greeksoup/ stocks
Stocks / United States / COF / Planned sales

Capital One Financial Corp. planned insider sales

In the twelve months since 22 September 2025 insiders at Capital One Financial Corp. filed 44 Form 144 notices of planned sales, 439,859 shares worth $95.0 million at the time of filing, from 13 sellers. The latest, filed 15 September 2026: Celia Edwards Karam (officer), 2,017 shares worth $415,643, planned for around 15 September 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.

FiledSellerRelationshipSharesValuePlanned saleBrokerHow acquiredFiling
15 September 2026Celia Edwards KaramOfficer2,017$415,64315 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
15 September 2026Lia DeanOfficer2,067$425,94715 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 September 2026Matthew CooperOfficer3,500$749,3501 September 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
17 August 2026Celia Edwards KaramOfficer1,888$425,78217 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
17 August 2026Lia DeanOfficer2,193$494,56617 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
13 August 2026Mark MouadebOfficer1,199$269,77513 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
10 August 2026Michael ZamskyOfficer5,473$1.2 million10 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
7 August 2026Ravi S RaghuOfficer50$10,9247 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
4 August 2026Mark MouadebOfficer1,183$260,2604 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
4 August 2026Matthew CooperOfficer3,500$767,6554 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
3 August 2026Mark MouadebOfficer690$148,3503 August 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
31 July 2026Ravi S RaghuOfficer9,726$2.0 million31 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
29 July 2026Timothy GoldenOfficer3,487$735,75729 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
7 July 2026Matthew CooperOfficer3,500$728,0007 July 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 June 2026Ann Fritz HackettDirector3,000$630,00025 June 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
2 June 2026Matthew CooperOfficer3,500$641,7602 June 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
13 May 2026Kaitlin HaggertyOfficer119$21,72813 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesOSPSForm 144
12 May 2026Kaitlin HaggertyOfficer1,307$240,39612 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Restricted StockForm 144
12 May 2026Matthew CooperOfficer3,500$643,75512 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
12 May 2026Ann Fritz HackettDirector27,245$5.0 million12 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
1 May 2026Celia Edwards KaramOfficer1,749$336,8221 May 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 April 2026Celia Edwards KaramOfficer1,099$203,9851 April 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 April 2026Lia DeanOfficer1,692$314,0521 April 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 March 2026Celia Edwards KaramOfficer1,636$312,4762 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
2 March 2026Lia DeanOfficer3,284$627,2442 March 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
26 February 2026Mark MouadebOfficer1,593$334,53026 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 February 2026Mark MouadebOfficer1,509$305,75525 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
25 February 2026Jason HansonOfficer3,730$764,65025 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
24 February 2026Neal BlindeOfficer38,135$7.3 million24 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance and Restricted StockForm 144
4 February 2026Lia DeanOfficer3,284$734,5654 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 February 2026Celia Edwards KaramOfficer2,108$460,0712 February 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
6 January 2026Matthew CooperOfficer2,000$500,0006 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
5 January 2026Ravi S RaghuOfficer13,450$3.4 million5 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance Shares; Restricted StockForm 144
2 January 2026Celia Edwards KaramOfficer2,064$504,3382 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 January 2026Lia DeanOfficer3,163$772,8792 January 2026Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
2 December 2025Matthew CooperOfficer2,000$443,0802 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
1 December 2025Celia Edwards KaramOfficer2,937$640,7071 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
1 December 2025Lia DeanOfficer3,269$713,1321 December 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesEmployee Stock Purchase Plan; Performance SharesForm 144
13 November 2025Frank LapradeOfficer17,840$4.0 million13 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
6 November 2025Neal BlindeOfficer43,200$9.6 million6 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesRestricted StockForm 144
4 November 2025Matthew CooperOfficer2,000$438,8204 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144
4 November 2025Richard D FairbankOfficer, Director103,487$22.8 million4 November 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesExercised Shares; Stock Option ExerciseForm 144
27 October 2025Richard D FairbankOfficer, Director103,486$23.4 million27 October 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesExercised Shares; Stock Option ExerciseForm 144
2 October 2025Matthew CooperOfficer2,000$423,9802 October 2025Morgan Stanley Smith Barney LLC Executive Financial ServicesPerformance SharesForm 144

A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was. Value is the filer's own aggregate market value. Whether the sale happened shows up later on Form 4, on the insiders page.

Source

Form 144 filings on EDGAR for Capital One Financial Corp.: the company's filing index, each notice read from its own XML.

The same record on your computer

GreekSoup is also a free program for your own computer. It reads these same filings for the names you follow, refreshed as they land, with no account. One pasted line installs it.

Install