Novartis AG 13F holders
1,631 funds reported a position in Novartis AG in their 13F for the quarter ended 30 June 2026, together 135.8 million shares worth $21.28 billion. Against the quarter before, 89 opened a position, 513 added, 560 trimmed and 91 sold out; together they sold a net 8.6 million shares. The largest holders: Fisher Asset Management, LLC, Morgan Stanley and Dimensional Fund Advisors LP.
Funds holding1,631+20 on Q1 2026
Shares they held135.8Mworth $21.28 billion
Net sold on the quarter8.6M sharesabout $1.35 billion at the funds' values
Funds buying to selling602 to 651opened or added, to cut or sold
Opened 89Added 513Held 450Trimmed 560Sold out 91
What each fund did in NVS against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in NVS in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
5,013 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 996 reported a position in Novartis AG: 34 opened one, 279 added, 390 trimmed and 83 sold out, a net 1.2 million shares bought.
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 7 reported a position in Novartis AG in a 13F for the quarter ended 30 June 2026. The largest: FMR LLC, 2.1 million shares worth $322.4 million, 0.0% of its reported book. New this quarter: Millennium Management, Citadel Advisors. In the quarter, 3 funds added or opened a position and 4 trimmed or sold out; together they sold a net 5.3 million shares, about $827.4 million at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| FMR LLC | 2,057,404 | $322.4 million | 0.0% | +364,411 | added | 30 June 2026 | 13F |
| Renaissance Technologies | 788,033 | $123.5 million | 0.2% | -323,800 | trimmed | 30 June 2026 | 13F |
| Dodge & Cox | 759,373 | $119.0 million | 0.1% | -6,208,010 | trimmed | 30 June 2026 | 13F |
| Millennium Management | 758,029 | $118.8 million | 0.1% | +758,029 | new | 30 June 2026 | 13F |
| Citadel Advisors | 320,808 | $50.3 million | 0.0% | +320,808 | new | 30 June 2026 | 13F |
| Point72 Asset Management | 106,157 | $16.6 million | 0.0% | -177,680 | trimmed | 30 June 2026 | 13F |
| Two Sigma Investments | 13,992 | $2.2 million | 0.0% | -13,536 | trimmed | 30 June 2026 | 13F |
Value is what the fund reported.
Read more
Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC | 15,523,378 | 11.43% | $2.43 billion | 0.72% | +1,637,629 | 13F |
| Morgan Stanley | 8,726,827 | 6.43% | $1.37 billion | 0.07% | +199,790 | 13F |
| Dimensional Fund Advisors LP | 8,117,586 | 5.98% | $1.27 billion | 0.23% | +7,470 | 13F |
| Primecap Management Co. | 6,592,124 | 4.85% | $1.03 billion | 0.61% | -975,230 | 13F |
| Loomis Sayles & Co. L P | 5,239,309 | 3.86% | $821.1 million | 1.03% | -186,791 | 13F |
| Bank of America Corp. | 4,909,938 | 3.62% | $769.5 million | 0.05% | -52,856 | 13F |
| Franklin Resources Inc. | 3,251,281 | 2.39% | $509.5 million | 0.11% | -158,663 | 13F |
| BlackRock, Inc. | 3,047,988 | 2.24% | $477.7 million | 0.01% | +98,228 | 13F |
| Goldman Sachs Group Inc. | 2,980,168 | 2.19% | $467.1 million | 0.05% | -3,545,603 | 13F |
| Northern Trust Corp. | 2,792,745 | 2.06% | $437.7 million | 0.05% | +6,517 | 13F |
| Natixis Advisors, LLC | 2,386,527 | 1.76% | $374.0 million | 0.42% | +150,371 | 13F |
| Envestnet Asset Management Inc. | 2,330,979 | 1.72% | $365.3 million | 0.09% | +19,595 | 13F |
| JPMorgan Chase & Co. | 2,264,447 | 1.67% | $356.9 million | 0.02% | +459,771 | 13F |
| Jupiter Topco LLC | 2,221,362 | 1.64% | $348.1 million | 0.14% | first 13F | 13F |
| GQG Partners LLC | 2,151,131 | 1.58% | $337.1 million | 0.63% | -296,141 | 13F |
| FMR LLC | 2,057,404 | 1.51% | $322.4 million | 0.01% | +364,411 | 13F |
| Cullen Capital Management, LLC | 2,033,040 | 1.50% | $318.6 million | 3.13% | -4,922 | 13F |
| Jones Financial Companies Lllp | 1,974,043 | 1.45% | $306.8 million | 0.12% | +152,247 | 13F |
| WCM Investment Management, LLC | 1,904,349 | 1.40% | $300.1 million | 0.54% | +441,169 | 13F |
| Wells Fargo & Company | 1,828,817 | 1.35% | $286.6 million | 0.05% | -66,860 | 13F |
| Raymond James Financial Inc. | 1,801,337 | 1.33% | $282.3 million | 0.08% | -130,536 | 13F |
| Principal Financial Group Inc. | 1,565,796 | 1.15% | $245.4 million | 0.12% | +33,007 | 13F |
| UBS Group AG | 1,184,422 | 0.87% | $185.6 million | 0.03% | -608,731 | 13F |
