Aeluma, Inc. 13F holders
98 funds reported a position in Aeluma, Inc. in their 13F for the quarter ended 30 June 2026, together 5.5 million shares worth $120.7 million. Against the quarter before, 20 opened a position, 32 added, 28 trimmed and 11 sold out; together they bought a net 559,169 shares. The largest holders: BlackRock, Inc., D. E. Shaw & Co., Inc. and Vanguard Capital Management LLC.
Funds holding98+7 on Q1 2026
Shares they held5.5Mworth $120.7 million
Net bought on the quarter559,169 sharesabout $12.3 million at the funds' values
Funds buying to selling52 to 39opened or added, to cut or sold
Opened 20Added 32Held 18Trimmed 28Sold out 11
What each fund did in ALMU against its 13F for the quarter before; a change under 0.1% of a holding counts as held
Funds reporting a position in ALMU in their 13F, each quarter; hover a bar for the shares they held
Filed so far for the quarter to 30 September 2026
3,405 funds have filed their 13F for the quarter so far; the rest are due by 16 November 2026. Of those, 22 reported a position in Aeluma, Inc.: 4 opened one, 6 added, 3 trimmed and 4 sold out, a net 278,766 shares bought.
| Fund | Change in shares | Shares now | Status | Filing |
|---|---|---|---|---|
| Wedbush Securities Inc. | +301,350 | 352,775 | added | 13F |
| Secure Asset Management, LLC | +10,976 | 10,976 | new | 13F |
| Caitong International Asset Management Co., Ltd | +6,526 | 8,143 | added | 13F |
| Farther Finance Advisors, LLC | -2,526 | 223 | trimmed | 13F |
| Fortitude Advisory Group L.L.C. | -1,613 | 35,954 | trimmed | 13F |
| ProShare Advisors LLC | -1,548 | 12,303 | trimmed | 13F |
| Sterling Capital Management LLC | +525 | 570 | added | 13F |
| Gamma Investing LLC | +393 | 442 | added | 13F |
| Fortitude Family Office, LLC | +179 | 179 | new | 13F |
| Valley National Advisers Inc. | +26 | 26 | new | 13F |
| Lanark Financial, Inc. | +25 | 525 | added | 13F |
| IFP Advisors, Inc | +9 | 619 | added | 13F |
| SJS Investment Consulting Inc. | +7 | 7 | new | 13F |
| MCF Advisors LLC | -15,077 | 0 | sold out | 13F |
| Maytree Asset Management Ltd | -1,633 | 0 | sold out | 13F |
| State of Wyoming | -3,682 | 0 | sold out | 13F |
| Total Clarity Wealth Management, Inc. | -15,177 | 0 | sold out | 13F |
The largest moves in the name among the funds that have filed, against each fund's previous 13F.
The well-known funds
Of the 44 funds followed here, 4 reported a position in Aeluma, Inc. in a 13F for the quarter ended 30 June 2026. The largest: Millennium Management, 529,005 shares worth $11.7 million, 0.0% of its reported book. New this quarter: Citadel Advisors. In the quarter, 3 funds added or opened a position and 1 trimmed or sold out; together they bought a net 181,294 shares, about $4.0 million at the funds' own value per share on 30 June 2026. A change under 0.1% of a holding counts as held.
| Fund | Shares | Value | Of its book | Change on the quarter | Status | Quarter ended | Filing |
|---|---|---|---|---|---|---|---|
| Millennium Management | 529,005 | $11.7 million | 0.0% | +130,706 | added | 30 June 2026 | 13F |
| Geode Capital Management | 318,018 | $7.0 million | 0.0% | +22,696 | added | 30 June 2026 | 13F |
| Citadel Advisors | 41,219 | $910,116 | 0.0% | +41,219 | new | 30 June 2026 | 13F |
| FMR LLC | 660 | $14,573 | 0.0% | -13,327 | trimmed | 30 June 2026 | 13F |
Value is what the fund reported.
