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Warberg Asset Management LLC

CIK 1597506 · latest 13F filed 11 August 2026 · Read the filing on EDGAR

Warberg Asset Management LLC reported 119 US-listed holdings worth $99.8 million in its 13F for the quarter ended 30 June 2026, filed 11 August 2026. Its largest: Nextnav Inc. (15.4%), Cornerstone Strategic Value (13.9%) and Hewlett Packard Enterprise C (11.7%). Against the quarter before, it opened 34 positions, added to 14, trimmed 37 and sold out of 56.

Reported holdings$99.8M+13.2% on Q1 2026
Positions119-22 on Q1 2026
The largest ten64.8%of its reported holdings
Latest 13FQ2 2026filed 11 August 2026
Where the money is
OpenedAdded toTrimmed
NN15.4%CLM13.9%HPEPRC11.7%CORZW7.2%Apollo6.7%EPRPRC3.0%STXS1.9%EPRPRE1.7%ALBPRA1.7%FGII1.5%Bank1.5%XSLL1.4%VNME1.1%CAIIU1.0%105 more30.2%

The 14 largest of its 119 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q1 2026.

Reported holdings, quarter by quarter
Q3 2024: $66.7 million in 126 positions$66.7MQ3 24Q4 2024: $59.6 million in 123 positions$59.6MQ4 24Q1 2025: $30.7 million in 120 positions$30.7MQ1 25Q2 2025: $35.8 million in 110 positions$35.8MQ2 25Q3 2025: $60.2 million in 115 positions$60.2MQ3 25Q4 2025: $44.3 million in 120 positions$44.3MQ4 25Q1 2026: $88.2 million in 141 positions$88.2MQ1 26Q2 2026: $99.8 million in 119 positions$99.8MQ2 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What its reported holdings returned

Held through each quarter, the holdings it reported returned +9.5% over the 7 quarters to 30 June 2026, against +30.2% for the S&P 500.

Its reported holdingsThe S&P 500
100110120130Q3 24Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Its holdings +9.5%S&P 500 +30.2%

Not the fund's own return: each 13F's holdings are kept unchanged until the next one, so trades inside a quarter, dividends, cash and fees are left out. A rough guide to how its picks have done over time.

What it did on the quarter

Opened 34Added 14Held 34Trimmed 37Sold out 56
Opened: 34Added: 14Held: 34Trimmed: 37Sold out: 56

Its positions against its 13F for the quarter to 31 March 2026; a change under 0.1% of a position counts as held

Opened 34

  1. Nextnav Inc. NN$15.3 million
  2. Hewlett Packard Enterprise C HPEPRC$11.7 million
  3. Apollo Global Mgmt Inc.$6.7 million
  4. Collective Acquisition Corp. CAIIU$1.0 million
  5. Revolution Medicines Inc. RVMDW$889,186
  6. Kimco Rlty Corp. KIMPRN$862,376
  7. Acp Holdings Acquisition Cor ACGC$737,270
  8. Amprius Technologies Inc. AMPX$651,420

and 26 more in the table below

Added to 14

  1. Cornerstone Strategic Value CLM+794,646 shares · +76%
  2. Core Scientific Inc. New CORZW+117,128 shares · +44%
  3. Epr Pptys EPRPRC+15,077 shares · +15%
  4. Amplitech Group Inc. AMPGR+108,927 shares · +54%
  5. Valaris Ltd VALWS+21,335 shares · +51%
  6. Epr Pptys EPRPRE+5,106 shares · +10%
  7. Biovie Inc. BIVIW+156,797 shares · +34%
  8. I-80 Gold Corp. IAUXWS+76,071 shares · +26%

and 6 more in the table below

Trimmed 37

  1. Occidental Pete Corp.-471,217 shares · -97%
  2. Albemarle Corp. ALBPRA-8,195 shares · -21%
  3. Bank America Corp.-320 shares · -21%
  4. Proem Acquisition Corp. I PAACU-26,936 shares · -52%
  5. New England Rlty Assoc Ltd P NEN-2,606 shares · -15%
  6. Silicon Vy Acquisition Corp. SVAQ-8,753 shares · -12%
  7. Vendome Acquisition Corp. I VNME-7,800 shares · -7%
  8. Harvard Ave Acquisition Corp. HAVA-7,815 shares · -21%

