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SMH Capital Advisors Inc.

CIK 1180391 · latest 13F filed 13 August 2026 · Read the filing on EDGAR

SMH Capital Advisors Inc. reported 54 US-listed holdings worth $25.5 million in its 13F for the quarter ended 30 June 2026, filed 13 August 2026. Its largest: Trinity Cap Inc. (11.9%), Capital Southwest Corp. (7.5%) and Vici Properties Inc. (5.6%). Against the quarter before, it opened 6 positions, added to 27, trimmed 11 and sold out of 8.

Reported holdings$25.5M-27.8% on Q1 2026
Positions54-2 on Q1 2026
The largest ten52.5%of its reported holdings
Latest 13FQ2 2026filed 13 August 2026
Where the money is
Added toTrimmed
TRIN11.9%CSWC7.5%VICI5.6%Alphatec5.4%MAIN4.5%SM3.8%HTGC3.7%Capital3.6%OWL3.5%CG3.1%Wisdomtree2.9%IIPR2.4%RITM2.4%SPY2.4%40 more37.3%

The 14 largest of its 54 positions, each sized by its share of the reported holdings, coloured by the change in shares against Q1 2026.

Reported holdings, quarter by quarter
Q3 2024: $16.2 million in 43 positions$16.2MQ3 24Q4 2024: $41.4 million in 45 positions$41.4MQ4 24Q1 2025: $43.0 million in 45 positions$43.0MQ1 25Q2 2025: $44.1 million in 46 positions$44.1MQ2 25Q3 2025: $49.0 million in 51 positions$49.0MQ3 25Q4 2025: $49.1 million in 55 positions$49.1MQ4 25Q1 2026: $35.4 million in 56 positions$35.4MQ1 26Q2 2026: $25.5 million in 54 positions$25.5MQ2 26

What the fund reported holding at each quarter's end; hover a bar for the number of positions

What it did on the quarter

Opened 6Added 27Held 10Trimmed 11Sold out 8
Opened: 6Added: 27Held: 10Trimmed: 11Sold out: 8

Its positions against its 13F for the quarter to 31 March 2026; a change under 0.1% of a position counts as held

Opened 6

  1. Ford Motor Co. F$434,764
  2. Blackstone Secd Lending FD BXSL$205,376
  3. Palmer Square Capital BDC in PSBD$202,638
  4. SLR Investment Corp. SLRC$194,381
  5. Triplepoint Venture Growth BDC Com TPVG$95,716
  6. BlackRock TCP Capital Corp. TCPC$83,049

Added to 27

  1. Alphatec Hldgs Inc.+753,000 shares · +108%
  2. Innovative Industrial Properties Inc. IIPR+5,110 shares · +104%
  3. Hercules Capital Inc. HTGC+18,401 shares · +45%
  4. Ares Capital Corp. ARCC+14,003 shares · +127%
  5. Runway Growth Finance Corp. RWAY+42,770 shares · +306%
  6. Lyft Inc.+190,000 shares · +95%
  7. Main STR Cap Corp. MAIN+3,021 shares · +16%
  8. Blue Owl Capital Inc. OWL+15,391 shares · +18%

and 19 more in the table below

Trimmed 11

  1. Capital Southwest Corp.-10.5 million shares · -92%
  2. Dick's Sporting Goods, Inc. DKS-1,007 shares · -50%
  3. Wisdomtree Inc.-52,000 shares · -9%
  4. Trinity Cap Inc. TRIN-810 shares · -0%
  5. SPDR S&P 500 SPY-14 shares · -2%
  6. Carlyle Group Inc. CG-200 shares · -1%
  7. Rithm Capital Corp. RITM-340 shares · -1%
  8. U S Global Invs Inc. GROW-889 shares · -2%

and 3 more in the table below

Sold out of 8

  1. Riot Platforms Inc.$1.3 million last quarter
  2. Prospect Capital Corporation PSEC$1.1 million last quarter
  3. Mara Holdings Inc.$458,250 last quarter
  4. HA Sustainable Infrastructure Capital, Inc. HASI$318,365 last quarter
  5. American Tower Corp. AMT$207,096 last quarter
  6. Highpeak Energy Inc. HPK$195,643 last quarter
  7. Blackline Inc.$187,700 last quarter
  8. New MTN Fin Corp. NMFC$93,120 last quarter

