp. 13F holders
11 funds reported a position in PhenixFIN Corp. in their 13F for the quarter ended 30 June 2026, together 330,792 shares worth $14.1 million. Against the quarter before, 0 opened a position, 1 added, 3 trimmed and 6 sold out; together they sold a net 67,323 shares. The largest holders: Adalta Capital Management LLC, American Financial Group Inc. and Morgan Stanley.
What each fund did in PFX against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in PFX in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
3,405 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. None of them reported a position in PhenixFIN Corp..
The well-known funds
None of the 44 funds followed here reported a position in PhenixFIN Corp. in its latest 13F.
The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| Adalta Capital Management LLC | 176,569 | 53.38% | $7.5 million | 3.30% | +1,000 | 13F |
| American Financial Group Inc. | 64,327 | 19.45% | $2.7 million | 0.96% | no change | 13F |
| Morgan Stanley | 54,462 | 16.46% | $2.3 million | 0.00% | -496 | 13F |
| Bulldog Investors, LLP | 19,218 | 5.81% | $817,918 | 0.18% | no change | 13F |
| Legal & General Group Plc | 15,140 | 4.58% | $655,259 | 0.00% | no change | 13F |
| Osaic Holdings, Inc. | 400 | 0.12% | $17,024 | 0.00% | no change | 13F |
| Allworth Financial LP | 286 | 0.09% | $12,173 | 0.00% | no change | 13F |
| Wells Fargo & Company | 250 | 0.08% | $10,645 | 0.00% | -1 | 13F |
| UBS Group AG | 130 | 0.04% | $5,533 | 0.00% | -358 | 13F |
| IFG Advisory, LLC | 7 | 0.00% | $298 | 0.00% | 13F | |
| US Bancorp | 3 | 0.00% | $128 | 0.00% | no change | 13F |
| 22NW, LP | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
| Archer Investment Corp | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
| Legacy Wealth Managment, LLC | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
| MAI Capital Management | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
| Raymond James Financial Inc. | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
| Sound Income Strategies, LLC | 0 | 0.00% | $0 | 0.00% | sold out | 13F |
Read more
Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Schedule 13D and 13G filed on the name, last twelve months
| Filed | Schedule | Who | Holding | Of the class | Event date | Rule or purpose | Filing |
|---|---|---|---|---|---|---|---|
| 15 May 2026 | 13G/A | 22NW Fund, LP and 9 others | 43,115 | 2.2% | 31 March 2026 | passive, other (13d-1(d)) | EDGAR |
| 14 May 2026 | 13D/A | David A. Lorber | 248,576 | 12.9% | 12 May 2026 | EDGAR | |
| 2 April 2026 | 13D/A | David A. Lorber and 2 others | 206,511 | 10.3% | 31 March 2026 | Item 4 of the Schedule 13D is hereby amended and supplemented by inserting the following information at the end of Item 4: On March 31, 2026, FrontFour Master Fund, Ltd. (the "Master Fund") made a pro rata in-kind distribution of the 81,662 | EDGAR |