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Capital One Financial Corp. planned insider sales

In the last twelve months insiders at Capital One Financial Corp. filed 45 Form 144 notices of planned sales, 376,167 shares worth $77.2 million at the time of filing, from 14 sellers. The latest, filed 6 November 2026: Peter Raskind (director), 1,681 shares worth $339,209, planned for around 6 November 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.

FiledSellerRelationshipSharesValuePlanned saleSold, per Form 4BrokerHow acquiredFiling
6 November 2026Peter RaskindDirector1,681$339,2096 November 2026None on Form 4 yetMorgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
4 November 2026Richard D FairbankOfficer, Director90,743$18.6 million4 November 202690,743 shares from 4 November 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesExercised Shares; Performance Shares; Stock Option ExerciseForm 144
27 October 2026Richard D FairbankOfficer, Director90,743$18.4 million27 October 202690,743 shares from 27 October 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesExercised Shares; Performance Shares; Stock Option ExerciseForm 144
15 October 2026Lia DeanOfficer1,887$369,58815 October 20261,887 shares from 15 October 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
15 October 2026Celia Edwards KaramOfficer1,927$377,42215 October 20261,927 shares from 15 October 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
6 October 2026Matthew CooperOfficer3,500$686,7706 October 20263,500 shares from 6 October 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
15 September 2026Celia Edwards KaramOfficer2,017$415,64315 September 20262,017 shares from 15 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
15 September 2026Lia DeanOfficer2,067$425,94715 September 20262,066 shares from 15 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 September 2026Matthew CooperOfficer3,500$749,3501 September 20263,500 shares from 1 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
17 August 2026Celia Edwards KaramOfficer1,888$425,78217 August 20261,888 shares from 17 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
17 August 2026Lia DeanOfficer2,193$494,56617 August 20262,193 shares from 17 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
13 August 2026Mark MouadebOfficer1,199$269,77513 August 20261,199 shares from 13 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
10 August 2026Michael ZamskyOfficer5,473$1.2 million10 August 20265,473 shares from 10 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
7 August 2026Ravi S RaghuOfficer50$10,9247 August 202650 shares from 7 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
4 August 2026Mark MouadebOfficer1,183$260,2604 August 20261,873 shares from 3 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
4 August 2026Matthew CooperOfficer3,500$767,6554 August 20263,500 shares from 4 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
3 August 2026Mark MouadebOfficer690$148,3503 August 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
31 July 2026Ravi S RaghuOfficer9,726$2.0 million31 July 20269,726 shares from 31 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
29 July 2026Timothy GoldenOfficer3,487$735,75729 July 20263,487 shares from 29 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
7 July 2026Matthew CooperOfficer3,500$728,0007 July 20263,500 shares from 7 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 June 2026Ann Fritz HackettDirector3,000$630,00025 June 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
2 June 2026Matthew CooperOfficer3,500$641,7602 June 20263,500 shares from 2 June 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
13 May 2026Kaitlin HaggertyOfficer119$21,72813 May 20261,426 shares from 12 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesOSPSForm 144
12 May 2026Kaitlin HaggertyOfficer1,307$240,39612 May 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Restricted StockForm 144
12 May 2026Matthew CooperOfficer3,500$643,75512 May 20263,500 shares from 12 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
12 May 2026Ann Fritz HackettDirector27,245$5.0 million12 May 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
1 May 2026Celia Edwards KaramOfficer1,749$336,8221 May 20261,749 shares from 1 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 April 2026Celia Edwards KaramOfficer1,099$203,9851 April 20261,099 shares from 1 April 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 April 2026Lia DeanOfficer1,692$314,0521 April 20261,692 shares from 1 April 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 March 2026Celia Edwards KaramOfficer1,636$312,4762 March 20261,636 shares from 2 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
2 March 2026Lia DeanOfficer3,284$627,2442 March 20263,284 shares from 2 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
26 February 2026Mark MouadebOfficer1,593$334,53026 February 20263,102 shares from 25 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 February 2026Mark MouadebOfficer1,509$305,75525 February 2026No matching Form 4 saleMorgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 February 2026Jason HansonOfficer3,730$764,65025 February 20263,729 shares from 25 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
24 February 2026Neal BlindeOfficer38,135$7.3 million24 February 202638,135 shares from 24 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance and Restricted StockForm 144
4 February 2026Lia DeanOfficer3,284$734,5654 February 20263,284 shares from 4 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 February 2026Celia Edwards KaramOfficer2,108$460,0712 February 20262,108 shares from 2 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
6 January 2026Matthew CooperOfficer2,000$500,0006 January 20262,000 shares from 6 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
5 January 2026Ravi S RaghuOfficer13,450$3.4 million5 January 202613,450 shares from 5 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance Shares; Restricted StockForm 144
2 January 2026Celia Edwards KaramOfficer2,064$504,3382 January 20262,064 shares from 2 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 January 2026Lia DeanOfficer3,163$772,8792 January 20263,163 shares from 2 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 December 2025Matthew CooperOfficer2,000$443,0802 December 20252,000 shares from 2 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
1 December 2025Celia Edwards KaramOfficer2,937$640,7071 December 20252,936 shares from 1 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 December 2025Lia DeanOfficer3,269$713,1321 December 20253,269 shares from 1 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
13 November 2025Frank LapradeOfficer17,840$4.0 million13 November 202517,840 shares from 13 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
Read moreValue is the filer's own aggregate market value. Sold, per Form 4: the same seller's open-market sales on Form 4 from the notice's date to 90 days after, added up, as they appear on the insiders page; a holder who files no Form 4, such as some large holders, never shows one. What is a Form 144?