Live Oak Bancshares, Inc. planned insider sales
In the last twelve months insiders at Live Oak Bancshares, Inc. filed 51 Form 144 notices of planned sales, 544,912 shares worth $20.7 million at the time of filing, from 9 sellers. The latest, filed 26 October 2026: Seward Gregory W (officer), 5,000 shares worth $176,550, planned for around 26 October 2026 through Fidelity Brokerage Services LLC.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 26 October 2026 | Seward Gregory W | Officer | 5,000 | $176,550 | 26 October 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Restricted Stock Vesting | Form 144 |
| 10 September 2026 | Mahan James S Iii | Officer, Director | 10,000 | $387,485 | 10 September 2026 | 20,000 shares from 9 September 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 9 September 2026 | Mahan James S Iii | Officer, Director | 10,000 | $386,312 | 9 September 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 3 September 2026 | Bradford Tonya Williams | Director | 1,600 | $63,824 | 3 September 2026 | 1,600 shares from 3 September 2026 | Fidelity Brokerage Services LLC | Restricted Stock Vesting | Form 144 |
| 3 September 2026 | Mahan James S Iii | Officer, Director | 10,000 | $398,900 | 3 September 2026 | 20,000 shares from 2 September 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 2 September 2026 | Mahan James S Iii | Officer, Director | 10,000 | $390,000 | 2 September 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 27 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $396,590 | 27 August 2026 | 20,000 shares from 26 August 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 26 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $399,878 | 26 August 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 20 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $405,500 | 20 August 2026 | 20,000 shares from 19 August 2026 | Fidelity Brokerage Services LLC | PRE IPO shares | Form 144 |
| 19 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $427,800 | 19 August 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Pre IPO Shares | Form 144 |
| 13 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $432,000 | 13 August 2026 | 20,000 shares from 12 August 2026 | Fidelity Brokerage Services LLC | Pre IPO Shares | Form 144 |
| 12 August 2026 | Mahan James S Iii | Officer, Director | 10,000 | $427,800 | 12 August 2026 | None on Form 4 yet | Fidelity Brokerage Services LLC | Pre IPO Shares | Form 144 |
| 4 August 2026 | Lucht David G | Affiliate | 2,000 | $87,258 | 4 August 2026 | 2,000 shares from 4 August 2026 | Charles Schwab & Co., Inc. | Restricted Stock Award | Form 144 |
| 28 July 2026 | Moroz Mark Michael | Officer | 6,100 | $257,298 | 28 July 2026 | 6,100 shares from 28 July 2026 | Charles Schwab Corp. | Restricted Stock Award | Form 144 |
| 27 July 2026 | Lucht David G | Director | 3,000 | $126,351 | 27 July 2026 | 3,000 shares from 27 July 2026 | CHARLES SCHWAB & CO | RESTRICTED STOCK AWARD | Form 144 |
| 24 June 2026 | Williams William L. Iii | Director | 33,600 | $1.3 million | 24 June 2026 | 33,600 shares from 24 June 2026 | THE CHARLES SCHWAB CORPORATION | OPEN MARKET | Form 144 |
| 11 June 2026 | Mahan James S Iii | Officer, Director | 10,000 | $381,851 | 11 June 2026 | 20,000 shares from 10 June 2026 | Fidelity Brokerage Services LLC | PRE IPO shares | Form 144 |
| 10 June 2026 | Mahan James S Iii | Officer, Director | 10,000 | $387,322 | 10 June 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 4 June 2026 | Mahan James S Iii | Officer, Director | 10,000 | $367,000 | 4 June 2026 | 20,000 shares from 3 June 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 3 June 2026 | Mahan James S Iii | Officer, Director | 10,000 | $364,671 | 3 June 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 28 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $372,481 | 28 May 2026 | 20,000 shares from 27 May 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 27 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $380,200 | 27 May 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Pre IPO Shares | Form 144 |
| 21 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $365,500 | 21 May 2026 | 20,000 shares from 20 May 2026 | Fidelity Brokerage Services LLC | Pre IPO Shares | Form 144 |