| Holocene Advisors, LP | 1,037,332 | 0.76% | $162.6 million | 0.37% | new | 13F |
| Chevy Chase Trust Holdings, LLC | 1,033,709 | 0.76% | $162.0 million | 0.42% | -16,085 | 13F |
| Lord, Abbett & Co. LLC | 1,002,335 | 0.74% | $157.1 million | 0.47% | +172,049 | 13F |
| Truist Financial Corp. | 968,701 | 0.71% | $151.8 million | 0.18% | +26,883 | 13F |
| Earnest Partners LLC | 886,634 | 0.65% | $139.0 million | 0.50% | +1,344 | 13F |
| Renaissance Technologies LLC | 788,033 | 0.58% | $123.5 million | 0.17% | -323,800 | 13F |
| Dodge & Cox | 759,373 | 0.56% | $119.0 million | 0.06% | -6,208,010 | 13F |
| Millennium Management LLC | 758,029 | 0.56% | $118.8 million | 0.08% | new | 13F |
| Connor, Clark & Lunn Investment Management Ltd. | 740,532 | 0.55% | $116.1 million | 0.22% | +235,092 | 13F |
| American Century Companies Inc. | 707,061 | 0.52% | $110.8 million | 0.05% | +3,883 | 13F |
| LPL Financial LLC | 666,272 | 0.49% | $104.4 million | 0.02% | +45,845 | 13F |
| Royal Bank of Canada | 638,682 | 0.47% | $100.1 million | 0.02% | +19,972 | 13F |
| Van Eck Associates Corp. | 633,523 | 0.47% | $99.3 million | 0.06% | -258,280 | 13F |
| Sei Investments Co. | 591,566 | 0.44% | $92.7 million | 0.08% | -27,708 | 13F |
| NewEdge Wealth, LLC | 579,486 | 0.43% | $90.8 million | 0.92% | +32,981 | 13F |
| Harding Loevner LP | 578,234 | 0.43% | $90.5 million | 0.85% | -6,021 | 13F |
| Bristol John W & Co. Inc. | 557,777 | 0.41% | $87.4 million | 1.29% | -4,060 | 13F |
| Creative Planning | 546,659 | 0.40% | $85.7 million | 0.05% | +17,845 | 13F |
| CIBC Bancorp USA Inc. | 524,073 | 0.39% | $82.1 million | 0.10% | -13,740 | 13F |
| Ameriprise Financial Inc. | 508,398 | 0.37% | $79.7 million | 0.02% | -24,156 | 13F |
| Harvest Portfolios Group Inc. | 457,045 | 0.34% | $71.6 million | 1.01% | +2,364 | 13F |
| Assetmark, Inc. | 442,978 | 0.33% | $69.4 million | 0.12% | +39,204 | 13F |
| Corient Private Wealth LP | 437,208 | 0.32% | $68.5 million | 0.10% | -3,318 | 13F |
| TCTC Holdings, LLC | 393,932 | 0.29% | $61.7 million | 1.62% | +68 | 13F |
| Quantinno Capital Management LP | 386,332 | 0.28% | $60.5 million | 0.07% | +45,604 | 13F |
| Charles Schwab Investment Management Inc. | 384,386 | 0.28% | $60.2 million | 0.01% | +38,976 | 13F |
| BNP Paribas Financial Markets | 379,597 | 0.28% | $59.5 million | 0.03% | +258,557 | 13F |
The 50 largest of the 1,631 funds that reported a position in NVS in their 13F for the quarter ended 30 June 2026, by the value each reported.
Read more
Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on NVS
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Calls | 484,700 | $76.0 million | 30 June 2026 | 13F |
| Citadel Advisors | Puts | 228,800 | $35.9 million | 30 June 2026 | 13F |
| Point72 Asset Management | Puts | 158,400 | $24.8 million | 30 June 2026 | 13F |
| Point72 Asset Management | Calls | 54,000 | $8.5 million | 30 June 2026 | 13F |
| Millennium Management | Puts | 21,400 | $3.4 million | 30 June 2026 | 13F |
| Millennium Management | Calls | 21,200 | $3.3 million | 30 June 2026 | 13F |
| Two Sigma Investments | Calls | 1,300 | $203,736 | 30 June 2026 | 13F |
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
Read more
They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
| Filed | Schedule | Who | Holding | Of the class | Event date | Rule or purpose | Filing |
|---|---|---|---|---|---|---|---|
| 27 October 2026 | 13G/A | BlackRock, Inc. and 1 other | 145.2 million | 7.1% | 30 September 2026 | passive, institutional (13d-1(b)) | EDGAR |
A Schedule 13D is filed by anyone who crosses 5% of a class with intent to influence; a 13G by a passive holder.
Read more
Amendments (/A) report a change, including an exit to zero. Holding and percentage are as the filer stated them on the cover page; the purpose is the filer's own words, cut short. 13D and 13GFails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 14 October 2026 | 50 | $142.41 | SEC |
| 9 October 2026 | 319 | $143.11 | SEC |
| 21 September 2026 | 691 | $140.37 | SEC |
| 10 September 2026 | 41,500 | $137.48 | SEC |
| 4 September 2026 | 1,749 | $163.09 | SEC |
| 2 September 2026 | 60 | $161.25 | SEC |
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.