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Ameriprise Financial Inc. planned insider sales

In the last twelve months insiders at Ameriprise Financial Inc. filed 13 Form 144 notices of planned sales, 122,434 shares worth $65.9 million at the time of filing, from 9 sellers. The latest, filed 10 August 2026: Dawn M. Brockman (officer), 472 shares worth $263,815, planned for around 10 August 2026 through American Enterprise Investment Services, Inc..

FiledSellerRelationshipSharesValuePlanned saleSold, per Form 4BrokerHow acquiredFiling
10 August 2026Dawn M. BrockmanOfficer472$263,81510 August 2026472 shares from 10 August 2026American Enterprise Investment Services, Inc.Vesting of Compensatory Equity Awards (See Remarks)Form 144
6 August 2026Deirdre McGrawOfficer2,400$1.3 million6 August 20262,400 shares from 6 August 2026American Enterprise Investment Services, Inc.Vesting of Compensatory Equity Awards (See Remarks)Form 144
28 July 2026William J. WilliamsOfficer8,210$4.4 million28 July 202616,104 shares from 27 July 2026American Enterprise Investment Services, Inc.Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks)Form 144
28 July 2026Walter Stanley BermanOfficer11,012$6.0 million28 July 202611,012 shares from 28 July 2026American Enterprise Investment Services, Inc.Employee Stock OptionForm 144
28 July 2026James M. CracchioloOfficer, Director18,020$9.8 million28 July 202618,020 shares from 28 July 2026American Enterprise Investment Services, Inc.Employee Stock OptionForm 144
27 July 2026William J. WilliamsOfficer7,894$4.2 million27 July 2026No matching Form 4 saleAmerican Enterprise Investment Services, Inc.Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks)Form 144
14 May 2026Gerard P. SmythOfficer6,255$3.0 million14 May 20266,255 shares from 14 May 2026American Enterprise Investment Services, Inc.Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks)Form 144
8 May 2026Sharpe Robert Francis JRDirector1,200$554,2268 May 20261,200 shares from 8 May 2026Wells Fargo Clearing ServicesCompensationForm 144
10 February 2026William Fredrick TruscottOfficer5,000$2.7 million10 February 20265,000 shares from 10 February 2026American Enterprise Investment Services, Inc.Vesting of Compensatory Equity Awards - See RemarksForm 144
9 February 2026Gumer AlveroOfficer4,658$2.5 million9 February 20264,658 shares from 9 February 2026American Enterprise Investment Services, Inc.Employee Stock Option; Vesting of Compensatory Equity AwardsForm 144
5 February 2026Walter Stanley BermanOfficer7,000$3.8 million5 February 20267,000 shares from 5 February 2026American Enterprise Investment Services, Inc.Vesting of Compensator y Equity AwardsForm 144
4 February 2026James M. CracchioloOfficer, Director48,813$26.6 million4 February 202648,813 shares from 4 February 2026American Enterprise Investment Services, Inc.Vesting of Compensator y Equity AwardsForm 144
21 November 2025Sharpe Robert Francis JRDirector1,500$676,06021 November 20251,500 shares from 21 November 2025Wells Fargo Clearing ServicesCompensationForm 144
A Form 144 is the notice an insider files with the SEC before selling restricted or control shares over the Rule 144 thresholds; it says what may be sold, not what was.
Read moreValue is the filer's own aggregate market value. Sold, per Form 4: the same seller's open-market sales on Form 4 from the notice's date to 90 days after, added up, as they appear on the insiders page; a holder who files no Form 4, such as some large holders, never shows one. What is a Form 144?