Cathay General Bancorp planned insider sales
In the twelve months since 11 October 2025 insiders at Cathay General Bancorp filed 17 Form 144 notices of planned sales, 161,750 shares worth $9.0 million at the time of filing, from 7 sellers. The latest, filed 2 September 2026: Sun Richard (director), 1,000 shares worth $62,315, planned for around 2 September 2026 through Charles Schwab & Co., Inc..
| Filed | Seller | Relationship | Shares | Value | Planned sale | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|
| 2 September 2026 | Sun Richard | Director | 1,000 | $62,315 | 2 September 2026 | Charles Schwab & Co., Inc. | Open Market Purchase | Form 144 |
| 25 August 2026 | Sun Richard | Director | 1,000 | $62,083 | 25 August 2026 | Charles Schwab & Co., Inc. | Open Market Purchase | Form 144 |
| 25 August 2026 | Lo Thomas M. | Officer | 1,600 | $99,952 | 25 August 2026 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
| 10 August 2026 | Sun Richard | Director | 3,000 | $189,270 | 10 August 2026 | Charles Schwab & Co., Inc. | Open Market Purchase | Form 144 |
| 31 July 2026 | Sun Richard | Director | 5,000 | $312,125 | 31 July 2026 | Charles Schwab & Co., Inc. | Open Market Purchase - See Remarks | Form 144 |
| 30 July 2026 | Sun Richard | Director | 5,000 | $316,559 | 30 July 2026 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
| 29 July 2026 | Sun Richard | Director | 20,000 | $1.3 million | 29 July 2026 | Charles Schwab & Co., Inc. | Open Market Purchase / Restricted Stock Lapse - See Remarks | Form 144 |
| 4 June 2026 | Tang Anthony M | Director | 30,000 | $1.7 million | 4 June 2026 | Stifel Nicolaus & Company Inc | Owned Shares | Form 144 |
| 5 May 2026 | Pacju Llc | Officer | 40,000 | $2.3 million | 5 May 2026 | UBS Financial Services Inc | Stock Option Plan | Form 144 |
| 28 April 2026 | Chan May K. | Officer | 559 | $31,257 | 28 April 2026 | Charles Schwab & Co., Inc. | Restricted Stock Lapse / Dividend Reinvestment - See Remark | Form 144 |
| 6 April 2026 | Liu Chang | Officer, Director | 4,836 | $243,506 | 6 April 2026 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
| 29 January 2026 | Lo Thomas M. | Officer | 1,000 | $50,232 | 29 January 2026 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
| 4 December 2025 | Tang Anthony M | Director | 2,000 | $98,000 | 4 December 2025 | Stifel Nicolaus & Company Inc | Restricted Stock Units | Form 144 |
| 3 December 2025 | Tang Anthony M | Director | 8,000 | $392,000 | 3 December 2025 | Stifel Nicolaus & Company Inc | Restricted Stock Units | Form 144 |
| 19 November 2025 | Cheng Dunson K | Officer | 32,590 | $1.5 million | 19 November 2025 | Charles Schwab Corp. | RSU Vesting | Form 144 |
| 28 October 2025 | Liu Chang | Officer, Director | 5,165 | $238,829 | 28 October 2025 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
| 27 October 2025 | Lo Thomas M. | Officer | 1,000 | $46,828 | 27 October 2025 | Charles Schwab & Co., Inc. | Restricted Stock Lapse | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
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Value is the filer's own aggregate market value. Whether the sale happened shows up later on Form 4, on the insiders page.Source
Form 144 filings on EDGAR for Cathay General Bancorp: the company's filing index, each notice read from its own XML.
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