Neptune Insurance Holdings Inc. planned insider sales
In the last twelve months insiders at Neptune Insurance Holdings Inc. filed 5 Form 144 notices of planned sales, 3.8 million shares worth $125.5 million at the time of filing, from 5 sellers. The latest, filed 2 October 2026: Matthew Duffy (officer), 165,570 shares worth $4.5 million, planned for around 2 October 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 2 October 2026 | Matthew Duffy | Officer | 165,570 | $4.5 million | 2 October 2026 | 165,570 shares from 2 October 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock Units | Form 144 |
| 14 September 2026 | Jonathan Winant Carlon | Director of Corporate Development | 50,000 | $1.6 million | 14 September 2026 | 50,000 shares from 14 September 2026 | J.P. Morgan Securities LLC | Stock Option Exercise | Form 144 |
| 12 August 2026 | James Steiner | Director and Chief Financial Officer | 100,000 | $3.2 million | 12 August 2026 | 100,000 shares from 12 August 2026 | Merrill Lynch | Employer Grant | Form 144 |
| 29 July 2026 | Bsiv Hold 101, LP | 10% Stockholder | 1,632,160 | $54.2 million | 29 July 2026 | 1,632,160 shares from 29 July 2026 | Morgan Stanley & Co. LLC | Converted from convertible preferred stock acquired in a private placement. | Form 144 |
| 29 July 2026 | FTV Vii, L.P. | 10% Stockholder | 1,867,840 | $62.0 million | 29 July 2026 | 1,867,840 shares from 29 July 2026 | Morgan Stanley & Co. LLC | Converted from convertible preferred stock acquired in a private placement. | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.