Principal Financial Group Inc. planned insider sales
In the last twelve months insiders at Principal Financial Group Inc. filed 22 Form 144 notices of planned sales, 336,995 shares worth $35.2 million at the time of filing, from 8 sellers. The latest, filed 4 November 2026: Christopher J Littlefield (officer), 51,285 shares worth $6.0 million, planned for around 4 November 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 4 November 2026 | Christopher J Littlefield | Officer | 51,285 | $6.0 million | 4 November 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Options Under a Registered Plan | Form 144 |
| 3 September 2026 | Deanna Strable-Soethout | Officer | 55,140 | $6.1 million | 3 September 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 7 August 2026 | Amy Friedrich | Officer | 35,680 | $4.1 million | 7 August 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 12 June 2026 | Deanna Strable-Soethout | Officer | 30,708 | $3.4 million | 12 June 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 11 June 2026 | Deanna Strable-Soethout | Officer | 19,767 | $2.2 million | 11 June 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 21 May 2026 | Wee Yee Cheong | Officer | 7,534 | $777,239 | 21 May 2026 | 10,745 shares from 20 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 20 May 2026 | Wee Yee Cheong | Officer | 3,211 | $330,922 | 20 May 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 1 May 2026 | Wee Yee Cheong | Officer | 9,183 | $929,892 | 1 May 2026 | 13,920 shares from 30 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 30 April 2026 | Wee Yee Cheong | Officer | 4,737 | $478,481 | 30 April 2026 | 1,080 shares from 29 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 29 April 2026 | Wee Yee Cheong | Officer | 1,080 | $109,082 | 29 April 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 28 April 2026 | George Djurasovic | Officer | 2,571 | $259,240 | 28 April 2026 | 2,572 shares from 28 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 2 March 2026 | Ken McCullum | Officer | 1,616 | $154,199 | 2 March 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 2 March 2026 | Kamal Bhatia | Officer | 2,899 | $276,623 | 2 March 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 25 February 2026 | Ken McCullum | Officer | 3,071 | $291,284 | 25 February 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Stock Units | Form 144 |
| 25 February 2026 | Kamal Bhatia | Officer | 5,570 | $528,314 | 25 February 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Stock Units | Form 144 |
| 29 January 2026 | Deanna Strable-Soethout | Officer | 16,640 | $1.6 million | 29 January 2026 | 16,640 shares from 29 January 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Stock Units | Form 144 |
| 22 January 2026 | Dwight Soethout | Officer | 8,025 | $730,997 | 22 January 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 8 January 2026 | Dwight Soethout | Officer | 300 | $27,264 | 8 January 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 18 December 2025 | Deanna Strable-Soethout | Officer | 68,040 | $6.1 million | 18 December 2025 | 8,325 shares from 8 January 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 10 December 2025 | Kamal Bhatia | Officer | 2,921 | $257,661 | 10 December 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 10 December 2025 | Ken McCullum | Officer | 5,130 | $452,517 | 10 December 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 12 November 2025 | Wee Yee Cheong | Officer | 1,887 | $160,473 | 12 November 2025 | 1,887 shares from 12 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.