What it holds

CompanySharesValueOf its bookChange in shares
Trinity Cap Inc. TRIN170.3K$3.0 million11.94%-810
Capital Southwest Corp. CSWC80.1K$1.9 million7.46%+1.7K
Vici Properties Inc. VICI53.5K$1.4 million5.56%+4.6K
Alphatec Hldgs Inc.1.5M$1.4 million5.42%+753.0K
Main STR Cap Corp. MAIN21.9K$1.1 million4.45%+3.0K
SM Energy Co. SM37.4K$976,1193.83%-46
Hercules Capital Inc. HTGC59.5K$937,7793.68%+18.4K
Capital Southwest Corp.883.0K$918,3203.60%-10.5M
Blue Owl Capital Inc. OWL102.5K$896,7793.52%+15.4K
Carlyle Group Inc. CG18.6K$784,3713.07%-200
Wisdomtree Inc.496.0K$746,9762.93%-52.0K
Innovative Industrial Properties Inc. IIPR10.0K$619,8002.43%+5.1K
Rithm Capital Corp. RITM65.6K$616,2692.42%-340
SPDR S&P 500 SPY806$602,0732.36%-14
Ares Capital Corp. ARCC25.0K$463,3061.82%+14.0K
Vanguard Ftse Emerging Markets VWO7.7K$458,9191.80%+2
iShares Trust EFA4.3K$444,7991.74%+15
Ford Motor Co. F31.3K$434,7641.70%new
Lyft Inc.390.0K$408,3301.60%+190.0K
WisdomTree, Inc. WT21.9K$370,7831.45%+3.0K
Adams Express Company ADX13.3K$339,3551.33%+126
Runway Growth Finance Corp. RWAY56.8K$318,4801.25%+42.8K
Ezcorp Inc. EZPW9.1K$316,0391.24%no change
Calamos Strategic Total Retu CSQ15.2K$313,5451.23%+456
Nexpoint Diversified Rel Et NXDT59.8K$310,3471.22%+1.3K
Virtus Equity & Conv Incm FD NIE11.0K$295,4161.16%+209
Gabelli Funds/Closed-end GDV9.4K$276,3391.08%+321
Eaton Vance Tax Advt Div Inc. EVT9.3K$258,7261.01%+354
Invesco QQQ Trust QQQ349$256,7751.01%no change
AllianceBernstein Global Hig AWF24.8K$255,3231.00%+263
BlackRock Corpor Hi Yld FD I HYT27.4K$234,3080.92%+709
Dick's Sporting Goods, Inc. DKS1.0K$232,9340.91%-1.0K
Hancock John Tax-Advantaged HTD9.1K$232,6760.91%+384
Carlyle Secured Lending Inc. CGBD21.9K$231,0910.91%-192
BlackRock CR Allocation Inco BTZ22.2K$227,0080.89%+107
Apollo Global Management, Inc. APO1.9K$224,5050.88%+1
Blue Owl Capital Corporation OBDC20.0K$217,9330.85%+9.5K
Blackstone Secd Lending FD BXSL8.7K$205,3760.81%new
Palmer Square Capital BDC in PSBD19.4K$202,6380.79%new
SLR Investment Corp. SLRC15.7K$194,3810.76%new
Cohen & Steers Quality Incom RQI15.4K$189,8450.74%+466
Crescent Cap BDC Inc. CCAP15.5K$169,5550.66%+527
BlackRock Multi Sector Inc. T BIT13.2K$165,8750.65%+341
Templeton Emerging Mkts Inco TEI22.1K$148,6410.58%+1.0K
Nuveen Quality Muncp Income NAD11.7K$141,9890.56%no change
AllianceBernstein Natl Mun I AFB12.2K$139,2490.55%no change
Nuveen Amt Free Qlty Mun Inc. NEA11.8K$138,5080.54%no change
Eaton Vance Mun BD FD EIM13.2K$131,6060.52%no change
U S Global Invs Inc. GROW40.2K$125,3970.49%-889
Selectquote Inc. SLQT116.7K$98,1190.38%-1.3K
Triplepoint Venture Growth BDC Com TPVG19.5K$95,7160.38%new
Cion Invt Corp. CION14.6K$90,9580.36%no change
BlackRock TCP Capital Corp. TCPC24.7K$83,0490.33%new
Afc Gamma Inc. AFCG26.0K$80,6000.32%no change
Every US-listed position in the fund's 13F for the quarter ended 30 June 2026, by the value it reported.
Read moreChange is shares against its 13F for the quarter before; the 8 it sold out of are in the box above.