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Novavax Inc. 13F holders

268 funds reported a position in Novavax Inc. in their 13F for the quarter ended 30 June 2026, together 117.4 million shares worth $1.11 billion. Against the quarter before, 35 opened a position, 76 added, 86 trimmed and 30 sold out; together they bought a net 1.1 million shares. The largest holders: Shah Capital Management, BlackRock, Inc. and State Street Corp.

Funds holding268+10 on Q1 2026
Shares they held117.4Mworth $1.11 billion
Net bought on the quarter1.1M sharesabout $10.5 million at the funds' values
Funds buying to selling111 to 116opened or added, to cut or sold
Opened 35Added 76Held 66Trimmed 86Sold out 30
Opened: 35 fundsAdded: 76 fundsHeld: 66 fundsTrimmed: 86 fundsSold out: 30 funds

What each fund did in NVAX against its 13F for the quarter before; a change under 0.1% of a holding counts as held

Q3 2024: 237 funds, 93.9 million shares237Q3 2024Q4 2024: 234 funds, 102.7 million shares234Q4 2024Q1 2025: 246 funds, 98.7 million shares246Q1 2025Q2 2025: 251 funds, 101.7 million shares251Q2 2025Q3 2025: 249 funds, 103.3 million shares249Q3 2025Q4 2025: 235 funds, 116.6 million shares235Q4 2025Q1 2026: 258 funds, 116.7 million shares258Q1 2026Q2 2026: 268 funds, 117.4 million shares268Q2 2026

Funds reporting a position in NVAX in their 13F, each quarter; hover a bar for the shares they held

Filed so far for the quarter to 30 September 2026

2,671 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 40 reported a position in Novavax Inc.: 1 opened one, 10 added, 11 trimmed and 6 sold out, a net 2.0 million shares sold.

FundChange in sharesShares nowStatusFiling
Shah Capital Management-1,992,09612,173,481trimmed13F
Oppenheimer & Co. Inc.-36,81057,949trimmed13F
Y-Intercept (Hong Kong) Ltd+35,13170,973added13F
Wealth Enhancement Advisory Services, LLC-20,26311,124trimmed13F
Independent Financial Group, LLC+19,15347,328added13F
TSP Capital Management Group, LLC+13,0001,432,365added13F
Vontobel Holding Ltd.+5,39565,260added13F
SBI Securities Co., Ltd.-3,25327,392trimmed13F
Abel Hall, LLC-1,89215,701trimmed13F
IFP Advisors, Inc-1,001769trimmed13F
Farther Finance Advisors, LLC-530997trimmed13F
Valley National Advisers Inc.+500647added13F
Nisa Investment Advisors, LLC+4244,768added13F
Signaturefd, LLC-3577,238trimmed13F
J. Safra Sarasin Holding AG+30813,305added13F
GF Fund Management Co. Ltd+3063,755added13F
SJS Investment Consulting Inc.+278579added13F
Gamma Investing LLC+2711,223added13F
Sterling Capital Management LLC-1042,969trimmed13F
Canton Hathaway, LLC+7575new13F
Physician Wealth Advisors, Inc.-454trimmed13F
Versant Capital Management, Inc-11669trimmed13F
Bulwark Capital Corp-6100sold out13F
Essential Partners LLC-8560sold out13F
Stone House Investment Management, LLC-440sold out13F

The largest moves in the name among the funds that have filed, against each fund's previous 13F.

The well-known funds

Of the 44 funds followed here, 8 reported a position in Novavax Inc. in a 13F for the quarter ended 30 June 2026. The largest: Geode Capital Management, 4.2 million shares worth $39.6 million, 0.0% of its reported book. In the quarter, 5 funds added or opened a position and 2 trimmed or sold out; together they bought a net 1.5 million shares, about $14.4 million at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.

FundSharesValueOf its bookChange on the quarterStatusQuarter endedFiling
Geode Capital Management4,207,370$39.6 million0.0%+308,957added30 June 202613F
Two Sigma Investments4,091,043$38.5 million0.0%+3,476,244added30 June 202613F
Coatue Management3,836,986$36.1 million0.1%no changeheld30 June 202613F
Millennium Management1,768,163$16.7 million0.0%-2,084,382trimmed30 June 202613F
Citadel Advisors1,695,313$16.0 million0.0%+571,567added30 June 202613F
Point72 Asset Management664,286$6.3 million0.0%-853,925trimmed30 June 202613F
FMR LLC608,904$5.7 million0.0%+108,087added30 June 202613F
Renaissance Technologies501,783$4.7 million0.0%+4,400added30 June 202613F
Value is what the fund reported.
Read moreChange is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.

