Axos Financial, Inc. planned insider sales
In the twelve months since 11 October 2025 insiders at Axos Financial, Inc. filed 14 Form 144 notices of planned sales, 124,186 shares worth $12.2 million at the time of filing, from 11 sellers. The latest, filed 5 August 2026: Roque Santi (director), 500 shares worth $52,650, planned for around 5 August 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.
| Filed | Seller | Relationship | Shares | Value | Planned sale | Broker | How acquired | Filing |
|---|---|---|---|---|---|---|---|---|
| 5 August 2026 | Roque Santi | Director | 500 | $52,650 | 5 August 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 9 June 2026 | Thomas Constantine | Officer | 400 | $36,000 | 9 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 8 June 2026 | Thomas Constantine | Officer | 1,594 | $140,575 | 8 June 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 19 May 2026 | Michael Watson | Officer | 1,653 | $138,470 | 19 May 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 17 February 2026 | Nicholas Mosich | Director | 1,275 | $124,950 | 17 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 10 February 2026 | Nicholas Mosich | Director | 1,000 | $97,000 | 10 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 6 February 2026 | Thomas Constantine | Officer | 3,260 | $326,000 | 6 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 6 February 2026 | Derrick Walsh | Officer | 4,846 | $490,442 | 6 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 6 February 2026 | James J Court | Director | 11,163 | $1.1 million | 6 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 4 February 2026 | Gregory Garrabrants | Officer, Director | 43,294 | $4.3 million | 4 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 3 February 2026 | Paul Grinberg | Officer | 32,719 | $3.2 million | 3 February 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted stock vesting under a registered plan | Form 144 |
| 30 January 2026 | David Park | Officer | 18,192 | $1.8 million | 30 January 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 8 December 2025 | Tamara N Bohlig | Director | 2,145 | $184,964 | 8 December 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
| 5 December 2025 | Edward Ratinoff | Director | 2,145 | $181,449 | 5 December 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | Restricted Stock | Form 144 |
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
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Value is the filer's own aggregate market value. Whether the sale happened shows up later on Form 4, on the insiders page.Source
Form 144 filings on EDGAR for Axos Financial, Inc.: the company's filing index, each notice read from its own XML.
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