Nuvation Bio Inc. planned insider sales
In the last twelve months insiders at Nuvation Bio Inc. filed 15 Form 144 notices of planned sales, 1.4 million shares worth $9.1 million at the time of filing, from 6 sellers. The latest, filed 19 August 2026: Gary Hattersley (officer), 100,000 shares worth $696,000, planned for around 19 August 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 19 August 2026 | Gary Hattersley | Officer | 100,000 | $696,000 | 19 August 2026 | 100,000 shares from 19 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 23 June 2026 | Philippe Sauvage | Officer | 47,668 | $274,568 | 23 June 2026 | 47,668 shares from 23 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 23 June 2026 | Kerry Wentworth | Officer | 63,000 | $362,880 | 23 June 2026 | 63,000 shares from 23 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 23 June 2026 | Stacy Markel | Officer | 125,000 | $720,000 | 23 June 2026 | 125,000 shares from 23 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 17 April 2026 | Kerry Wentworth | Officer | 36,750 | $176,768 | 17 April 2026 | 36,750 shares from 17 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 17 April 2026 | Dongfang Liu | Officer | 50,000 | $240,500 | 17 April 2026 | 50,000 shares from 17 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 6 April 2026 | Kerry Wentworth | Officer | 200,000 | $882,000 | 6 April 2026 | 200,000 shares from 6 April 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of Stock Options | Form 144 |
| 1 December 2025 | Dongfang Liu | Officer | 150,000 | $1.2 million | 1 December 2025 | 150,000 shares from 1 December 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 26 November 2025 | Dongfang Liu | Officer | 10,000 | $80,000 | 26 November 2025 | 20,000 shares from 25 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 25 November 2025 | Dongfang Liu | Officer | 10,000 | $75,000 | 25 November 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 20 November 2025 | Dongfang Liu | Officer | 20,000 | $140,074 | 20 November 2025 | 35,000 shares from 19 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 20 November 2025 | Gary Hattersley | Officer | 369,051 | $2.7 million | 20 November 2025 | 369,051 shares from 20 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 19 November 2025 | Dongfang Liu | Officer | 15,000 | $76,552 | 19 November 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 19 November 2025 | David Hanley | Officer | 200,000 | $1.4 million | 19 November 2025 | 200,000 shares from 19 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
| 17 November 2025 | Dongfang Liu | Officer | 15,000 | $71,475 | 17 November 2025 | 15,000 shares from 17 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Exercise of options under a registered plan | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.