The largest holders

FundSharesShare of allValueOf its bookChange in sharesFiling
Shah Capital Management14,165,57712.07%$133.4 million25.36%-679,52013F
BlackRock, Inc.13,946,88111.88%$131.4 million0.00%+1,102,56213F
State Street Corp.11,740,55010.00%$110.6 million0.00%+2,770,03213F
Vanguard Portfolio Management LLC7,607,9966.48%$71.7 million0.00%+456,37113F
Vanguard Capital Management LLC7,257,4496.18%$68.4 million0.00%+127,30213F
Sanofi6,880,4815.86%$64.8 million12.14%no change13F
D. E. Shaw & Co., Inc.5,650,9054.81%$53.2 million0.04%-2,058,95313F
Geode Capital Management, LLC4,207,3703.58%$39.6 million0.00%+308,95713F
Two Sigma Investments, LP4,091,0433.48%$38.5 million0.03%+3,476,24413F
Coatue Management LLC3,836,9863.27%$36.1 million0.07%no change13F
Bank of America Corp.3,416,2352.91%$32.2 million0.00%-3,220,97813F
Goldman Sachs Group Inc.3,007,7562.56%$28.3 million0.00%+1,598,31013F
UBS Group AG1,869,6591.59%$17.6 million0.00%-2,608,04213F
Millennium Management LLC1,768,1631.51%$16.7 million0.01%-2,084,38213F
Citadel Advisors LLC1,695,3131.44%$16.0 million0.01%+571,56713F
Allianz Asset Management GmbH1,579,2001.35%$14.9 million0.01%-280,65413F
Northern Trust Corp.1,448,1081.23%$13.6 million0.00%-61,21813F
TSP Capital Management Group, LLC1,419,3651.21%$13.4 million3.20%new13F
Charles Schwab Investment Management Inc.1,346,6071.15%$12.7 million0.00%-26,89813F
Vanguard Fiduciary Trust Co.1,085,1000.92%$10.2 million0.00%-22,08613F
Jupiter Asset Management Ltd1,070,2320.91%$10.1 million0.05%new13F
AQR Capital Management LLC902,6500.77%$8.5 million0.00%+790,59313F
Bank of New York Mellon Corp849,7180.72%$8.0 million0.00%+68,92113F
Federated Hermes, Inc.703,0060.60%$6.6 million0.01%+698,25313F
Point72 Asset Management, L.P.664,2860.57%$6.3 million0.01%-853,92513F
Marshall Wace, LLP652,7730.56%$6.1 million0.01%-513,42413F
FMR LLC608,9040.52%$5.7 million0.00%+108,08713F
Monaco Asset Management SAM577,4640.49%$5.4 million2.02%-120,13613F
Edgestream Partners, L.P.559,7960.48%$5.3 million0.16%+39,66113F
Citigroup Inc.513,2010.44%$4.8 million0.00%+472,34713F
Susquehanna International Group, LLP506,0830.43%$4.8 million0.00%-328,75913F
Renaissance Technologies LLC501,7830.43%$4.7 million0.01%+4,40013F
Morgan Stanley466,4560.40%$4.4 million0.00%-105,57813F
Trexquant Investment LP461,7420.39%$4.3 million0.03%new13F
Dimensional Fund Advisors LP396,7110.34%$3.7 million0.00%+384,86413F
First Trust Advisors LP385,6990.33%$3.6 million0.00%-23,62913F
Nuveen, LLC346,4150.30%$3.3 million0.00%+22,90913F
Group One Trading LLC283,8210.24%$2.7 million0.08%-58,24313F
Algert Global LLC277,9900.24%$2.6 million0.03%new13F
Swiss National Bank277,9000.24%$2.6 million0.00%+5,80013F
UBS AM, a distinct business unit of UBS Asset Management Americas LLC242,2290.21%$2.3 million0.00%-19,03713F
Quantinno Capital Management LP236,9090.20%$2.2 million0.00%+201,55013F
Invesco Ltd.236,0040.20%$2.2 million0.00%-28,85013F
Price T Rowe Associates Inc.229,1930.20%$2.2 million0.00%+48,72513F
Rafferty Asset Management, LLC208,6960.18%$2.0 million0.00%-39,71713F
Jump Financial, LLC204,8150.17%$1.9 million0.02%+183,51513F
Rhumbline Advisers204,6650.17%$1.9 million0.00%+15,06513F
Schonfeld Strategic Advisors LLC194,5670.17%$1.8 million0.01%+104,65413F
Headlands Technologies LLC190,5470.16%$1.8 million0.19%+87213F
XTX Topco Ltd167,1660.14%$1.6 million0.02%new13F
The 50 largest of the 268 funds that reported a position in NVAX in their 13F for the quarter ended 30 June 2026, by the value each reported.
Read moreShare of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?