and 29 more in the table below

Sold out of 56

  1. SHIFT4 Pmts Inc. FOURPRA$2.7 million last quarter
  2. Select Sector SPDR Trust XLE$1.8 million last quarter
  3. Invesco QQQ Trust QQQ$1.7 million last quarter
  4. iShares Trust SGOV$1.7 million last quarter
  5. Noble Corp. PLC$1.5 million last quarter
  6. Tavia Acquisition Corp. TAVI$1.1 million last quarter
  7. Pono Cap Four Inc. PONOU$1.0 million last quarter
  8. Charlton Aria Acquisition Co. CHAR$1.0 million last quarter

What it holds

CompanySharesValueOf its bookChange in shares
Nextnav Inc. NN859.8K$15.3 million15.35%new
Cornerstone Strategic Value CLM1.8M$13.9 million13.91%+794.6K
Hewlett Packard Enterprise C HPEPRC100.2K$11.7 million11.72%new
Core Scientific Inc. New CORZW385.0K$7.2 million7.25%+117.1K
Apollo Global Mgmt Inc.110.6K$6.7 million6.75%new
Epr Pptys EPRPRC115.0K$2.9 million2.95%+15.1K
Stereotaxis Inc. STXS1.1M$1.9 million1.91%+14.8K
Epr Pptys EPRPRE54.4K$1.7 million1.75%+5.1K
Albemarle Corp. ALBPRA30.3K$1.7 million1.68%-8.2K
FG Imperii Acquisition Corp. FGII149.9K$1.5 million1.49%-5.0K
Bank America Corp.1.2K$1.5 million1.48%-320
Xsolla Spac 1 XSLL138.7K$1.4 million1.38%-4.3K
Vendome Acquisition Corp. I VNME111.2K$1.1 million1.13%-7.8K
Collective Acquisition Corp. CAIIU99.7K$1.0 million1.00%new
Praetorian Acquisition Corp. PTOR100.0K$992,9900.99%no change
Revolution Medicines Inc. RVMDW94.8K$889,1860.89%new
New England Rlty Assoc Ltd P NEN15.1K$886,2190.89%-2.6K
Kimco Rlty Corp. KIMPRN13.7K$862,3760.86%new
Origin Invt Corp. I ORIQ83.6K$862,0190.86%no change
Black Hawk Acquisition Corp. BKHA71.9K$856,6030.86%-400
D Boral Acquisition I Corp. DBCA76.9K$766,2040.77%-149
Kochav Defense Acqui Co. KCHV73.1K$757,7570.76%-3.7K
X3 Acquisition Corp. Ltd XCBE75.0K$749,2500.75%no change
Acp Holdings Acquisition Cor ACGC74.2K$737,2700.74%new
Vine Hill Cap Invts Corp. II VHCP70.5K$703,5300.70%-3
RF Acquisition Corp. III RFAM69.9K$692,1450.69%-51
Silicon Vy Acquisition Corp. SVAQ66.2K$666,7760.67%-8.8K
Amprius Technologies Inc. AMPX47.0K$651,4200.65%new
Vaneck ETF Trust GDXJ6.2K$611,3120.61%new
Amplitech Group Inc. AMPGR309.0K$596,3950.60%+108.9K
USA Rare Earth Inc. USAR25.3K$546,6860.55%no change
Valaris Ltd VALWS62.8K$516,5880.52%+21.3K
Cal Redwood Acquisition Corp. CRAQ49.9K$513,9700.51%no change
Jab Acquisition Corp. I JABRU51.2K$513,2150.51%new
Burtech Acquisition Corp. II BRKHU50.0K$502,5000.50%new
Art Technology Acquisition C ARTC50.0K$496,5000.50%no change
Crown Resv Acquisition Corp. I CRAC47.1K$476,2420.48%-4
Clearthink 1 Acquisition Cor CTAA48.0K$475,6300.48%new
Miluna Acquisition Corp. MMTX46.0K$464,9490.47%no change
SC II Acquisition Corp. SCII46.2K$463,3860.46%no change
Thayer Ventures Acq Corp. II TVAI44.7K$461,2940.46%no change
Ndigo Acquisition Corp. INAC44.6K$457,2730.46%no change
Lake Superior Acquisition Co. LKSP44.9K$455,7630.46%no change
Cantor Equity Partners I Inc CEPO42.3K$443,6460.44%new
Occidental Pete Corp.15.3K$407,1370.41%-471.2K
Alpex Acquisition Corp. ALPXU40.0K$400,8000.40%new
Post Holdings, Inc. POST4.5K$396,9680.40%no change
Globa Terra Acquisition Cor GTERA36.3K$374,2530.37%no change
Otg Acquisition Corp. I OTGA35.4K$360,2270.36%no change
Championsgate Acquisition Co. CHPG34.4K$358,0250.36%-300
Aa Mission Acquisition Corp. O YCY35.0K$355,4680.36%no change
Futurewave Acquisition Corp. FWACU32.1K$321,5220.32%new
Regentis Biomaterials Ltd RGNT87.0K$306,1700.31%new
Alnylam Pharmaceuticals Inc ALNY1.0K$301,1350.30%new