| 20 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $363,000 | 20 May 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 14 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $362,263 | 14 May 2026 | 20,000 shares from 13 May 2026 | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 13 May 2026 | Mahan James S Iii | Officer, Director | 10,000 | $363,700 | 13 May 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Pre-IPO Shares | Form 144 |
| 30 April 2026 | Derraik Renato | Officer | 75,000 | $2.8 million | 30 April 2026 | 75,000 shares from 30 April 2026 | Fidelity Brokerage Services LLC | Restricted Stock Vesting | Form 144 |
| 12 March 2026 | Mahan James S Iii | Officer, Director | 10,000 | $322,500 | 12 March 2026 | 20,000 shares from 11 March 2026 | Fidelity Brokerage Services LLC | Open Market Purchase; Pre-IPO Shares | Form 144 |
| 11 March 2026 | Mahan James S Iii | Officer, Director | 10,000 | $329,100 | 11 March 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 5 March 2026 | Mahan James S Iii | Officer, Director | 10,000 | $361,900 | 5 March 2026 | 20,000 shares from 4 March 2026 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 4 March 2026 | Mahan James S Iii | Officer, Director | 10,000 | $367,000 | 4 March 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 2 March 2026 | Seward Gregory W | Officer | 3,000 | $110,098 | 2 March 2026 | 3,000 shares from 2 March 2026 | Fidelity Brokerage Services LLC | Restricted Stock Vesting | Form 144 |
| 2 March 2026 | Phifer Walter J | Officer | 4,712 | $172,379 | 2 March 2026 | 4,712 shares from 2 March 2026 | Fidelity Brokerage Services LLC | Restricted Stock Vesting | Form 144 |
| 26 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $393,617 | 26 February 2026 | 20,000 shares from 25 February 2026 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 25 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $393,218 | 25 February 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 19 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $396,300 | 19 February 2026 | 20,000 shares from 18 February 2026 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 18 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $408,300 | 18 February 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 12 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $414,000 | 12 February 2026 | 20,000 shares from 11 February 2026 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 11 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $415,600 | 11 February 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 5 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $402,140 | 5 February 2026 | 20,000 shares from 4 February 2026 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 4 February 2026 | Mahan James S Iii | Officer, Director | 10,000 | $410,100 | 4 February 2026 | No matching Form 4 sale | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 26 January 2026 | Spencer Courtney | Officer | 9,700 | $378,346 | 26 January 2026 | 9,700 shares from 26 January 2026 | Fidelity Brokerage Services LLC | Option Granted - 02/16/2016 | Form 144 |
| 19 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $361,759 | 19 December 2025 | 10,000 shares from 19 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 17 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $359,724 | 17 December 2025 | 10,000 shares from 17 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 12 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $354,900 | 12 December 2025 | 10,000 shares from 12 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 10 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $343,307 | 10 December 2025 | 10,000 shares from 10 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 5 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $326,900 | 5 December 2025 | 10,000 shares from 5 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 3 December 2025 | Mahan James S Iii | Officer, Director | 10,000 | $330,467 | 3 December 2025 | 10,000 shares from 3 December 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 28 November 2025 | Mahan James S Iii | Officer, Director | 10,000 | $320,459 | 28 November 2025 | 10,000 shares from 28 November 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 26 November 2025 | Mahan James S Iii | Officer, Director | 10,000 | $321,748 | 26 November 2025 | 10,000 shares from 26 November 2025 | Fidelity Brokerage Services LLC | Open Market Purchase | Form 144 |
| 19 November 2025 | Seward Gregory W | Officer | 1,200 | $36,242 | 19 November 2025 | 1,200 shares from 19 November 2025 | Fidelity Brokerage Services LLC | Option Granted 11/19/2015 | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.