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Change is shares against the fund's previous 13F; a fund with one filing read shows no change. 13Fs cover long US positions of managers above $100 million and are filed up to 45 days after the quarter.The largest holders
| Fund | Shares | Share of all | Value | Of its book | Change in shares | Filing |
|---|---|---|---|---|---|---|
| BlackRock, Inc. | 973,235 | 17.78% | $21.5 million | 0.00% | +113,528 | 13F |
| D. E. Shaw & Co., Inc. | 797,983 | 14.58% | $17.6 million | 0.01% | +772,983 | 13F |
| Vanguard Capital Management LLC | 574,417 | 10.49% | $12.7 million | 0.00% | -14,334 | 13F |
| Millennium Management LLC | 529,005 | 9.66% | $11.7 million | 0.01% | +130,706 | 13F |
| Geode Capital Management, LLC | 318,018 | 5.81% | $7.0 million | 0.00% | +22,696 | 13F |
| State Street Corp. | 254,168 | 4.64% | $5.6 million | 0.00% | +6,823 | 13F |
| Apis Capital Advisors, LLC | 194,000 | 3.54% | $4.3 million | 0.42% | -12,000 | 13F |
| AWM Investment Company, Inc. | 131,404 | 2.40% | $2.9 million | 0.25% | -68,596 | 13F |
| Northern Trust Corp. | 123,505 | 2.26% | $2.7 million | 0.00% | +7,582 | 13F |
| Vanguard Portfolio Management LLC | 112,400 | 2.05% | $2.5 million | 0.00% | -7,481 | 13F |
| Marshall Wace, LLP | 95,964 | 1.75% | $2.1 million | 0.00% | -53,473 | 13F |
| Bank of New York Mellon Corp | 92,697 | 1.69% | $2.0 million | 0.00% | +64,397 | 13F |
| Lazard Asset Management LLC | 90,586 | 1.65% | $2.0 million | 0.00% | new | 13F |
| Vanguard Fiduciary Trust Co. | 84,175 | 1.54% | $1.9 million | 0.00% | +11,199 | 13F |
| Westside Investment Management, Inc. | 52,575 | 0.96% | $1.2 million | 0.15% | -10,255 | 13F |
| Wedbush Securities Inc. | 51,425 | 0.94% | $1.1 million | 0.03% | new | 13F |
| UBS Group AG | 47,078 | 0.86% | $1.0 million | 0.00% | -73,932 | 13F |
| Citadel Advisors LLC | 41,219 | 0.75% | $910,116 | 0.00% | new | 13F |
| Morgan Stanley | 41,155 | 0.75% | $908,702 | 0.00% | -1,710 | 13F |
| LPL Financial LLC | 38,878 | 0.71% | $858,426 | 0.00% | +12,584 | 13F |
| Goldman Sachs Group Inc. | 38,571 | 0.70% | $851,648 | 0.00% | -8,959 | 13F |
| Fortitude Advisory Group L.L.C. | 37,567 | 0.69% | $829,479 | 0.32% | +2,132 | 13F |
| Charles Schwab Investment Management Inc. | 36,745 | 0.67% | $811,330 | 0.00% | +1,856 | 13F |
| Bfsg, LLC | 35,602 | 0.65% | $786,093 | 0.07% | no change | 13F |
| BFC Planning, Inc. | 33,300 | 0.61% | $735,264 | 0.03% | +550 | 13F |
| Thompson Siegel & Walmsley LLC | 33,057 | 0.60% | $730,000 | 0.01% | -67,341 | 13F |
| Cambridge Investment Research Advisors, Inc. | 32,360 | 0.59% | $714,000 | 0.00% | new | 13F |
| Wells Fargo & Company | 32,148 | 0.59% | $709,828 | 0.00% | +23,148 | 13F |
| IMC-Chicago, LLC | 29,895 | 0.55% | $660,082 | 0.01% | +14,380 | 13F |
| Balyasny Asset Management L.P. | 28,834 | 0.53% | $636,655 | 0.00% | new | 13F |
| Cetera Investment Advisers | 24,580 | 0.45% | $542,726 | 0.00% | -1,804 | 13F |
| MML Investors Services, LLC | 24,431 | 0.45% | $539,436 | 0.00% | +11,977 | 13F |
| Bank of America Corp. | 23,074 | 0.42% | $509,474 | 0.00% | +7,145 | 13F |
| Quent Capital, LLC | 22,000 | 0.40% | $485,760 | 0.03% | +10,000 | 13F |
| Jane Street Group, LLC | 20,352 | 0.37% | $449,372 | 0.00% | new | 13F |
| GatePass Capital, LLC | 20,000 | 0.37% | $441,600 | 0.17% | no change | 13F |
| Nuveen, LLC | 17,299 | 0.32% | $381,962 | 0.00% | +1,603 | 13F |
| Chilton Investment Co. Inc. | 15,989 | 0.29% | $353,037 | 0.01% | new | 13F |
| Pension & Wealth Management Advisors, Inc. | 15,900 | 0.29% | $351,072 | 0.10% | no change | 13F |
| Total Clarity Wealth Management, Inc. | 15,177 | 0.28% | $335,108 | 0.07% | new | 13F |
| Rhumbline Advisers | 15,177 | 0.28% | $335,101 | 0.00% | +390 | 13F |
| MCF Advisors LLC | 15,077 | 0.28% | $332,901 | 0.01% | -3,523 | 13F |
| &partners | 15,057 | 0.28% | $332,459 | 0.00% | no change | 13F |
| Mission Wealth Management, LP | 13,983 | 0.26% | $308,745 | 0.00% | no change | 13F |
| ProShare Advisors LLC | 13,851 | 0.25% | $305,829 | 0.00% | -1,019 | 13F |
| Deutsche Bank AG | 13,226 | 0.24% | $292,030 | 0.00% | +686 | 13F |
| Intesa Sanpaolo Wealth Management | 13,000 | 0.24% | $287,040 | 0.06% | -2,000 | 13F |
| Royal Bank of Canada | 13,006 | 0.24% | $287,000 | 0.00% | -18,568 | 13F |
| HighTower Advisors, LLC | 12,650 | 0.23% | $279,312 | 0.00% | +283 | 13F |
| Squarepoint Ops LLC | 12,187 | 0.22% | $269,089 | 0.00% | new | 13F |
The 50 largest of the 98 funds that reported a position in ALMU in their 13F for the quarter ended 30 June 2026, by the value each reported.