Harvard Ave Acquisition Corp. HAVA29.7K$299,8190.30%-7.8K
Dune Acquisition Corp. II CCAQ27.6K$288,1540.29%-702
I-80 Gold Corp. IAUXWS367.8K$285,0640.29%+76.1K
Fortunex Acquisition Corp. FXACU28.3K$284,1030.28%new
Biovie Inc. BIVIW613.4K$276,0420.28%+156.8K
Infleqtion Inc. INFQWS40.1K$275,4870.28%new
McKinley Acquisition Corp. MKLY27.0K$274,0500.27%no change
Solarius Capital Acqu Corp. SOCA24.9K$255,4230.26%no change
Amplitech Group Inc. AMPGZ174.4K$252,8800.25%+7.7K
Evolution Global Acquisition EVOX25.0K$250,5000.25%no change
Tailwind 2.0 Acquisition Cor TDWD24.9K$249,9960.25%no change
Proem Acquisition Corp. I PAACU24.6K$247,6050.25%-26.9K
Lafayette Acquisition Corp. LAFA24.5K$246,4860.25%-100
Quartzsea Acquisition Corp. QSEA22.9K$241,0760.24%+965
Stonebridge Acquisition II C APAC23.7K$241,0290.24%-3.8K
Ribbon Acquisition Corp. RIBB21.8K$234,8480.24%no change
Brightspring Health Svcs Inc. BTSGU968$223,1430.22%new
Crane HBR Acquisition Corp. I CRAN21.9K$221,9280.22%-1.6K
Roman Dbdr Acquisition Corp. DRDB20.2K$212,8700.21%-3.0K
Bitcoin Infrastructure Acqui Usd Class BIXI20.0K$199,9000.20%no change
Copley Acquisition Corp. COPL16.8K$175,1610.18%-606
Neovolta Inc. NEOVW125.3K$175,0990.18%-25.8K
Exyn Technologies Inc. EXYNW127.1K$169,0220.17%new
Cslm Digita Asset Acq Corp. I KOYN15.8K$160,4960.16%no change
Altice USA Inc. OPTU99.1K$143,6810.14%new
Briacell Therapeutics Corp. BCTXL159.6K$142,0040.14%+44.6K
Tenon Medical Inc. TNON430.4K$140,4420.14%new
Bimergen Energy Corp. BESSWS72.3K$137,3360.14%-25.0K
Digi PWR X Inc. DGXX25.0K$136,2500.14%new
Eureka Acquisition Corp. EURK10.1K$115,0520.12%-2.7K
Oaktree Acquisition Corp. III OACC10.0K$107,3960.11%+12
Dakota Gold Corp. DC25.0K$106,6920.11%no change
Oyster Enterprises II Acquis OYSE10.0K$102,9000.10%no change
Aileron Therapeutics Inc. RNTX99.0K$100,9800.10%new
Greenland Energy Co W Exp 04/21/203 GLNDW102.4K$87,0440.09%new
Liqtech Intl Inc. LIQT91.7K$77,8920.08%new
Mobilicom Ltd MOBBW38.2K$76,4000.08%-12.7K
Gold Royalty Corp. GROYWS76.8K$76,0540.08%+8.3K
Duke Robotics Corp. DUKRW47.6K$61,4360.06%new
Eon Resources Inc. EONRWS515.2K$39,4620.04%-31.9K
Namib Minerals NAMMW132.5K$29,1490.03%no change
Amesite Inc. AMST14.3K$19,0020.02%new
Freyr Battery Inc. TEWS85.9K$16,3170.02%new
Livewire Group Inc. LVWRWS594.4K$11,8880.01%-5.3K
Acp Holdings Acquisition Cor ACGCW38.6K$11,5900.01%new
Aleanna Inc. ANNAW30.5K$9,4410.01%new
FG Imperii Acquisition Corp. FGIIW34.0K$8,4980.01%-3.0K
Flyexclusive Inc. FLYXWS29.8K$5,9600.01%-3.2K
X3 Acquisition Corp. Ltd XCBEW20.7K$5,6090.01%-16.8K
Diana Shipping Inc.34.5K$5,1750.01%new
Generation Essentials Group TGEWS31.9K$4,9510.00%-3.8K
Ernexa Therapeutics Inc. ERNAW69.4K$4,9500.00%-184.4K
Nexgel Inc. NXGLW145.6K$4,7460.00%-500
Cid Holdco Inc. DAICW377.8K$4,6470.00%no change
Xsolla Spac 1 XSLLW14.0K$3,1430.00%-14.2K
Shreya Acquisition Group SAGUWS34.3K$1,9720.00%new
Aeries Technology Inc. AERTW70.8K$1,4160.00%no change
Murano Global Invts PLC MRNOW55.4K$8250.00%-7.6K
Cea Industries Inc. BNCWW35.0K$7840.00%no change
Saverone 2014 Ltd SVREW66.8K$7350.00%-58.2K
Oppfi Inc.23.6K$7080.00%-50.7K
Crown Resv Acquisition Corp. CRACW12.4K$6500.00%no change
Anghami Inc. ANGHW40.4K$3310.00%no change
Hub Cyber Security Ltd HUBCW18.8K$3100.00%-144.0K
Renew Energy Global PLC RNWWW31.1K$1030.00%no change
Every US-listed position in the fund's 13F for the quarter ended 30 June 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 56 it sold out of are in the box above.