Options the funds reported on NVAX

FundOptionShares under the optionsValue of those sharesQuarter endedFiling
Citadel AdvisorsPuts1,635,800$15.4 million30 June 202613F
Citadel AdvisorsCalls479,700$4.5 million30 June 202613F
Point72 Asset ManagementCalls100,000$942,00030 June 202613F
Millennium ManagementCalls22,500$211,95030 June 202613F
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
Read moreThey are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.

Schedule 13D and 13G filed on the name, last twelve months

FiledScheduleWhoHoldingOf the classEvent dateRule or purposeFiling
16 October 202613GShah Capital Management and 5 others10.7 million6.5%16 October 2026passive, under 20% (13d-1(c))EDGAR
16 October 202613D/AShah Capital Management and 2 others10.7 million6.5%16 October 2026Effective as of October 16, 2026, Shah Capital filed a Form ADV-W to voluntarily withdraw its registration as an investment adviser with the U.S. Securities and Exchange Commission. Consequently, Shah Capital no longer operates as a registeEDGAR
7 August 202613GState Street Corporation and 1 other11.7 million7.1%30 June 2026passive, institutional (13d-1(b))EDGAR
15 May 202613D/AShah Capital Management and 2 others14.8 million9.0%14 May 2026Item 4 is hereby amended to add the following: On May 14, 2026, the Reporting Persons sent a presentation (the "Elevating Novavax Presentation") to the board of directors of the Issuer (the "Board") outlining what they believe to be the faiEDGAR
30 April 202613GVanguard Capital Management and 1 other8.3 million5.1%31 March 2026passive, institutional (13d-1(b))EDGAR
27 April 202613G/ABank Of America Corp and 1 other6.7 million4.1%31 March 2026passive, institutional (13d-1(b))EDGAR
8 April 202613D/AShah Capital Management and 2 others14.8 million9.1%8 April 2026Item 4 is hereby amended to add the following: On April 8, 2026, the Reporting Persons sent a letter (the "Shah Capital Open Letter") to the board of directors of the Issuer (the "Board") declaring a notice of intention to vote against BoarEDGAR
27 March 202613G/AThe Vanguard Group and 1 other00.0%13 March 2026passive, institutional (13d-1(b))EDGAR
11 February 202613GBank Of America Corp and 1 other8.3 million5.1%31 December 2025passive, institutional (13d-1(b))EDGAR
9 February 202613GState Street Corporation and 1 other9.5 million5.9%31 December 2025passive, institutional (13d-1(b))EDGAR
12 November 202513D/AShah Capital Management and 2 others13.5 million8.3%10 November 2025Item 4 is hereby amended to add the following: On November 12, 2025, the Reporting Persons sent a letter (the "Shah Capital NVAX BOD Letter") to the board of directors of the Issuer (the "Board") reiterating their frustration with the IssueEDGAR
A Schedule 13D is filed by anyone who crosses 5% of a class with intent to influence; a 13G by a passive holder.
Read moreAmendments (/A) report a change, including an exit to zero. Holding and percentage are as the filer stated them on the cover page; the purpose is the filer's own words, cut short. 13D and 13G

Fails to deliver

Settlement dateShares failedPriceFile
25 September 2026369$10.60SEC
22 September 202658,330$10.41SEC
18 September 20264,908$10.00SEC
11 September 202611$9.30SEC
10 September 202631,935$9.85SEC
9 September 20266,693$10.19SEC
8 September 202611,319$10.22SEC
3 September 2026207$10.32SEC
2 September 202617,585$10.12SEC
31 August 20264,202$9.26SEC
28 August 2026606,892$9.05SEC
27 August 2026266$9.21SEC
26 August 2026109,852$9.44SEC
25 August 202665,416$8.86SEC
24 August 202663,003$8.94SEC
21 August 2026113,764$8.42SEC
19 August 2026223$7.93SEC
17 August 202696,295$8.05SEC
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.
Read moreLargest in the window: 606,892 on 28 August 2026. A fail is an operational fact about settlement, not a position.