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Share of all is the fund's part of all the shares the funds reported. Change is shares against the fund's 13F for the quarter before. A 13F lists a manager's long positions in US-listed shares at the quarter's end. What is a 13F?Options the funds reported on ALMU
| Fund | Option | Shares under the options | Value of those shares | Quarter ended | Filing |
|---|---|---|---|---|---|
| Citadel Advisors | Calls | 100,500 | $2.2 million | 30 June 2026 | 13F |
| Citadel Advisors | Puts | 41,500 | $916,320 | 30 June 2026 | 13F |
A 13F lists calls and puts by the shares they cover and what those shares were worth at the quarter's end, not what the options cost.
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They are not counted in the holdings above. A put gains when the stock falls, a call when it rises, and a fund may hold either to hedge.Schedule 13D and 13G filed on the name, last twelve months
| Filed | Schedule | Who | Holding | Of the class | Event date | Rule or purpose | Filing |
|---|---|---|---|---|---|---|---|
| 27 July 2026 | 13G | BlackRock, Inc. and 1 other | 963,791 | 5.3% | 30 June 2026 | passive, institutional (13d-1(b)) | EDGAR |
| 15 May 2026 | 13G/A | Mark N. Tompkins and 1 other | 885,000 | 4.8% | 31 March 2026 | passive, under 20% (13d-1(c)) | EDGAR |
| 31 March 2026 | 13G | Perry George Herbert and 3 others | 1.0 million | 5.6% | 30 March 2026 | passive, under 20% (13d-1(c)) | EDGAR |
| 17 February 2026 | 13G/A | Mark N. Tompkins and 1 other | 2.0 million | 11.3% | 31 December 2025 | passive, under 20% (13d-1(c)) | EDGAR |
| 2 January 2026 | 13D/A | Lee McCarthy | 270,064 | 1.5% | 1 August 2024 | Since Mr. McCarthy filed Schedule 13D on June 30, 2021, he has not acquired any shares of Common Stock. He started selling shares of Common Stock on August 1, 2024, as set forth below, and as of March 30, 2025, beneficially owned 743,425 sh | EDGAR |
| 14 November 2025 | 13G/A | Mark N. Tompkins and 1 other | 2.9 million | 16.0% | 30 September 2025 | passive, under 20% (13d-1(c)) | EDGAR |
A Schedule 13D is filed by anyone who crosses 5% of a class with intent to influence; a 13G by a passive holder.
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Amendments (/A) report a change, including an exit to zero. Holding and percentage are as the filer stated them on the cover page; the purpose is the filer's own words, cut short. 13D and 13GFails to deliver
| Settlement date | Shares failed | Price | File |
|---|---|---|---|
| 31 August 2026 | 58 | $13.14 | SEC |
| 25 August 2026 | 48 | $13.65 | SEC |
| 17 August 2026 | 13,445 | $18.42 | SEC |
| 13 August 2026 | 394 | $18.05 | SEC |
| 12 August 2026 | 270 | $18.19 | SEC |
| 6 August 2026 | 100 | $16.82 | SEC |
| 3 August 2026 | 786 | $16.20 | SEC |
| 29 July 2026 | 389 | $14.19 | SEC |
| 24 July 2026 | 196 | $15.95 | SEC |
| 22 July 2026 | 112 | $16.42 | SEC |
| 17 July 2026 | 30 | $15.14 | SEC |
Shares that failed to deliver at settlement, per day, from the SEC's half-month files, which arrive about two weeks after the period.