Options it reported

CompanyOptionShares under the optionsValue of those shares
SPDR S&P 500 SPYPuts230.6K$172.2 million
Invesco QQQ Trust QQQPuts19.0K$14.0 million
NVIDIA Corp. NVDAPuts22.0K$4.4 million
iShares Trust TLTPuts40.6K$3.5 million
SPDR S&P 500 SPYCalls4.0K$3.0 million
Vaneck ETF Trust SMHPuts4.0K$2.6 million
Roundhill ETF Trust DRAMPuts21.0K$1.6 million
United Airlines Holdings, Inc. UALCalls10.0K$1.4 million
Starbucks Corp. SBUXPuts11.9K$1.2 million
Esperion Therapeutics Inc. Ne ESPRPuts374.0K$1.2 million
iShares Silver Trust SLVCalls21.5K$1.1 million
PayPal Holdings, Inc. PYPLCalls25.0K$1.1 million
Vaneck ETF Trust SMHCalls1.4K$918,246
Critical Metals Corp. CRMLPuts80.2K$822,050
Intel Corp. INTCCalls5.5K$767,965
Corning Inc. GLWPuts3.0K$766,290
Space Exploration Techn Corp. Class A Com STK SPCXPuts4.0K$683,440
Amprius Technologies Inc. AMPXPuts46.0K$637,560
ACM Research, Inc. ACMRPuts4.0K$507,560
Barclays Bank PLC VXXCalls20.0K$441,800
Amplitech Group Inc. AMPGCalls41.0K$285,360
United STS Oil FD LP USOPuts2.0K$212,880
Pg&E Corp. PCGCalls10.0K$168,200
Digi PWR X Inc. DGXXPuts25.0K$136,250
Prairie Oper Co. PROPCalls48.5K$34,993

25 option lines. A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost; they are not counted in the holdings above.