Lumentum Holdings Inc. planned insider sales
In the last twelve months insiders at Lumentum Holdings Inc. filed 65 Form 144 notices of planned sales, 233,320 shares worth $177.5 million at the time of filing, from 13 sellers. The latest, filed 1 October 2026: Wajid Ali (officer), 24,542 shares worth $25.7 million, planned for around 1 October 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Sold, per Form 4 | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|---|
| 1 October 2026 | Wajid Ali | Officer | 24,542 | $25.7 million | 1 October 2026 | 24,542 shares from 1 October 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 29 September 2026 | Wupen Yuen | Officer | 307 | $290,115 | 29 September 2026 | 807 shares from 28 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 28 September 2026 | Wupen Yuen | Officer | 500 | $474,250 | 28 September 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 25 September 2026 | Wupen Yuen | Officer | 500 | $467,875 | 25 September 2026 | 1,000 shares from 24 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 24 September 2026 | Wupen Yuen | Officer | 500 | $460,535 | 24 September 2026 | 500 shares from 23 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 23 September 2026 | Wupen Yuen | Officer | 500 | $473,280 | 23 September 2026 | 500 shares from 22 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 22 September 2026 | Wupen Yuen | Officer | 500 | $467,775 | 22 September 2026 | 500 shares from 21 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 21 September 2026 | Wupen Yuen | Officer | 500 | $479,635 | 21 September 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 September 2026 | Wupen Yuen | Officer | 500 | $460,000 | 18 September 2026 | 1,000 shares from 17 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 September 2026 | Wupen Yuen | Officer | 500 | $466,725 | 17 September 2026 | 500 shares from 16 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 16 September 2026 | Wupen Yuen | Officer | 500 | $428,415 | 16 September 2026 | 500 shares from 15 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 15 September 2026 | Wupen Yuen | Officer | 500 | $420,755 | 15 September 2026 | 500 shares from 14 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 14 September 2026 | Wupen Yuen | Officer | 500 | $431,070 | 14 September 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares; Restricted Stock | Form 144 |
| 11 September 2026 | Wupen Yuen | Officer | 500 | $472,205 | 11 September 2026 | 1,000 shares from 10 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 10 September 2026 | Wupen Yuen | Officer | 500 | $480,720 | 10 September 2026 | 500 shares from 9 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 9 September 2026 | Wupen Yuen | Officer | 500 | $489,270 | 9 September 2026 | 500 shares from 8 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 8 September 2026 | Wupen Yuen | Officer | 500 | $447,995 | 8 September 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 4 September 2026 | Wupen Yuen | Officer | 500 | $430,000 | 4 September 2026 | 1,000 shares from 3 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 3 September 2026 | Wupen Yuen | Officer | 500 | $435,005 | 3 September 2026 | 500 shares from 2 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 2 September 2026 | Wupen Yuen | Officer | 500 | $432,245 | 2 September 2026 | 500 shares from 1 September 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 1 September 2026 | Wupen Yuen | Officer | 500 | $450,520 | 1 September 2026 | 500 shares from 31 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 31 August 2026 | Wupen Yuen | Officer | 500 | $447,500 | 31 August 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares; Restricted Stock | Form 144 |
| 28 August 2026 | Wupen Yuen | Officer | 500 | $470,475 | 28 August 2026 | 1,000 shares from 27 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 27 August 2026 | Wupen Yuen | Officer | 500 | $479,330 | 27 August 2026 | 500 shares from 26 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 27 August 2026 | Michael Edward Hurlston | Officer, Director | 548 | $525,346 | 27 August 2026 | 548 shares from 27 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 26 August 2026 | Wupen Yuen | Officer | 500 | $441,075 | 26 August 2026 | 500 shares from 25 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 25 August 2026 | Wupen Yuen | Officer | 500 | $428,322 | 25 August 2026 | 500 shares from 24 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 25 August 2026 | Jae Kim | Officer | 12,000 | $10.2 million | 25 August 2026 | 12,000 shares from 25 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares; Restricted Stock | Form 144 |
| 25 August 2026 | Vincent D Retort | Officer | 38,663 | $33.0 million | 25 August 2026 | 38,663 shares from 25 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance and Restricted Stock | Form 144 |
| 24 August 2026 | Wupen Yuen | Officer | 500 | $412,120 | 24 August 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance and Restricted Stock | Form 144 |
| 21 August 2026 | Wupen Yuen | Officer | 500 | $449,075 | 21 August 2026 | 2,000 shares from 20 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares | Form 144 |
| 20 August 2026 | Wupen Yuen | Officer | 1,500 | $1.2 million | 20 August 2026 | None on Form 4 yet | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock and Performance Shares | Form 144 |
| 20 August 2026 | Jae Kim | Officer | 1,904 | $1.6 million | 20 August 2026 | 1,904 shares from 20 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 20 August 2026 | Vincent D Retort | Officer | 2,483 | $2.1 million | 20 August 2026 | 2,483 shares from 20 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 August 2026 | Jae Kim | Officer | 1,366 | $1.2 million | 18 August 2026 | 1,366 shares from 18 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 August 2026 | Vincent D Retort | Officer | 3,183 | $2.9 million | 18 August 2026 | 3,183 shares from 18 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 2 June 2026 | Isaac H Harris | Director | 1,416 | $1.4 million | 2 June 2026 | 1,416 shares from 2 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 29 May 2026 | Isaac H Harris | Officer, Director | 4,000 | $3.4 million | 29 May 2026 | 4,000 shares from 29 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 May 2026 | Jae Kim | Officer | 1,422 | $1.4 million | 18 May 2026 | 1,422 shares from 18 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Employee Stock Purchase Plan; Restricted Stock | Form 144 |
| 18 May 2026 | Wajid Ali | Officer | 2,487 | $2.4 million | 18 May 2026 | 2,487 shares from 18 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 May 2026 | Vincent D Retort | Officer | 3,183 | $3.0 million | 18 May 2026 | 3,183 shares from 18 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 May 2026 | Wupen Yuen | Officer | 3,210 | $3.1 million | 18 May 2026 | 3,210 shares from 18 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 15 May 2026 | Pamela Fletcher | Director | 1,578 | $1.5 million | 15 May 2026 | 3,155 shares from 14 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 14 May 2026 | Pamela Fletcher | Director | 1,577 | $1.6 million | 14 May 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 11 May 2026 | Jae Kim | Officer | 1,933 | $1.8 million | 11 May 2026 | 1,933 shares from 11 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance Shares; Restricted Stock | Form 144 |
| 11 May 2026 | Brian Lillie | Director | 12,000 | $11.8 million | 11 May 2026 | 12,000 shares from 11 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 8 May 2026 | Ian Small | Director | 3,500 | $3.2 million | 8 May 2026 | 8,454 shares from 8 May 2026 | Merrill Lynch | Stock Bonus | Form 144 |
| 8 May 2026 | Matthew Sepe | Officer | 6,279 | $5.5 million | 8 May 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Employee Stock Purchase Plan; Performance Shares; Restricted Stock | Form 144 |
| 27 February 2026 | Wajid Ali | Officer | 5,302 | $3.7 million | 27 February 2026 | 5,302 shares from 27 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 February 2026 | Matthew Sepe | Officer | 1,445 | $860,671 | 18 February 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 February 2026 | Matthew Sepe | Officer | 2,705 | $1.6 million | 17 February 2026 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 February 2026 | Wupen Yuen | Officer | 3,157 | $1.7 million | 17 February 2026 | 3,157 shares from 17 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 February 2026 | Vincent D Retort | Officer | 3,441 | $1.9 million | 17 February 2026 | 3,441 shares from 17 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 12 February 2026 | Penelope Herscher | Director | 4,000 | $2.4 million | 12 February 2026 | 4,000 shares from 12 February 2026 | UBS Financial Services Inc | RSU Vesting; RSU vesting | Form 144 |
| 12 February 2026 | Vincent D Retort | Officer | 45,026 | $26.6 million | 12 February 2026 | 45,026 shares from 12 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Performance and Restricted Stock | Form 144 |
| 6 February 2026 | Penelope Herscher | Director | 4,849 | $2.6 million | 6 February 2026 | 4,849 shares from 6 February 2026 | UBS Financial Services Inc | RSU vesting | Form 144 |
| 20 November 2025 | Harold Covert Jr | Former Director | 3,313 | $796,622 | 20 November 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 19 November 2025 | Wupen Yuen | Officer | 822 | $212,865 | 19 November 2025 | 1,643 shares from 18 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 19 November 2025 | Pamela Fletcher | Director | 3,421 | $935,762 | 19 November 2025 | 3,421 shares from 19 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 18 November 2025 | Jae Kim | Officer | 170 | $41,820 | 18 November 2025 | 1,537 shares from 17 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Employee Stock Purchase Plan | Form 144 |
| 18 November 2025 | Wupen Yuen | Officer | 821 | $201,966 | 18 November 2025 | 821 shares from 17 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 November 2025 | Pamela Fletcher | Director | 579 | $144,750 | 17 November 2025 | 579 shares from 17 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 November 2025 | Wupen Yuen | Officer | 821 | $192,229 | 17 November 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 November 2025 | Jae Kim | Officer | 1,367 | $320,069 | 17 November 2025 | No matching Form 4 sale | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 10 November 2025 | Julia S Johnson | Director | 10,000 | $2.7 million | 10 November 2025 | 10,000 shares from 10 November 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.